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Original Investigation
September 16, 2024

Effect of High-Intensity vs Low-Intensity Noninvasive Positive Pressure Ventilation on the Need for Endotracheal Intubation in Patients With an Acute Exacerbation of Chronic Obstructive Pulmonary Disease: The HAPPEN Randomized Clinical Trial

Author Affiliations
  • 1Department of Respiratory and Critical Care Medicine, Beijing Engineering Research Center of Respiratory and Critical Care Medicine, Beijing Institute of Respiratory Medicine, Beijing Chao-Yang Hospital, Capital Medical University, Beijing, China
  • 2National Clinical Research Center of Cardiovascular Diseases, Fuwai Hospital Chinese Academy of Medical Sciences, Shenzhen, China
  • 3Department of Respiratory and Critical Care Medicine, the Third Hospital of Mianyang, Mianyang, China
  • 4Department of Respiratory Medicine, the Second Hospital of Tongliao, Tongliao, China
  • 5Department of Respiratory Medicine, Beijing Fangshan Liangxiang Hospital, Beijing, China
  • 6Department of Respiratory and Critical Care Medicine, Sanmenxia Central Hospital, Sanmenxia, China
  • 7Department of Respiratory Medicine, Hemei General Hospital, Hebi, China
  • 8Department of Respiratory Medicine, Xi’an North Hospital, Xi’an, China
  • 9Department of Respiratory Care, Sir Run Run Shaw Hospital, School of Medicine, Zhejiang University, Hangzhou, China
  • 10Department of Respiratory and Critical Care Medicine, the First Affiliated Hospital of Hanan University, Kaifeng, China
  • 11Department of Respiratory and Critical Care Medicine, Beijing Mentougou District Hospital, Beijing, China
  • 12Department of Respiratory and Critical Care Medicine, the First People’s Hospital of Luoyang, Luoyang, China
  • 13Department of Respiratory Medicine, Beijing Pinggu Hospital, Beijing, China
  • 14Department of Respiratory and Critical Care Medicine, Nanyang Central Hospital, Nanyang, China
  • 15Department of Respiratory and Critical Care Medicine, Daxing Teaching Hospital, Capital Medical University, Beijing, China
  • 16Department of Respiratory and Critical Care Medicine, Beijing Zhongguancun Hospital, Beijing, China
  • 17Department of Respiratory and Critical Care Medicine, Beijing Luhe Hospital, Capital Medical University, Beijing, China
  • 18Department of Respiratory and Critical Care Medicine, Xinxiang Central Hospital, Xinxiang, China
  • 19Department of Respiratory and Critical Care Medicine, Beijing Jingmei Group General Hospital, Beijing, China
  • 20Department of Respiratory and Critical Care Medicine, Beijing Youan Hospital, Capital Medical University, Beijing, China
  • 21Department of Pulmonary and Critical Care Medicine, China-Japan Friendship Hospital, Beijing, China
  • 22National Clinical Research Center for Respiratory Diseases, Beijing, China
  • 23Chinese Academy of Medical Sciences and Peking Union Medical College, Beijing, China
  • 24Department of Respiratory Medicine, Capital Medical University, Beijing, China
JAMA. 2024;332(20):1709-1722. doi:10.1001/jama.2024.15815
Visual Abstract. Effect of Noninvasive Positive Pressure Ventilation on the Need for Endotracheal Intubation in COPD
Effect of Noninvasive Positive Pressure Ventilation on the Need for Endotracheal Intubation in COPD
Key Points

Question  In patients with an acute exacerbation of chronic obstructive pulmonary disease and hypercapnia who first received 6 hours of low-intensity noninvasive positive pressure ventilation (NPPV), does high-intensity NPPV decrease the likelihood of meeting prespecified criteria for the need for endotracheal intubation compared with continuing low-intensity NPPV?

Findings  In this randomized clinical trial involving 300 patients, 4.8% of patients randomized to high-intensity NPPV met prespecified criteria for the need for endotracheal intubation vs 13.7% randomized to low-intensity NPPV, which is a significant difference. However, the rates of endotracheal intubation did not differ significantly between the high-intensity NPPV group (3.4%) and the low-intensity NPPV group (3.9%).

Meaning  Patients with an acute exacerbation of chronic obstructive pulmonary disease and persistent hypercapnia were significantly less likely to meet criteria for the need for endotracheal intubation when randomized to high-intensity vs low-intensity NPPV, although patients in the low-intensity NPPV group were allowed to crossover to high-intensity NPPV and the endotracheal intubation rate did not significantly differ between groups.

Abstract

Importance  The effect of high-intensity noninvasive positive pressure ventilation (NPPV) on the need for endotracheal intubation in patients with an acute exacerbation of chronic obstructive pulmonary disease (COPD) is unknown.

Objective  To determine whether the use of high-intensity NPPV vs low-intensity NPPV reduces the need for endotracheal intubation in patients with an acute exacerbation of COPD and hypercapnia.

Design, Setting, and Participants  Randomized clinical trial conducted at 30 general respiratory non–intensive care unit wards of Chinese hospitals from January 3, 2019, to January 31, 2022; the last 90-day follow-up was on April 22, 2022. The included patients had an acute exacerbation of COPD and a Paco2 level greater than 45 mm Hg after receiving 6 hours of low-intensity NPPV.

Interventions  Patients were randomized 1:1 to receive high-intensity NPPV with inspiratory positive airway pressure that was adjusted to obtain a tidal volume 10 mL/kg to 15 mL/kg of predicted body weight (n = 147) or to continue receiving low-intensity NPPV with inspiratory positive airway pressure that was adjusted to obtain a tidal volume of 6 mL/kg to 10 mL/kg of predicted body weight (n = 153). Patients in the low-intensity NPPV group who met the prespecified criteria for the need for endotracheal intubation were allowed to crossover to high-intensity NPPV.

Main Outcomes and Measures  The primary outcome was the need for endotracheal intubation during hospitalization, which was defined by prespecified criteria. There were 15 prespecified secondary outcomes, including endotracheal intubation.

Results  The trial was terminated by the data and safety monitoring board and the trial steering committee after an interim analysis of the first 300 patients. Among the 300 patients who completed the trial (mean age, 73 years [SD, 10 years]; 68% were men), all were included in the analysis. The primary outcome of meeting prespecified criteria for the need for endotracheal intubation occurred in 7 of 147 patients (4.8%) in the high-intensity NPPV group vs 21 of 153 (13.7%) in the low-intensity NPPV group (absolute difference, −9.0% [95% CI, −15.4% to −2.5%], 1-sided P = .004). However, rates of endotracheal intubation did not significantly differ between groups (3.4% [5/147] in the high-intensity NPPV group vs 3.9% [6/153] in the low-intensity NPPV group; absolute difference, −0.5% [95% CI, −4.8% to 3.7%], P = .81). Abdominal distension occurred more frequently in the high-intensity NPPV group (37.4% [55/147]) compared with the low-intensity NPPV group (25.5% [39/153]).

Conclusions and Relevance  Patients with COPD and persistent hypercapnia in the high-intensity NPPV group (vs patients in the low-intensity NPPV group) were significantly less likely to meet criteria for the need for endotracheal intubation; however, patients in the low-intensity NPPV group were allowed to crossover to high-intensity NPPV, and the between-group rate of endotracheal intubation was not significantly different.

Trial Registration  ClinicalTrials.gov Identifier: NCT02985918

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