All women were postmenopausal; therefore, endogenous estradiol production did not contribute to the changes in reproductive hormones that were observed. Twenty-three women with past perimenopausal depression (PMD) and 16 control women were receiving hormone therapy before starting the study.
Women with past perimenopausal depression (PMD) randomized to placebo (but not those randomized to estradiol and control women randomized to either estradiol or placebo) had significantly increased (ie, more symptomatic) Center for Epidemiologic Studies–Depression Scale (CES-D) scores compared with scores during the open-label administration of estradiol. In addition, CES-D scores in women with PMD during use of placebo were significantly increased compared with the scores of both control women randomized to placebo and those with past PMD randomized to estradiol. The dosage of estradiol used throughout the study was 100 µg/d. Data markers indicate the arithmetic mean; error bars, SE.
eMethods. Participant Selection
Schmidt PJ, Ben Dor R, Martinez PE, Guerrieri GM, Harsh VL, Thompson K, Koziol DE, Nieman LK, Rubinow DR. Effects of Estradiol Withdrawal on Mood in Women With Past Perimenopausal DepressionA Randomized Clinical Trial. JAMA Psychiatry. 2015;72(7):714-726. doi:10.1001/jamapsychiatry.2015.0111
Perimenopause is accompanied by an increased risk of new and recurrent depression. The coincidence of declining ovarian function with the onset of depression led to the inference that “withdrawal” from physiologic estradiol levels underpinned depression in perimenopause. To our knowledge, this is the first controlled systematic study to directly test the estrogen withdrawal theory of perimenopausal depression (PMD).
To examine the role of estradiol withdrawal in PMD.
Design, Setting, and Participants
Initial open-label treatment with estradiol followed by randomized, double-blind, placebo-controlled, parallel-design evaluation of continued estradiol treatment was evaluated at an outpatient research facility at the National Institutes of Health Clinical Center. An intent-to-treat analysis was performed between October 2003 and July 2012. Participants included asymptomatic postmenopausal women with past PMD responsive to hormone therapy (n = 26) and asymptomatic postmenopausal women with no history of depression (n = 30) matched for age, body mass index, and reproductive status who served as controls. Data were analyzed between November 2012 and October 2013 by repeated-measures analysis of variance.
After 3 weeks of open-label administration of transdermal estradiol (100 µg/d), participants were randomized to a parallel design to receive either estradiol (100 µg/d; 27 participants) or matched placebo skin patches (29 participants) for 3 additional weeks under double-blind conditions.
Main Outcomes and Measures
Center for Epidemiologic Studies–Depression Scale and 17-item Hamilton Depression Rating Scale (completed by raters blind to diagnosis and randomization status), self-administered visual analog symptom ratings, and blood hormone levels obtained at weekly clinic visits.
None of the women reported depressive symptoms during open-label use of estradiol. Women with past PMD who were crossed over from estradiol to placebo experienced a significant increase in depression symptom severity demonstrated using the Center for Epidemiologic Studies–Depression Scale and 17-item Hamilton Depression Rating Scale, with mean (SD) scores increasing from estradiol (ie, 2.4 [2.0] and 3.0 [2.5]) to placebo (8.8 [4.9] and 6.6 [4.5], respectively [P = .0004 for both]). Women with past PMD who continued estradiol therapy and all women in the control group remained asymptomatic. Women in both groups had similar hot-flush severity and plasma estradiol levels during use of placebo.
Conclusions and Relevance
In women with past PMD that was previously responsive to hormone therapy, the recurrence of depressive symptoms during blinded hormone withdrawal suggests that normal changes in ovarian estradiol secretion can trigger an abnormal behavioral state in these susceptible women. Women with a history of PMD should be alert to the risk of recurrent depression when discontinuing hormone therapy.
clinicaltrials.gov Identifier: NCT00060736
Depression risk increases in perimenopause, and depression is cited1- 3 as a primary reason for resuming menopausal hormone therapy (HT). Community-based epidemiologic studies4- 8 have documented a 1.5- to 3-fold greater risk of first onset of depression and recurrent depression in women in perimenopause compared with those who are premenopausal or several years postmenopausal. Observational studies9- 11 have reported the emergence of depressive symptoms after the discontinuation of HT in 5% to 10% of women.
The role of estradiol—either declining levels or low levels—in the precipitation of perimenopausal depression (PMD) is unknown, largely owing to the associational and indirect nature of the evidence linking ovarian function and depression. Correlative studies7,12- 15 with plasma follicle-stimulating hormone (FSH) or response to HT provided indirect evidence of the association between changes in reproductive hormones and mood disturbances. However, even prospective epidemiologic studies cannot test the estradiol withdrawal hypothesis since perimenopausal changes in the secretion of several hormonal and metabolic factors could confound the effects of estradiol withdrawal. In other studies16,17 of the role of ovarian steroids in affective disturbance, changes in ovarian steroids (in the context of otherwise normal levels) have been shown to directly trigger depression, but only in a subset of women with histories of mood disorders linked to reproductive function. In the present study, we directly examined the hypothesis that declining ovarian function (estradiol withdrawal) underpins depression occurring in perimenopause. We further sought to examine whether the response to estradiol withdrawal differs in women with past PMD compared with those without past depression.
Between October 2003 and July 2012, women were self-referred in response to newspaper advertisements or were referred by a physician. All women were aged 45 to 65 years, postmenopausal, and in good health; none had clinically significant mood symptoms. We recruited 2 groups of women. The first group comprised women with past perimenopausal depression who reported a history of major or minor depression (confirmed by the Structured Clinical Interview for DSM-IV18) at midlife in association with menstrual cycle irregularity (ie, skipped menstrual periods or prolonged periods of amenorrhea), with remission (also confirmed by the Structured Clinical Interview retrospectively) of this depression after HT (past PMD). In addition, many women reported the experience of distressing vasomotor symptoms and/or vaginal dryness proximate to the episode of depression. The second group included matched asymptomatic women who were either currently receiving HT or had previously received HT and who had no past depression (controls) (eMethods in Supplement 1). The trial protocol was approved by the National Institute of Mental Health Intramural Research Board and appears in Supplement 2, and all women provided oral and written informed consent. All participants received financial compensation according to the guidelines of the National Institutes of Health Healthy Volunteer Office.
During a 3-week baseline phase, all women received open-label transdermal estradiol (Vivelle-Dot) therapy (100 µg/d) and completed symptom ratings to confirm the absence of mood symptoms before entry into the double-blind study (Figure 1). After determination that mood symptoms remained absent during open-label use of estradiol, women were randomized to a parallel design in which they received either estradiol (at the same dose given during the open-label period) or matched placebo skin patches for 3 additional weeks. At the end of the trial, all women received 1 week of oral medroxyprogesterone acetate (5 mg/d) to induce progestin-withdrawal menstrual bleeding. All women attended weekly outpatient visits in which outcome measures were obtained, adverse effects were monitored, and blood samples were drawn.
Depressive symptoms were monitored with rating scales completed during weekly clinic visits, including the self-rated Center for Epidemiologic Studies–Depression Scale (CES-D)19 and the 17-item Hamilton Depression Rating Scale (HDRS)20 (completed by blinded raters). As secondary measures, women completed the Beck Depression Inventory21 and a visual analog scale measuring the severity of 11 mood and behavioral symptoms. Finally, to monitor the presence and severity of vasomotor symptoms, women completed a daily rating form.22
An intent-to-treat analysis was performed between November 2012 and October 2013. We first tested for significant differences in mood symptoms developing during the double-blind conditions compared with the open-label (baseline) conditions in each of the 4 groups (ie, women with and without past PMD randomized to double-blind administration of estradiol or placebo). Second, we compared symptom ratings during double-blind treatment conditions across all 4 randomization groups (ie, women with and those without past PMD who were randomized to either estradiol or placebo).
We obtained 6 repeated measures on the same woman during the baseline (3 weekly measures) and double-blind (3 weekly measures) phases. Analyses were done with SAS, version 9.2 (SAS Institute Inc), repeated-measures analysis of variance using PROC MIXED (for mixed models). For each symptom rating and blood hormone level, the predictor variables of interest—double-blind treatment (placebo or estradiol) and history of PMD (yes or no)—were modeled as fixed effects. The covariance pattern across time was structured as first-order autoregressive. We used the Kenward-Roger method for computing the degrees of freedom for tests of fixed effects.
For each of the 16 symptom outcomes, we performed 2 types of analyses to explore the effect of a history of PMD in the 2 treatment groups. We first compared mood symptom values during the double-blind conditions vs during the open-label (baseline) conditions separately in each of the 4 groups (ie, women with and without past PMD randomized to estradiol or placebo). Second, we compared symptom ratings during double-blind treatment conditions in 4 ways (ie, women with vs without past PMD in the estradiol group; similarly for women in the placebo group). In the first analysis, we determined whether symptoms changed from baseline (ie, open-label estradiol, weeks 1-3 of the trial) to the double-blind treatment phase (ie, weeks 4-6 of the trial) in any of the 4 randomization groups (as described above). For the second analysis, we included the mean of the baseline symptom measure for each symptom as a covariate (since symptom rating scores were higher in the women with past PMD compared with control women despite receiving open-label estradiol) and compared differences in symptom ratings across each of the 4 randomization groups to test for the effects of past PMD and double-blind treatment. Plasma levels of estradiol, estrone, and FSH during double-blind treatment also were analyzed across randomization groups. For all analyses, the value of the estimator (least square means) and associated SE of the estimator and P values are reported. For each symptom measure, the P values reported are the Bonferroni value adjusted for multiple comparisons within that symptom, and 2-sided P < .05 was considered statistically significant.
Clinical characteristics in women with past PMD and control women were compared to ensure similarity across groups and included the following measures: age, body mass index, menstrual bleeding, weekly mean hot-flush severity scores of 2 or more (minimal severity), and CES-D score. The CES-D cutoff scores are typically used as a screen to identify clinically significant depression; a cutoff score of greater than 16 has been shown4,23,24 to correlate with clinically significant depression. In addition, a score between 8 and 15 has been used to define subsyndromal depression.25- 27 We used the Fisher exact test for categorical variables and t tests for continuous variables.
Finally, the possible relationships between the magnitude of the change in plasma estradiol and FSH levels and mood symptoms in women with past PMD in whom estradiol therapy was withdrawn were examined using Spearman correlation coefficients as follows. The difference between the mean plasma estradiol or FSH levels during open-label administration of estradiol and those during administration of placebo were correlated with both the corresponding differences in CES-D symptom scores and the maximum CES-D score (ie, most symptomatic) during the placebo phase (withdrawal).
Sixty women entered the trial: 30 women had past PMD and 30 had no history of depression. Four women with past PMD were excluded from the trial after the open-label phase: 1 was not adherent to treatment, and 3 experienced distressing life events that affected their participation (Figure 1 and Table 1).
Women with past PMD and control women did not differ significantly in the following measures: mean (SD) age, 55.5 (4.4) and 56.3 (3.7) years, respectively; body mass index, 26.1 (4.9) and 26.4 (5.3) (calculated as weight in kilograms divided by height in meters squared), respectively; and time since the last menstrual period, 6.7 (3.9) and 5.9 (3.5) years, respectively (t test, P > .05 for all comparisons). Eighteen of the 26 women with PMD had a past major depression in perimenopause and 8 had a past minor depression in perimenopause (ie, did not meet the full 5 criteria required for major depression). Four of the 26 women with past PMD reported additional episodes of major depression that were premenopausal (ie, unrelated to the menopause transition), 3 of whom were randomized to estradiol and 1 to placebo. One of these 4 women with a past major depression reported symptoms of premenstrual irritability in the past, but none of these women reported episodes of prenatal or postpartum depression.
Women with past PMD who were randomized to placebo experienced a significant increase in depression severity ratings (ie, CES-D, HDRS [P < .001, both comparisons] and Beck Depression Inventory scores [the last at a trend of P = .05]) as well as in several of the visual analog scale symptom scores (depression, social isolation, early morning wakening, and feeling unmotivated) compared with their baseline estradiol treatment (Table 2, Figure 2). The other 3 groups remained asymptomatic and did not experience a significant change in depression symptom severity during the double-blind conditions compared with open-label estradiol administration. Neither of the placebo groups experienced a significant increase in the severity of day and nighttime hot flushes.
While receiving placebo, women with past PMD had significantly increased depression scores compared with both the women with past PMD who were randomized to estradiol (ie, continuation) and control women who received placebo (Table 3, Figure 2). This pattern of significant effects of estradiol withdrawal on mood in the women with past PMD was observed in depression severity measures (ie, CES-D [compared with controls receiving placebo, P < .001; compared with women with past PMD receiving estradiol, P < .001], HDRS [compared with controls receiving placebo, P < .001; compared with women with past PMD receiving estradiol, P = .002], and Beck Depression Inventory [compared with controls receiving placebo, P = .02; compared with women with past PMD receiving estradiol, P = .03]) as well as in several visual analog scale symptom scores. In addition, there were no significant differences in any symptom score measured in women with no past history of depression (control women) who received double-blind estradiol compared with control women who received placebo (withdrawal); P values were nonsignificant for all comparisons. Nor were there significant differences in the CES-D, Beck Depression Inventory, HDRS, or any of the visual analog scale symptom scores between women with a past PMD during double-blind estradiol administration compared with the control women. No significant differences in either daytime or nighttime hot-flush severity were observed between women with past PMD and control women who received placebo (P = .23 and .82, respectively). There also were no significant differences in hot-flush severity between placebo and estradiol use during the double-blind phase in either the women with past PMD or the control women (Table 3; P values ranged from .18 to .51).
Plasma hormone levels (Table 4) did not differ significantly between the women with PMD and control women during the double-blind conditions. Otherwise, plasma hormone levels showed expected differences, predicted by the study design, between double-blind administration of estradiol and placebo in both women with PMD and control women.
During placebo administration, 5 women with past PMD (36%) and none of the control women had clinically significant depression based on self-rating depression scores (CES-D scores) of 16 or higher. During double-blind estradiol therapy, no woman had CES-D scores at that level (Fisher exact test, P < .001). Including women who met our criterion scores for subsyndromal depression (ie, CES-D scores ≥8), depressive symptoms were reported in a total of 11 women (79%) with past PMD during placebo, 1 woman (8%) with past PMD receiving double-blind estradiol, and 1 woman (7%) from each control group who were randomized to either placebo or estradiol (Fisher exact test, P < .001 for all comparisons). No significant differences were observed between women with past PMD and control women in the numbers reporting either hot-flush severity of 2 (minimal) or more or menstrual bleeding during administration of placebo (Fisher exact text, P > .99 for all comparisons). In the double-blind phase of the trial, the numbers of participants with past PMD and control women who reported hot-flush severity of 2 or more during placebo use did not differ significantly from those receiving estradiol (Fisher exact test, P = .17 and P = .22 for past PMD and control women, respectively). Seven-day mean scores of hot-flush severity of 2 (minimal) or more during the 3 weeks of placebo administration in women with past PMD were 5 women (36%) for both daytime and nighttime; in control women, the numbers were 3 women (20%) for both daytime and nighttime. One woman with past PMD reported severity scores of 2 or more during double-blind estradiol administration. There were no significant differences between women with past PMD and control women during use of placebo in the number reporting menstrual bleeding (1 and 2 women, respectively) (Fisher exact test, P values ranged from .20 to >.99). Finally, the numbers of women reporting vaginal bleeding did not differ significantly either during the open-label and double-blind conditions or between the randomized placebo and estradiol groups (Fisher exact test, P > .99 for all comparisons). Neither the change in CES-D scores from open-label estradiol to placebo nor the maximum CES-D score during placebo use correlated with the absolute change (ie, difference between open-label estradiol and placebo) in the plasma levels of either estradiol or FSH.
During perimenopause, the incidence of depression increases and predicts increased all-cause and cardiovascular mortality.29 The possible role of ovarian steroids in the onset of PMD is only indirectly suggested by the temporal coincidence of changes in reproductive function and mood symptoms as well as by reports13- 15 of the short-term efficacy of estradiol in this condition. In the present study, we attempted to determine whether sudden, blinded withdrawal of estradiol would precipitate depressive symptoms and whether the withdrawal would do so differentially in women with a history of PMD. Our findings support both predictions. Estradiol withdrawal precipitated depressive symptoms in women with a history of PMD (although the mean depressive symptom scores remained within the normal ranges), but no depressive symptoms were seen after estradiol withdrawal in women with no history of PMD. Furthermore, depressive symptoms did not emerge in women with past PMD who continued to receive estradiol. The recurrence of depressive symptoms in women with past PMD occurred in the absence of differences in several measures that could influence mood including baseline clinical characteristics (other than PMD), the severity of daytime/nighttime hot flushes, and plasma hormone levels after estradiol withdrawal. The lack of depressive symptoms in the control women despite identical hormone manipulation (and similar levels of hot flushes and plasma estradiol levels) demonstrates that estradiol withdrawal differentially affects central nervous system function in some women so as to render them susceptible to depression. This finding suggests that perimenopausal changes in estradiol levels can trigger depression, but only in the susceptible subgroup.
Our experiment failed to model distinct elements of the natural course of menopause, including the marked variability and higher peak levels of estradiol secretion.30,31 Nonetheless, our study demonstrated the ability of withdrawal of estradiol, even from relatively lower levels (ie, relative to the high plasma levels reported30- 33 in some perimenopausal women), to precipitate depressive symptoms in women with a history of PMD. Previous clinic-based studies34,35 found no beneficial effects of differing rates of tapering of HT on the emergence of withdrawal symptoms, suggesting that the rate of estradiol withdrawal would not influence the onset of estradiol withdrawal-induced symptoms.
In addition to not fully recapitulating estradiol levels in perimenopause, this study had several limitations. First, the relatively short duration of estradiol withdrawal could have reduced the likelihood of precipitating and detecting distressing hot flushes and, possibly, mood disturbances. However, both epidemiologic and clinic-based studies15,36,37 suggest that vasomotor symptoms are not uniform accompaniments of depression in perimenopause. Moreover, the duration of withdrawal was sufficient to produce depressive symptoms (but not hot flushes) in women with past PMD. Second, blinding could have been compromised by the onset of vaginal bleeding; however, this occurred infrequently and was as commonly reported during estradiol use (both open-label and double-blind) as it was during estradiol withdrawal and occurred in both women with past PMD and control women. Third, since most of the women in our sample experienced depression only in the context of perimenopause (and had depression responsive to HT), the findings do not necessarily represent women with PMD with a history of depression unrelated to perimenopause. Nonetheless, a large proportion of women with PMD have first-onset depression,7,38 and small therapeutic trials13- 15 suggest that there are no differences in the treatment response to estradiol in women with first-onset vs recurrent depression in perimenopause. However, the role of estradiol withdrawal in PMD cannot be generalized beyond the present sample, that is, to either women who experience depression independent of the menopause transition or, obviously, those with depression that does not respond to HT. Fourth, given the retrospective nature of the diagnosis used in this study, it is possible that recall bias may have led some women to falsely conclude that the onset of depression was linked to the menopausal transition. Fifth, women with past PMD were more symptomatic than were control women at baseline, and they remained more symptomatic compared with control women during the open-label administration of estradiol. We addressed this potential problem by including scores during the open-label phase as a covariate in our analysis. Nevertheless, it is possible that the increase in baseline ratings may have contributed to the degree of symptom severity experienced during estradiol withdrawal but cannot account for the significant differences that we observed. Finally, it is possible that as yet unknown factors, the effects of which we could not control, could contribute to the differential response to estradiol withdrawal in women with PMD.
There are several mechanisms by which changes in estradiol levels might mediate the observed effects on mood. First, estradiol modulates the activity of virtually every system implicated in the pathogenesis of depression including regulation of neurotransmitter synthesis and metabolism, stress axis activation, neuroplasticity (including regulation of brain-derived neurotrophic factor), epigenesis, and immune system activation.39 Second, estradiol signaling through estrogen receptor β reverses depressive- and anxiety-like behaviors in animal studies.40- 42 Third, reward responsiveness, which is disturbed in depression,43 is modulated by estradiol in both rodents and humans.44,45 Finally, discontinuation of long-term estradiol therapy in postmenopausal women is accompanied by decreases in medial frontal and temporo-occipital metabolism.46 Thus, through local signaling or network-level dysfunction, particularly in frontolimbic regions, estradiol withdrawal could precipitate affective dysregulation.
What remains unclear is the reason for differential susceptibility to the mood-destabilizing effects of estradiol withdrawal. Of interest in this regard is the recent identification of increased sensitivity to estrogen regulation among transcripts that were differentially expressed in women who developed postpartum depression.47 Alternatively, basic science studies48 have reported the de novo production of estradiol from androgens in brain regions involved in mood regulation (eg, hippocampus). Thus, it is possible that women who did not develop depressive symptoms after estradiol withdrawal have sufficient central nervous system aromatase activity to prevent the development of depressive symptom during declining estradiol secretion.
Although women with past PMD had a recurrence of depressive symptoms during estradiol withdrawal, control women had no perturbations of mood during the same hormonal manipulation. These observations, in the context of similar plasma reproductive hormone levels, suggest that normal changes in ovarian estradiol secretion can trigger an abnormal behavioral state in susceptible women.
Submitted for Publication: August 28, 2014; final revision received and accepted January 26, 2015.
Corresponding Author: Peter J. Schmidt, MD, Section on Behavioral Endocrinology, National Institute of Mental Health, Department of Health and Human Services, Bldg 10CRC, Room 25330, 10 Center Dr, mail stop code 1277, Bethesda, MD 20892 (email@example.com).
Published Online: May 27, 2015. doi:10.1001/jamapsychiatry.2015.0111.
Author Contributions: Dr Schmidt had full access to all the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.
Study concept and design: Schmidt, Nieman, Rubinow.
Acquisition, analysis, or interpretation of data: All authors.
Drafting of the manuscript: Schmidt, Martinez, Harsh, Thompson, Rubinow.
Critical revision of the manuscript for important intellectual content: Schmidt, Ben Dor, Guerrieri, Koziol, Nieman, Rubinow.
Statistical analysis: Schmidt, Ben Dor, Harsh, Koziol, Rubinow.
Obtained funding: Schmidt.
Administrative, technical, or material support: Schmidt, Ben Dor, Guerrieri, Harsh, Thompson, Rubinow.
Study supervision: Schmidt, Martinez, Rubinow.
Conflict of Interest Disclosures: This work was written as part of the official duties of Peter J. Schmidt, MD, as a government employee.
Funding/Support: This research was supported by the Intramural Research Program of the National Institute of Mental Health (NIMH), National Institutes of Health (NIH). Novartis Pharmaceuticals supplied estradiol skin patches (Vivelle-Dot) and matched placebos for this study.
Role of the Funder/Sponsor: The NIMH, NIH, and Novartis Pharmaceuticals had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
Disclaimer: The views expressed in this article do not necessarily represent the views of the NIMH, NIH, Department of Health and Human Services, or the US government.
Additional Contributions: Linda Schenkel, BS (Section on Behavioral Endocrinology, NIMH, NIH, Department of Health and Human Services), provided data management support. There was no financial compensation.