Genomewide pharmacogenetic analysis of early partial response, treatment response, and remission in the Munich Antidepressant Response Signature (MARS) sample. The effect of the outcome phenotype with the highest genotypic or allelic association is presented. The highest genomewide effect was found for rs6989467, located in the 5′ flanking region of the CDH17 gene on 8q22 (displayed as the negative decadic logarithm of the P value). SNP indicates single-nucleotide polymorphism.
Effects of comorbid anxiety disorder plus high vs low number of response alleles in the Munich Antidepressant Response Signature (MARS) and Sequenced Treatment Alternatives to Relieve Depression (STAR*D) samples. Patients who carry a high number of response alleles (top 33% of the allele score distribution) without comorbid anxiety disorder showed the fastest remission (clinician rating version of the Quick Inventory of Depressive Symptomatology [QIDS-C] score or Hamilton Depression Rating Scale score equivalent of the QIDS-C score of ≤6) in both samples. Survival analysis revealed a large effect, with odds ratios of 3.5 (all 310 single-nucleotide polymorphisms [SNPs]) (A) and 2.3 (46 SNPs with nominal replication) (C) in the MARS sample and of 1.3 (B) and 1.9 (D), respectively, in the STAR*D sample.
Results of a literature-based pathway analysis that includes all genes that correspond to the single nucleotide polymorphisms (SNPs) of the Sequenced Treatment Alternatives to Relieve Depression (STAR*D) replication sample. Genes were categorized as related when they were co-cited in the same sentence with a functional descriptor in between. We identified 41 genes that cluster around fibronectin 1 (FN1) (cluster 1), ADAMTS-like 1 (ADAMTSL1) (cluster 2), and endothelin 1 (EDN1) (cluster 3). Genes with corresponding SNPs that achieved nominal significant replication in the STAR*D sample are shaded in red; green lines indicate transcription factor (TF) binding site matches in target promoters; the line with the yellow circle indicates annotation by Molecular Connections experts. IN indicates input gene; M, part of a metabolic pathway.
Ising M, Lucae S, Binder EB, Bettecken T, Uhr M, Ripke S, Kohli MA, Hennings JM, Horstmann S, Kloiber S, Menke A, Bondy B, Rupprecht R, Domschke K, Baune BT, Arolt V, Rush AJ, Holsboer F, Müller-Myhsok B. A Genomewide Association Study Points to Multiple Loci That Predict Antidepressant Drug Treatment Outcome in Depression. Arch Gen Psychiatry. 2009;66(9):966-975. doi:10.1001/archgenpsychiatry.2009.95
The efficacy of antidepressant drug treatment in depression is unsatisfactory; 1 in 3 patients does not fully recover even after several treatment trials. Genetic factors and clinical characteristics contribute to the failure of a favorable treatment outcome.
To identify genetic and clinical determinants of antidepressant drug treatment outcome in depression.
Genomewide pharmacogenetic association study with 2 independent replication samples.
We performed a genomewide association study in patients from the Munich Antidepressant Response Signature (MARS) project and in pooled DNA from an independent German replication sample. A set of 328 single-nucleotide polymorphisms highly related to outcome in both genomewide association studies was genotyped in a sample of the Sequenced Treatment Alternatives to Relieve Depression (STAR*D) study.
A total of 339 inpatients with a depressive episode (MARS sample), a further 361 inpatients with depression (German replication sample), and 832 outpatients with major depression (STAR*D sample).
Main Outcome Measures
We generated a multilocus genetic variable that described the individual number of alleles of the selected single nucleotide polymorphisms associated with beneficial treatment outcome in the MARS sample (“response” alleles) to evaluate additive genetic effects on antidepressant drug treatment outcome.
Multilocus analysis revealed a significant contribution of a binary variable that categorized patients as carriers of a high vs low number of response alleles in the prediction of antidepressant drug treatment outcome in both samples (MARS and STAR*D). In addition, we observed that patients with a comorbid anxiety disorder combined with a low number of response alleles showed the least favorable outcome.
These results demonstrate the importance of multiple genetic factors combined with clinical features in the prediction of antidepressant drug treatment outcome, which underscores the multifactorial nature of this trait.
Antidepressant agents are indispensable in treating severe depression. Since their discovery in the 1950s, adverse effect profiles of these drugs have been improved, whereas clinical efficacy is still unsatisfactory because 1 in 3 patients does not fully recover from depression, even after several treatment trials.1,2 Genetic factors contribute to the general variability in drug response3,4 and, according to family studies,5- 7 this is the case for antidepressant agents, which suggests that the individual genetic profile may provide guidance in medication selection.8 Up to now, pharmacogenetic studies have focused on candidate genes implicated in the mechanisms of antidepressant drug action or in the pharmacokinetics of such drugs. For example, an insertion-deletion polymorphism in the promoter region of the serotonin transporter gene (SLC6A4) seems to predict response to selective serotonin reuptake inhibitors,9 potentially mediated by differences in selective serotonin reuptake inhibitor tolerability,10 and a variation in the ABCB1 gene coding for a P-glycoprotein that determines brain tissue penetration of many antidepressant drugs may predict clinical outcome in patients treated with substrates of this blood-brain barrier regulation molecule.11 Several studies reported that variants of a gene coding for FKBP5,12- 14 a co-chaperone involved in stress hormone signaling, and variants for 5HT2A15 are predictive of treatment response but do not effectively guide treatment selection. Further associations have been reported for the glutamatergic receptor gene GRIK4,16 the enzymatic gene PDER11A,17 inflammation-related genes (CD3E, PRKCH, PSMD9, and STAT3),18 and UCN318 expressing a ligand of the CRF2 receptor.
Because the mechanisms by which antidepressant agents exert their clinical effects are not yet fully understood, studies that focus on single candidate genes may not identify novel genetic information of clinical importance. Therefore, we conducted an unbiased genomewide pharmacogenetic study in patients undergoing antidepressant drug treatment to discover new gene variants that contribute to a favorable outcome. Furthermore, treatment response is not only determined by genetic makeup but also by course of illness, comorbid anxiety, age at disease onset, current age, and sex.1,19,20 These variables were additionally considered to determine whether they predict the outcome of antidepressant drug treatment.
We report the results of 2 genomewide association studies (GWASs). In the first study, we genotyped patients from the Munich Antidepressant Response Signature (MARS) project1; in the second study, we determined genomewide allele frequencies in pooled DNA from a German replication sample. Subsequently, a set of single-nucleotide polymorphisms (SNPs) highly related to outcome in both GWASs was genotyped in a sample from the Sequenced Treatment Alternatives to Relieve Depression (STAR*D) study,2 a multicenter treatment trial that uses a series of standard treatments in an outpatient sample. We were encouraged to use the MARS project and the STAR*D study as discovery and replication samples, respectively, because several concordant pharmacogenetic findings in candidate gene studies emerged from both.12,14,15
A total of 339 inpatients from the MARS project1 with major depression (88.8%) or bipolar disorder (11.2%) were included within 1 to 5 days of admission as inpatients (Table 1). Diagnosis was ascertained by trained psychiatrists according to the DSM-IV22 criteria. The exclusion criteria were the presence of alcohol or substance abuse or dependence (including eating disorders with concomitant laxative abuse), comorbid somatization disorder, and depressive disorders owing to general medical or neurologic conditions. Ethnicity was recorded by the use of a self-report questionnaire that asked for the nationality, first language, and ethnicity of the participant and all 4 grandparents. All the patients were white, and 85.1% were of German descent; the remaining patients were of European descent (central Europe, 6.5%; eastern Europe, 7.8%; and Mediterranean, 0.6%). The study was approved by the local ethics committee of the Ludwig Maximilians University of Munich, and written informed consent was obtained from all the participants.
The severity of the psychopathologic abnormality was assessed by trained raters by the use of the 21-item Hamilton Depression Rating Scale (HAM-D).23 Patients with at least moderately severe depression (HAM-D score ≥14) entered the analysis. Ratings were performed within 3 days of hospital admission and then weekly until discharge. We used 3 common types of response definitions, each of which defined different aspects of antidepressant drug treatment outcome: early partial response (HAM-D score reduction ≥25% after 2 weeks of treatment), response (HAM-D score reduction ≥50% after 5 weeks of treatment), and remission (HAM-D score <10, evaluated after 5 weeks and before discharge from the hospital). The MARS project was designed as a naturalistic pharmacogenetic study in which all patients were treated with antidepressant agents according to the choice of the physicians; plasma antidepressant drug concentrations were monitored to ensure clinically efficient drug levels.
The German replication sample consisted of 361 inpatients from the psychiatric hospitals of Ludwig Maximilians University and the University of Muenster (Table 1). Sex distribution (P > .2) and age (P > .9) did not differ between samples. Overall, 84.5% of these patients had major depression, whereas 15.5% were in a depressive episode of a bipolar disorder. Trained psychiatrists ascertained DSM-IV diagnosis. Patients were rated weekly from hospital admission to discharge (Munich) or until week 6 (Muenster) by the use of the 21-item HAM-D. Ethnicity was recorded by the use of the same self-report questionnaire as in the MARS project. All the patients were white, and 90.7% were of German descent; the remaining patients were of European descent (central Europe, 3.9%; eastern Europe, 5.3%; and Mediterranean, 0.1%). The same inclusion and exclusion criteria applied as in the MARS sample, and outcome with antidepressant drug treatment was evaluated accordingly.
A subsample of 832 outpatients from the STAR*D study20,24 was selected as a second replication sample. The selection criteria were white ethnicity, a score of at least 10 on the 16-item clinician rating version of the Quick Inventory of Depressive Symptomatology (QIDS-C)21 at study inclusion (corresponding to a HAM-D score ≥14), and availability of QIDS-C data for at least the first 2 weeks of treatment. In agreement with the selection criteria of the MARS project and the German replication sample, patients with a concurrent alcohol or substance use disorder, bulimia, or somatization disorder diagnosed using the Psychiatric Diagnostic Screening Questionnaire25 were excluded. In addition, 12 individuals were excluded owing to low genotyping quality. All the patients participated in the first treatment step (level 1) of the STAR*D study and received citalopram hydrobromide. To identify partial response, response, and remission in a manner consistent with the two German studies, we selected QIDS-C scores that corresponded to the HAM-D scores used in the initial samples following published conversion recommendations.21 For demographic and clinical characteristics of this STAR*D sample, see Table 1.
A total of 366 control individuals (161 men and 205 women; mean [SD] age, 48.6 [13.4] years) who were matched to the MARS sample for ethnicity (using the same questionnaire), sex, and age were recruited at the Max Planck Institute of Psychiatry. They were selected randomly from a Munich-based community sample. The exclusion criteria were the presence of severe somatic diseases and a lifetime history of Axis I mental disorders. The latter was ascertained using the Munich version of the Composite International Diagnostic Interview.26
Genotyping in the MARS sample was performed by the use of 2 types of whole-genome genotyping arrays: Sentrix Human-1 (109 000 loci) and HumanHap300 (317 000 loci) BeadChip (Illumina Inc, San Diego, California), which together covered almost 410 000 nonoverlapping SNPs from the entire human genome. Genotyping was performed according to the standard protocols of the manufacturer. We excluded SNPs with a call rate of less than 98%, with a deviation from Hardy-Weinberg equilibrium (HWE) at an error level of less than 10−5, or with a minor allele frequency (MAF) less than 2.5%, which resulted in 93 339 SNPs from the Sentrix Human-1 chip and 295 912 SNPs from the HumanHap300 chip. A total of 4.5% of all analyzed SNPs showed a nominally significant deviation from HWE with the level of significance set to 5%, which is almost identical to the expected number of false-positive findings under the null hypothesis of missing HWE deviations (P = .83). The average casewise call rate across all SNPs was 99.8%, and the reproducibility for samples (n = 3) genotyped twice was 99.999%. A test for population stratification with 10 000 random SNPs as genomic controls showed no evidence of admixture.
Genomewide allele frequencies in the German replication sample were determined separately in 3 pairs of pools that contained the DNA of patients with (1) early partial response vs nonresponse, (2) response after 5 weeks vs nonresponse, and (3) remission after 5 weeks vs nonremission. The DNA of responders after 5 weeks was pipetted in duplicate for quality control. Owing to technical restrictions, genomewide analysis of the pooled DNA samples was performed by the use of only the HumanHap300 (317 000 loci) BeadChip. All the pools were measured 3 times, except the duplicated DNA pools of 5-week responders, which were measured twice. Allele frequencies were estimated from the intensity scores obtained from all 19 pool assessments by the use of BeadStudio software (version 3.1.00; Illumina Inc). This method was recently proved to be valid in several studies, including case-control studies in late-onset Alzheimer disease27 and schizophrenia,28 and a comparison with individual genotyping revealed excellent concordance for the HumanHap300 array.29 A proximity analysis of these data revealed perfect clustering of the estimated allele frequencies of the 19 pools, which resulted in separate clusters for the 6 phenotypes (early partial response/nonresponse, response/nonresponse after 5 weeks, and remission/nonremission after 5 weeks). The average MAF correlation across pools was 0.98, and the correlation with the individual allele frequencies from the CEU (Utah residents with ancestry from northern and western Europe) sample of the International HapMap Project (http://www.hapmap.org) was 0.93, which matched the result of another European GWAS that used HumanHap arrays with pooled DNA (r = 0.94).28
We selected 338 SNPs for replication in the STAR*D sample. The selection criteria were the “best” 300 SNPs from the HumanHap300 chip (which corresponded to one-tenth of a percent) that showed concordant associations with treatment outcome in both genomewide samples with the lowest combined P values (geometric mean of the respective P values) plus 38 SNPs from the Sentrix Human-1 chip associated with treatment outcome in the MARS sample, which achieved a P =1 × 10−4. Of these SNPs, 328 could be successfully genotyped using a custom assay (GoldenGate; Illumina Inc), with a call rate greater than 98%. A total of 4.9% of these SNPs showed a nominally significant deviation from HWE at a level of significance of 5%, which corresponded to the expected number of false-positive findings under the null hypothesis of no HWE deviation (P = .96). The average MAF was 27% (range, 7.0%-49.9%), with more than 80% of the SNPs showing an MAF larger than 15%.
Power calculation was conducted using the CaTS Power Calculator for Genome-Wide Association Studies.30 Applying a 2-stage design with genomewide scans as the first stage and a replication of 328 genotypes as the second stage, we calculated a power of 80% to detect genetic effects (allelic model) with a relative risk of 1.60 for SNPs with an MAF of at least 15% and under the assumption of a 33% favorable treatment outcome.
Pharmacogenetic analyses were conducted by the use of χ2 statistics. Treatment outcome was evaluated binary as partial response after 2 weeks and response and remission after 5 weeks. Genotypic (MARS sample) and allelic (MARS, German replication, and STAR*D samples) models were calculated. To reduce false-positive results, we corrected for multiple comparisons by the use of a resampling method with 10 000 permutations in accordance with the approach of Westfall and Young,31 which considers the dependence structure of the genotypes to control for an irregular increase in the β error.
In addition, a multilocus survival analysis was performed in the MARS and STAR*D samples. For this analysis, “response” alleles were determined in accordance with the results of the MARS project for each of the 328 SNPs considered for replication in the STAR*D sample. For 18 SNPs, response alleles could not be unambiguously identified; these SNPs were omitted from the multilocus analysis. We calculated a second score after weighting the number of alleles with the respective odds ratio (OR) from the MARS sample. Cox regression modeling was applied by the use of a proportional hazard function for occurrence and time until remission during the first 8 weeks of treatment. Missing HAM-D and QIDS-C scores were estimated using nonlinear regression to benefit from a complete data set, and HAM-D values from the MARS sample were translated into equivalent QIDS-C scores. With the assumption that a certain threshold of risk alleles may be required to predict an unfavorable outcome, we defined a threshold model of multiple genetic effects. Patients were categorized as high or low response allele carriers according to their additive and weighted response allele scores, respectively. In addition, clinical predictors of treatment outcome, including age at onset; diagnosis of recurrent depression, chronic depression, or a comorbid anxiety disorder (general anxiety disorder, panic disorder, or social phobia); and age and sex, were considered in the Cox regression model. According to previous results of the MARS and STAR*D studies, we assumed beneficial effects on treatment outcome for female sex,20 young age,32 late age at onset,32,33 absence of recurrent34 and chronic31,35 depression episodes, and comorbid anxiety disorders.1,19,20 We further assumed favorable effects for a high number of response alleles. One-sided P values according to the prediction hypotheses are reported.
A pathway analysis of genes corresponding to the SNPs selected for replication in the STAR*D sample was performed by the use of the Genomatix BiblioSphere PathwayEdition version 7.16 (Genomatix Software Inc, Ann Arbor, Michigan; http://www.genomatix.de/products/BiblioSphere/). BiblioSphere PathwayEdition is a heuristic method used to summarize available evidence about gene relationships by the systematic extraction and analyzation of the following scientific databases: National Center for Biotechnology Information (NCBI) PubMed, NCBI Entrez Gene, and Genomatix MatBase, a comprehensive transcription factor database. Genes were categorized as related if they were co-cited in the same sentence of an abstract with a functional descriptor in between (evidence level B3). Gene clusters were identified in accordance with the number of co-citations of each pair of genes.
In accordance with previous pharmacogenetic studies,11,12 we evaluated early partial response (HAM-D score reduction ≥25%) after 2 weeks and response (HAM-D score reduction ≥50%) and remission (HAM-D score <10) after 5 weeks as antidepressant outcome phenotypes. The genomewide results for the MARS sample are presented in Figure 1, which shows the effect of the outcome phenotype with the highest genotypic or allelic association. The largest pharmacogenetic association was found for rs6989467 (early partial response, genotypic model, P = 7.6 × 10−7) (Figure 1), which is located in the 5′ flanking region of the CDH17 gene on 8q22; several other associations with a nominal P < 1 × 10−5 were found. Using the multivariate Fisher product method (geometric mean of the P values) across the three outcome phenotypes, the strongest effect was observed for rs1502174 (dominant-recessive model, P = 8.5 × 10−5), located in the 3′ flanking region of the EPHB1 gene on 3q22. However, no effect withstood correction for multiple testing.
Before testing replication in the STAR*D sample, we performed another GWAS by the use of pooled DNA from an independent German sample of inpatients with depression. This analysis aimed to identify genotypes concordantly associated with treatment outcome in both samples to reduce the likelihood of false-positive results. The effects observed in the pooled sample were within a somewhat smaller range of P values, with the highest association found for rs1912674 (early partial response, P = 8.9 × 10−7), located in the region between the AK090788 and PDE10A genes on 6q21. No effect remained significant after correction for multiple testing.
For the replication analysis in the STAR*D sample, we selected 300 SNPs from the Sentrix HumanHap300 chip that showed concordant allelic associations with treatment outcome in both German samples with the lowest combined P values. In addition, 38 SNPs from the Sentrix Human-1 chip with the lowest P values in the MARS sample were selected. Of these 338 SNPs, 328 were successfully genotyped by the use of a GoldenGate custom assay (eTable). The genotypes of these SNPs did not differ between patients (MARS sample) and controls matched for age, sex, and ethnicity after correction for multiple testing (Pcorrected > .5). When evaluating associations with treatment outcome in the STAR*D sample (partial response after 2 weeks, response/remission after 5 weeks, and remission at the end of the first treatment period), 46 SNPs were associated at the nominal level of significance (Pnominal < .05), which showed allelic effects in the same direction as in the MARS and the German replication samples (eTable [bold entries]). These effects, however, did not withstand correction for multiple testing (Pcorrected > .1).
Next, we investigated whether the prediction of treatment outcome could be improved if multiple allelic effects were considered simultaneously combined with clinical variables. For this purpose, we generated a multilocus genetic variable that described the individual number of alleles associated with beneficial treatment outcome in the MARS sample, with the assumption of an additive effect of the 328 selected SNPs. For 18 SNPs, response alleles could not be unambiguously identified because only the heterogeneous genotype (the presence of both alleles) was associated with favorable treatment outcome. These SNPs were omitted from the multilocus analysis.
We used a survival analytical approach that evaluated the occurrence of remission during the first 8 weeks of treatment, which is the minimal period recommended for clinical studies with remission as the primary outcome.36 Age, sex, age at onset, recurrence of episodes, chronic episode (≥2 years), comorbid anxiety disorder, and the response allele score were included to predict remission during the first 8 weeks of treatment (Table 2).
Consistent for both samples, MARS and STAR*D, and for the combined analysis, the survival analysis demonstrated a negative effect of comorbid anxiety disorder and a positive effect of the number of response alleles, which was significant for the MARS sample (P = 2 × 10−19) and the combined analysis (P = 1 × 10−16) but only approached significance in the STAR*D sample (P = .08). We additionally calculated a score after weighting the number of response alleles with the respective OR from the MARS sample. Using this score, we replicated the findings, with the weighted number of response alleles now reaching significance also in the STAR*D sample (OR, 1.01; lower 95% confidence interval, 1.001; P = .04).
In accordance with a threshold model of multiple genetic effects, we additionally categorized patients as high or low response allele carriers according to their response allele score. The response allele score ranged from 253 to 361 in the MARS sample. Only one-third of the MARS patients achieved remission during the first 8 weeks. Considering this asymmetry, the cutoff value for defining the response allele carrier status was set accordingly at 320.5, which resulted in 33.3% of patients in the MARS sample being categorized as high response allele carriers, which reflected the base rate of remission. The same threshold was applied for the STAR*D sample. The results of the survival analysis, including the same set of clinical predictors, are given in Table 3.
Consistent effects across all samples were again observed for comorbid anxiety disorder (negative effect; approaching significance in the MARS sample, P = .055) and for the binary score of high vs low response alleles (positive effect; MARS: P = 1 × 10−14 ; STAR*D: P = .04; combined analysis: P = 7 × 10−12 ). In addition, a consistent effect was found for young age, which reached significance only in the combined sample. These findings also could be replicated for the analysis with the binary score derived from the weighted number of response alleles.
We additionally defined a binary response allele score based on the reduced set of 46 SNPs that showed nominal significance in the STAR*D sample. The OR for this response allele score was 2.31 (P = 5 × 10−8) in the MARS sample and 1.90 (P = 5 × 10−9 ) in the STAR*D sample. Comorbid anxiety disorder again displayed a negative effect (MARS: OR, 0.47; P = .01; STAR*D: OR, 0.70; P = .01). Figure 2 shows that the best outcome was observed in patients with a high number of response alleles without comorbid anxiety disorder, whereas the worst prognosis was obtained for patients with a low number of response alleles combined with comorbid anxiety disorder.
Because the multilocus analysis suggested that the SNPs selected for replication in the STAR*D sample contribute additively to treatment outcome in both samples, MARS and STAR*D, we included all corresponding genes in a literature-based pathway analysis. The SNPs located in intergenic regions were assigned to the nearest gene, which resulted in 279 unique genes.
Pathway analysis identified 41 genes co-cited in the same sentence with a functional descriptor in-between. These genes could be grouped into 3 clusters that centered on fibronectin 1 (FN1, cluster 1), ADAMTS-like 1 (ADAMTSL1, cluster 2), and endothelin 1 (EDN1, cluster 3) (Figure 3).
FN1 from the first cluster encodes a cell surface glycoprotein mainly involved in cell adhesion processes. FN1 and 5 other genes of this cluster are involved in metabolic pathways. FN1 is also related to 2 transcription factors, MYBL2 and NR2E1, and with the substrate (EFNA5) and receptor (EPHA5) genes of ephrin-A5, an important modulator of late-stage nervous system development and differentiation.
ADAMTSL1 in the second cluster encodes a protein characterized by a desintegrin and metalloproteinase with a thrombospondin motif. This cluster also includes potential risk genes for cardiovascular disorders (CD36, PON2, APOB, and PIK3R1).
EDN1, the center gene of the third cluster, expresses a protein involved in vasoconstriction. Further notable genes are neuregulin 1 (NRG1), a glycoprotein that interacts with the NEU/ERBB2 receptor tyrosine kinase, homer homologue 1 (Drosophila) (HOMER1), a neuronal immediate early gene and modulator of glutamatergic neurotransmission, and the solute carrier family genes SLC1A2 (glutamate) and SLC6A11 (γ-aminobutyric acid).
This is the first report of a GWAS of antidepressant drug treatment response performed in patients from the MARS project and in pooled DNA from an independent German replication sample. A set of 328 SNPs highly related to outcome in both samples was genotyped in a third sample from the STAR*D study. Despite the inclusion of more than 1500 patients with depression, 700 of them with genomewide genotyping, we could not identify single SNP signals that reached the criteria for genomewide significance, which suggests that the effects of single SNPs are rather modest.
Against the backdrop of stringent statistical methods, this analysis provides experimental evidence that antidepressant drug response emerges from a multitude of genetic variants. We constructed a genotype score with the number of favorable response alleles per patient of the set of 310 informative SNPs genotyped in all patients. This multilocus approach revealed a significant contribution of a binary variable that categorized patients as carriers of a high vs low number of response alleles in the prediction of antidepressant drug treatment outcome in both samples (MARS and STAR*D). This finding could be replicated after the weighting of the response allele score for the individual contribution of each allele. In addition, we explored the predictive effect of clinical characteristics when combined with genotype scores. We observed that patients with a comorbid anxiety disorder combined with a low number of response alleles showed the least favorable outcome in the defined observation period. An interaction analysis showed that both effects, comorbid anxiety and the number of response alleles, were independent of each other (data not shown). In fact, this finding is in line with the clinical observation of a tendency toward treatment resistance in the presence of comorbid anxiety disorders.19
A literature-based pathway analysis of functional co-citations that includes the genes that correspond to the SNPs of the response allele score revealed a network of 41 genes that could be grouped into 3 interrelated clusters. The first cluster included the transcription factor nuclear receptor subfamily 2, group E, member 1 (NR2E1). Variations in this gene have been reported to be associated with susceptibility to bipolar disorder and schizophrenia,37 and mice that lack this receptor display behavioral abnormalities and impaired neuronal and synaptic plasticity.38 This cluster also includes the substrate (EFNA5) and receptor (EPHA5) genes of ephrin-A5, an important modulator of nervous system development and differentiation. This finding is of note because the strongest effect with a combined phenotype of treatment outcome in the MARS sample was observed with an SNP located downstream of EPHB1, another receptor from the ephrin family. Studies with mouse mutants demonstrated that the ephrin system regulates the neural plasticity in the hippocampus, a brain area in which adult neurogenesis is stimulated by antidepressant agents.39
The second gene cluster identified in the pathway analysis includes genes related to metabolic and cardiovascular disorders that frequently co-occur with depression.40 Potentially important findings emerged also from the third gene cluster. This cluster includes neuregulin 1 (NRG1), for which many genetic studies suggested involvement in the development of schizophrenia41,42 and bipolar disorder,43 and presumably also of unipolar depression.44 Genes of this cluster are related to glutamatergic (homer homologue 1, HOMER1; glial high-affinity glutamate transporter, SLC1A2) and GABAergic neurotransmission (γ-aminobutyric acid neurotransmitter transporter, SLC6A11). Mice that undergo long-term stress treatment45 or with increased stress susceptibility (M. Schmidt, PhD, Max Planck Institute of Psychiatry, oral communication, August 14, 2008) that model specific features of depressionlike abnormalities displayed altered regulation of HOMER1 expression in the hippocampal and cortical regions, and rats displayed altered hypothalamic HOMER1 expression after antidepressant drug treatment.46 We infer from this pathway analysis that different genetic clusters contribute to treatment outcome in depression, in a manner seemingly related to metabolic pathways and brain development (cluster 1), somatic disability (cluster 2), and receptor signaling and neurotransmission (cluster 3).
Although we included altogether more than 1500 patients, we could not replicate the pharmacogenetic effects of single SNPs. The power analysis suggested sufficient power to detect single effects with a relative genetic risk of 1.6. It seems, however, that the effect size of single SNPs to predict antidepressant drug treatment response is lower than expected. This finding challenges the suitability of GWASs for pharmacogenetic studies in complex diseases. Another limiting factor is the heterogeneity of the investigated phenotype. We tried to address this issue by the inclusion of clinical predictors of treatment outcome, but we have to concede that other factors not considered in this analysis, for example, environmental stress and individual drug history, most likely contributed to the heterogeneity of the phenotype. Nevertheless, we replicated the additive effects of a clinical predictor and a multilocus response allele score. The inclusion of patients in the GWAS samples with bipolar depression may be regarded as a confounder. However, we did not detect differences between patients with unipolar or bipolar depression with respect to the genotype frequencies of the 328 SNPs selected for replication in the STAR*D sample (Pcorrected > .48; data not shown). In addition, the results of multilocus survival analysis suggested that the diagnosis of unipolar vs bipolar depression has no effects on treatment outcome (P > .33; data not shown). A further limitation is the heterogeneity of antidepressant drug treatments in the GWAS samples. However, the primary mode of action of all antidepressant agents is related to an enhancement of monoaminergic neurotransmission, and, despite differences in the profile of receptor occupancy, antidepressant drugs show comparable efficacy across drug classes.47,48 Therefore, we submit that drug-specific genetic effects should be of minor importance for a genomewide pharmacogenetic study.
The present results demonstrate the importance of multiple genetic factors in the prediction of antidepressant drug response, which underscores the multifactorial nature of this trait. In particular, these findings imply a cumulative effect of genetic variations and clinical features. Both types of variables contributed similar effects with respect to prediction of treatment outcome. Further studies are required to confirm the suggested multilocus approach and to investigate the ways that genetic variations and environmental factors converge in a set of genotypes, biomarkers, and clinical features that fosters the decision-making process in the treatment of depression.
Correspondence: Florian Holsboer, MD, PhD, Max Planck Institute of Psychiatry, Kraepelinstrasse 2-10, 80804 Munich, Germany (firstname.lastname@example.org).
Submitted for Publication: November 10, 2008; final revision received January 23, 2009; accepted February 23, 2009.
Funding/Support: The MARS project and genomewide genotyping were supported by the Bavarian Ministry of Commerce and by the Excellence Foundation for the Advancement of the Max Planck Society. Data and sample collection of the STAR*D study were funded by the National Institute of Mental Health, National Institutes of Health, under contract N01MH90003 to the University of Texas Southwestern Medical Center at Dallas (Dr Rush).
Financial Disclosure: None reported.
Additional Contributions: Michael Czisch, PhD, Tatjana Dose, MD, Peter Lichtner, PhD, Roselind Lieb, PhD, Hildegard Pfister, Benno Pütz, PhD, Philipp Sämann, MD, Daria Salyakina, PhD, Juliane Winkelmann, MD, Thomas C. Baghai, MD, and Cornelius Schüle, MD, provided valuable help in performing the studies; Sabine Damast, Maik Koedel, Susann Sauer, and Alina Tontsch provided technical assistance; the research teams at the BKH Augsburg (Max Schmauß) and the Zentrum für psychische Gesundheit at the Klinikum Ingolstadt (Thomas Pollmächer) contributed cases to the MARS project; the STAR*D research team, especially Maurizio Fava and Madhukar H. Trivedi, acquired clinical data and DNA samples; and Forest Laboratories provided citalopram at no cost for the STAR*D study.