Adapted from Turner et al14 with updated data from the National Health Service (NHS) Digital Organization as of June 2017. IQR indicates interquartile range; PSA, prostate-specific antigen.
aIndicates that the practice could not provide a list of men aged 50 to 69 years registered at the practice usually because it treated a subset of the UK population (eg, homeless, elderly care home).
bThese practices took part in the feasibility study for the intervention and therefore were not eligible for inclusion in the main trial.
cDue to emigration out of the United Kingdom or other reasons.
Y-axis shown in blue indicates range from 0 to 8 events per 1000 men. For part A, the median follow-up was 10.03 years (interquartile range [IQR], 8.80 to 11.50) for the intervention group vs 9.92 years (IQR, 8.74 to 10.93) for the control group (crude rate difference, −0.01 per 1000 person-years; 95% CI, −0.05 to 0.02). For part B, the median follow-up was 9.85 years (IQR, 8.61 to 11.43) for the intervention group vs 9.82 years (IQR, 8.67 to 10.92) for the control group (crude rate difference, 0.65 per 1000 person-years; 95% CI, 0.52 to 0.78).
aDefined as definite, probable, or intervention-related prostate cancer death as determined by an independent cause of death committee.
eFigure 1. Cluster randomized trial of PSA testing for Prostate cancer (CAP) trial design
eFigure 2. Cumulative incidence of prostate cancer by TNM stage at diagnosis
eFigure 3. Cumulative incidence of prostate cancer by Gleason score at diagnosis
eFigure 4. Prostate cancer diagnoses categorized by TNM stagea across the trial groups (control group; all men in the intervention group [labelled ‘Intervention’]; men in the intervention group who attended for PSA screening [labelled ‘Attenders’]; and men in the intervention group who did not attend for PSA screening [labelled ‘Non-attenders’])
eFigure 5. Prostate cancer diagnoses categorized by Gleason scorea across the trial groups (control group; all men in the intervention group [labelled ‘Intervention’]; men in the intervention group who attended for PSA screening [labelled ‘Attenders’]; and men in the intervention group who did not attend for PSA screening [labelled ‘Non-attenders’])
eFigure 6. Effect of the Cluster randomized trial of PSA testing for Prostate cancer (CAP) trial intervention on the cumulative incidence of all-cause mortality
eFigure 7. Cumulative incidence of prostate cancer in intervention-group non-attenders for PSA screening vs controls (A) and in the post-screening phase (from 18 months post recruitment) amongst men who attended for PSA screening in the intervention-group versus controls (B)
eTable 1. Data flow amongst participants in the Cluster randomized trial of PSA testing for Prostate cancer (CAP) trial intervention-group1 compared with the previously published ProtecT trial2-4
eTable 2. Sensitivity analysis based on comparing alternative definitions of prostate cancer mortality in intervention vs. control groups at 10-year median follow-up
eTable 3. Summary description of intervention related deaths as determined by the Independent Cause of Death Committee5
eTable 4. Effect of the Cluster randomized trial of PSA testing for Prostate cancer (CAP) intervention on characteristics of prostate cancer cases at diagnosis, by time-period (≤18 vs. >18 months)
eTable 5. Underlying causes of deatha in intervention versus control groups at 10-year median follow-up (not including prostate cancer deaths)
eTable 6. Characteristics of CAP1, ERSPC6 and PLCO7 randomized trials of prostate cancer screening
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Martin RM, Donovan JL, Turner EL, et al. Effect of a Low-Intensity PSA-Based Screening Intervention on Prostate Cancer Mortality: The CAP Randomized Clinical Trial. JAMA. 2018;319(9):883–895. doi:10.1001/jama.2018.0154
What is the effect of an invitation to a single prostate-specific antigen (PSA) screening on prostate cancer detection and median 10-year prostate cancer mortality?
In this randomized clinical trial comparing men aged 50 to 69 years undergoing a single PSA screening (n = 189 386) vs controls not undergoing a PSA screening (n = 219 439), the proportion of men diagnosed with prostate cancer was higher in the intervention group (4.3%) than in the control group (3.6%); however, there was no significant difference in prostate cancer mortality (0.30 per 1000 person-years for the intervention group vs 0.31 for the control group) after a median follow-up of 10 years.
The single PSA screening intervention detected more prostate cancer cases but had no significant effect on prostate cancer mortality after a median follow-up of 10 years.
Prostate cancer screening remains controversial because potential mortality or quality-of-life benefits may be outweighed by harms from overdetection and overtreatment.
To evaluate the effect of a single prostate-specific antigen (PSA) screening intervention and standardized diagnostic pathway on prostate cancer–specific mortality.
Design, Setting, and Participants
The Cluster Randomized Trial of PSA Testing for Prostate Cancer (CAP) included 419 582 men aged 50 to 69 years and was conducted at 573 primary care practices across the United Kingdom. Randomization and recruitment of the practices occurred between 2001 and 2009; patient follow-up ended on March 31, 2016.
An invitation to attend a PSA testing clinic and receive a single PSA test vs standard (unscreened) practice.
Main Outcomes and Measures
Primary outcome: prostate cancer–specific mortality at a median follow-up of 10 years. Prespecified secondary outcomes: diagnostic cancer stage and Gleason grade (range, 2-10; higher scores indicate a poorer prognosis) of prostate cancers identified, all-cause mortality, and an instrumental variable analysis estimating the causal effect of attending the PSA screening clinic.
Among 415 357 randomized men (mean [SD] age, 59.0 [5.6] years), 189 386 in the intervention group and 219 439 in the control group were included in the analysis (n = 408 825; 98%). In the intervention group, 75 707 (40%) attended the PSA testing clinic and 67 313 (36%) underwent PSA testing. Of 64 436 with a valid PSA test result, 6857 (11%) had a PSA level between 3 ng/mL and 19.9 ng/mL, of whom 5850 (85%) had a prostate biopsy. After a median follow-up of 10 years, 549 (0.30 per 1000 person-years) died of prostate cancer in the intervention group vs 647 (0.31 per 1000 person-years) in the control group (rate difference, −0.013 per 1000 person-years [95% CI, −0.047 to 0.022]; rate ratio [RR], 0.96 [95% CI, 0.85 to 1.08]; P = .50). The number diagnosed with prostate cancer was higher in the intervention group (n = 8054; 4.3%) than in the control group (n = 7853; 3.6%) (RR, 1.19 [95% CI, 1.14 to 1.25]; P < .001). More prostate cancer tumors with a Gleason grade of 6 or lower were identified in the intervention group (n = 3263/189 386 [1.7%]) than in the control group (n = 2440/219 439 [1.1%]) (difference per 1000 men, 6.11 [95% CI, 5.38 to 6.84]; P < .001). In the analysis of all-cause mortality, there were 25 459 deaths in the intervention group vs 28 306 deaths in the control group (RR, 0.99 [95% CI, 0.94 to 1.03]; P = .49). In the instrumental variable analysis for prostate cancer mortality, the adherence-adjusted causal RR was 0.93 (95% CI, 0.67 to 1.29; P = .66).
Conclusions and Relevance
Among practices randomized to a single PSA screening intervention vs standard practice without screening, there was no significant difference in prostate cancer mortality after a median follow-up of 10 years but the detection of low-risk prostate cancer cases increased. Although longer-term follow-up is under way, the findings do not support single PSA testing for population-based screening.
ISRCTN Identifier: ISRCTN92187251
Quiz Ref IDEvidence from randomized clinical trials conducted in Europe (the European Randomized Study of Screening for Prostate Cancer [ERSPC], N = 162 243)1 and in the United States (the Prostate, Lung, Colorectal, and Ovarian Cancer Screening [PLCO] trial, N = 76 693)2 has not resolved the controversies surrounding prostate-specific antigen (PSA)–based prostate cancer screening, resulting in different recommendations worldwide.3,4 The prognosis for low- and intermediate-risk localized prostate cancer is excellent,5 and although there is fair-quality evidence that screening by PSA testing reduces prostate cancer deaths,6 debate continues about the trade-off between the mortality benefit and risks of harm from overdetection and overtreatment.2-4
Quiz Ref IDCurrent UK policy does not advocate screening.7 The 2017 draft recommendations from the US Preventive Services Task Force advocate individualized decision making for men between the ages of 55 and 69 years after a discussion of risks and harms with their physician.6 This latest guidance comes amidst concerns about the quality of previous evidence,4 favorable modeling projections,8 new secondary analyses,8 greater absolute risk (but not rate) benefits with long-term follow-up,9 the use of active surveillance to avoid radical treatment unless cancer is progressing,10 and long-term data on the effects of different treatment options for localized prostate cancer.5,10
The PLCO and ERSPC trials undertook repeated PSA testing at intervals of 1, 2, or 4 years.1,2 Less intensive strategies, such as longer screening intervals or one-off screenings, have been predicted to reduce overdetection, overtreatment, and costs relative to more frequent screening.11,12 However, “opportunistic testing” may increase overdetection without reducing prostate cancer mortality.13
The Cluster Randomized Trial of PSA Testing for Prostate Cancer (CAP) was designed to determine the effects of a low-intensity, single invitation PSA test and standardized diagnostic pathway on prostate cancer–specific and all-cause mortality while minimizing overdetection and overtreatment. The results from the median follow-up of 10 years are reported in this article.
The Derby National Research Ethics Service Committee East Midlands (formerly the Trent Multi-Centre Research Ethics Committee) provided approval for identifying mortality and cancer incidence and review of patient medical records for prostate cancer. Approval for the identification of men in the control and intervention groups without individual consent was obtained from the UK Patient Information Advisory Group (now the Confidentiality Advisory Group) under §251 of the National Health Service Act 2006.
Approval from the UK Patient Information Advisory Group allowed review of the medical records for men who died of a cause potentially related to prostate cancer before consent could be obtained (provided the man did not record an objection to his medical records being used for research). Men who underwent PSA testing in the intervention group gave individual informed consent. All clinical centers had local research governance approval. The University of Bristol acted as the study sponsor (the institution taking overall responsibility). The trial protocol appears in Supplement 1.
Quiz Ref IDThis was a primary care–based cluster randomized trial of an invitation to a single PSA test followed by standardized prostate biopsy in men with PSA levels of 3 ng/mL or greater.14 The Prostate Testing for Cancer and Treatment (ProtecT) trial of treatments for localized prostate cancer was embedded15 within the CAP trial (eFigure 1 in Supplement 2). Between 2001 and 2009, 911 primary care practices geographically located near 8 hospital centers in England and Wales were randomized to the intervention and control groups prior to practice recruitment and obtaining consent. Randomization was stratified within geographical groups and block sizes of 10 to 12 neighboring practices using a computerized random-number generator. Because randomization preceded practices being invited to take part in the study and because the invitation was tailored to the group (intervention or control) to which the practice had been randomized, it was not possible to conceal randomization while practices decided whether to participate. Therefore, we compared the characteristics of the practices that agreed to participate (Table 1).
The inclusion criterion was all men aged 50 to 69 years in each of the randomized primary care practices. The exclusion criteria were a history of prostate cancer on or before the randomization date and patient registration with the practice on a temporary or emergency basis. Follow-up was completed on March 31, 2016.
Quiz Ref IDIn the intervention group, men aged 50 to 69 years received a single invitation to a nurse-led clinic appointment. At the appointment, men were provided with information about PSA testing. After giving consent, men were offered the PSA test. Men with PSA levels of 3.0 ng/mL or greater were offered a standardized 10-core transrectal ultrasound–guided biopsy. Those diagnosed with clinically localized prostate cancer and who met the eligibility criteria were recruited to participate in the ProtecT trial to receive treatment. The ProtecT trial compared radical prostatectomy, radical conformal radiotherapy with neoadjuvant androgen deprivation therapy, and active monitoring.5 In contrast, the control practices provided standard National Health Service management, and information about PSA testing was provided only to men who requested it.16
Cases of prostate cancer that were detected among men in the intervention group who did not attend the nurse-led PSA clinic appointment and among men in the control group were managed by the same clinicians as those who attended the PSA clinic in the intervention group. Men were linked to the National Health Service Digital Organization and the Office for National Statistics for deaths and cancer registrations. There were only 639 men (0.15%) unable to be linked or who were not registered. Prostate cancer stage and Gleason grade at diagnosis were obtained from Public Health England and Public Health Wales, and supplemented with routine hospital data from the study centers. We were unable to abstract good quality data on metastases from routine records. Study data were collected using the REDCap (Research Electronic Data Capture) electronic data capture tool (a secure, web-based application designed to support data capture for research studies) hosted at the University of Bristol.
The outcome measures and methods for statistical analysis were prespecified prior to data release in a published statistical analysis plan17 (also appears in Supplement 1), which was updated and finalized on July 26, 2016. The primary outcome was definite, probable, or intervention-related prostate cancer mortality at a median follow-up of 10 years and was determined by an independent cause of death evaluation committee that was blinded to trial group assignment.18
The secondary outcomes were all-cause mortality, prostate cancer stage, and Gleason grade at prostate cancer diagnosis. Prostate cancer and all-cause mortality at 15 years, health-related quality of life, and cost-effectiveness also were prespecified secondary end points but are not reported in this article.
The primary analysis followed the intention-to-screen principle, comparing outcomes among eligible men at primary care practices randomized to the intervention group with outcomes for eligible men at primary care practices randomized to the control group.17 Kaplan-Meier plots were used to display cumulative incidence of the primary and secondary outcomes. Estimated rate ratios (RRs) were used to compare prostate cancer incidence and mortality in intervention vs control practices using mixed-effects Poisson regression, which allows for clustering of men within primary care practices and of neighboring primary care practices within randomization strata.
Because the incidence of prostate cancer varies greatly by age, each man’s follow-up was divided into periods defined by his age using a lexis diagram approach19 (≤59, 60-64, 65-69, 70-74 and ≥75 years; the youngest age stratum was larger to compensate for fewer events). With a separate mean baseline rate for each age group, the assumption of a constant baseline rate applies to each group separately.
A prespecified secondary analysis was estimation (using random allocation as an instrumental variable) of the effect of the trial intervention in those accepting the PSA clinic invitation and attending the clinic, using a generalized method of moments estimator.17,20,21 Prespecified subgroup analyses investigated the effects of PSA testing on prostate cancer–specific mortality by baseline age group and socioeconomic status using a likelihood ratio test for interaction.
Prespecified sensitivity analyses were (1) adjustment of the primary analysis for baseline measures observed to differ between the intervention and control groups (not required because baseline measures did not differ between groups) and (2) estimation of the intervention effect on the primary outcome if all patients treated within the ProtecT trial had undergone the treatment shown to be superior (not required because no treatment was shown to be superior). In exploratory analyses, differences in the rates of prostate cancer detection during the initial 18-month screening period, postscreening period, and overall were estimated. In a further exploratory analysis, we examined evidence that the prostate cancer mortality rate ratio changed over time by testing for nonproportional hazards using scaled Schoenfeld residuals derived from Cox models.
Because there were few missing data, and in accordance with our statistical analysis plan, we did not conduct multiple imputation analyses. All P values are 2-sided. In interpreting the results, we focused on estimated effects of the intervention vs the control and the associated 95% CIs.22 Results are described as statistically significant if the P value was <.05 or not statistically significant if the P value was ≥.05. All analyses were conducted using Stata version 14.2 (StataCorp).
The original power calculations were based on the estimated 10-year incidence of prostate cancer mortality using 1994 data for England and Wales, assuming a plausible between-practice coefficient of variation of 0.2 (additional information appears in the trial protocol in Supplement 1). Calculations predicted that 209 000 men in each group would yield 1720 prostate cancer deaths during a median follow-up of 10 years, and allow a prostate cancer mortality RR of 0.87 to be detected with 80% power at a significance level of .05. Assuming an uptake in PSA testing of between 35% and 50%, this corresponds to RRs between 0.62 and 0.73 among men actually undergoing PSA testing.
These RRs are similar to those assumed in the power calculations for the ERSPC.23 Estimates of the effect on power of ever undergoing PSA testing during follow-up in the control group suggested that the effect would be minimal unless reaching 20%.
There were 911 primary care practices randomized within 99 geographical areas. Of these, 126 were subsequently excluded as ineligible (Figure 1).14 Consent rates among the remaining eligible primary care practices in the intervention group (n = 398) and the control group (n = 387) were 68% (n = 271) and 78% (n = 302), respectively. There were 573 eligible practices (73%) that agreed to participate and there were 195 912 men eligible for the intervention group and 219 445 men eligible for the control group. Among these 415 357 randomized men (mean [SD] age, 59.0 [5.6] years), there were 189 386 in the intervention group and 219 439 in the control group after exclusions who were included in the analysis (n = 408 825; 98%).
There are some differences between the numbers of participants in the intervention group of this trial14 and the published ProtecT trial study population5 (eTable 1 in Supplement 2). There were no important differences comparing measured characteristics of practices that did vs did not agree to participate.14 There were no important differences in measured baseline characteristics between intervention group vs control group practices or men (Table 1), indicating that postrandomization exclusions did not introduce detectable selection biases.
Among 189 386 men in the intervention group, 75 707 (40%) attended the PSA testing clinic, 67 313 (36%) had a blood sample taken, and 64 436 had a valid PSA test result. Of these 64 436 men, 6857 (11%) had a PSA level between 3 ng/mL and 19.9 ng/mL (eligible for the ProtecT trial) of whom 5850 (85%) had a prostate biopsy. Men in the intervention group who attended PSA testing clinics were sociodemographically similar to those who did not attend the clinics.24 Cumulative contamination (PSA testing in the control group) was indirectly estimated at approximately 10% to 15% over 10 years, which is based on previously reported diagnostic referral rates and approximately 20% of follow-up being subsequent to a PSA test undertaken for screening.25-27
After a median follow-up of 10 years, 549 men (0.30 per 1000 person-years) died of prostate cancer (including intervention-related deaths) in the intervention group compared with 647 men (0.31 per 1000 person-years) in the control group (Figure 2A) (rate difference, −0.013 per 1000 person-years [95% CI, −0.047 to 0.022]; RR, 0.96 [95% CI, 0.85 to 1.08]; P = .50; Table 2) (P = .38 in the exploratory analysis for nonproportional hazards).
After a median follow-up of 10 years, the number of men diagnosed with prostate cancer was higher in the intervention group (n = 8054; 4.3%) than in the control group (n = 7853; 3.6%) (Table 3) (RR, 1.19 [95% CI, 1.14-1.25]; P < .001). The between-group difference for incidence rate was 0.65 per 1000 person-years (95% CI, 0.52-0.78; P < .001). The incidence rates were 4.45 per 1000 person-years (95% CI, 4.36-4.55) in the intervention group and 3.80 per 1000 person-years (95% CI, 3.72-3.89) in the control group (Figure 2B).
Compared with the control group, men in the intervention group were younger at diagnosis of prostate cancer (−1.34 years; 95% CI, −1.59 to −1.10; P < .001). The proportion of men with low-grade prostate cancer (Gleason grade of ≤6) was 1.7% in the intervention group vs 1.1% in the control group (between-group difference, 6.11 per 1000 men [95% CI, 5.38 to 6.84]; P < .001); localized prostate cancer (stage T1 or T2), 2.6% vs 1.9%, respectively (between-group difference, 6.97 per 1000 men [95% CI, 6.05 to 7.89]; P < .001); high-grade prostate cancer (Gleason grade of ≥8), 0.7% vs 0.7% (between-group difference, −0.58 per 1000 men [95% CI, −1.09 to −0.06]; P = .03); and advanced-stage cancer (stage T4, N1, or M1), 0.5% vs 0.6% (between-group difference, −0.91 per 1000 men [95% CI, −1.36 to −0.46], P < .001; Table 3 and eFigure 2 and eFigure 3 in Supplement 2).
Thus, as a proportion of detected cancers, the prostate cancer tumors in the intervention group were less likely to be high grade (≤6 vs 7 vs ≥8; odds ratio, 0.68 [95% CI, 0.64-0.73]; P < .001) or advanced stage (T1 or T2 vs T3 vs T4, N1, or M1; odds ratio, 0.68 [95% CI, 0.62-0.75]; P < .001). The clinical characteristics of prostate cancer tumors among men in the intervention group who did not attend the PSA testing clinic were not significantly different from men in the control group (Table 3 and eFigure 4 and eFigure 5 in Supplement 2).
In the instrumental variable analysis for prostate cancer mortality, the adherence-adjusted causal RR was 0.93 (95% CI, 0.67-1.29, P = .66; Table 2). This represents an increase of the effect estimate compared with the intention-to-screen analysis (relative reduction from 4% to 7%), but remains a small and imprecisely estimated effect.
There were 25 459 deaths in the intervention group and 28 306 deaths in the control group. There was no significant difference in the rates of all-cause mortality between these groups (RR, 0.99 [95% CI, 0.94-1.03], P = .49; Table 2 and eFigure 6 in Supplement 2). Prostate cancer–specific mortality effect estimates were consistent when based on alternative definitions of prostate cancer mortality (eTable 2 in Supplement 2).
There were no significant differences in the effect of the intervention on prostate cancer mortality according to age or socioeconomic status (Table 4). There were 8 deaths in the intervention group and 7 in the control group that were related to diagnostic biopsy or prostate cancer treatment (eTable 3 in Supplement 2).
After a median follow-up of 10 years, 4687 of 75 707 (6.2%) men in the intervention group were diagnosed with prostate cancer after attending the PSA testing clinic compared with 3367 of 113 679 (3.0%) men who did not attend the clinic (Table 3). Among the 4687 incident cases of prostate cancer among those who attended the PSA clinic, 4160 cases of prostate cancer were found following a valid PSA test result, of which 1172 (28%) were among men with a baseline PSA level of less than 3 ng/mL (eTable 1 in Supplement 2). These 1172 initially PSA test–negative cases of prostate cancer were diagnosed a mean of 7.9 years after randomization. Prostate cancer detection was lower among men who did not attend the PSA clinic in the intervention group compared with men in the control group (between-group difference, −6.17 per 1000 person-years [95% CI, −7.42 to −4.91], P < .001; eFigure 7A in Supplement 2).
During the first 18 months following recruitment (the screening phase), the rate of prostate cancer detection was 10.42 per 1000 person-years (95% CI, 10.05 to 10.81) in the intervention group compared with 2.18 per 1000 person-years (95% CI, 2.02 to 2.34) in the control group (rate difference, 8.25 [95% CI, 7.83 to 8.66], P < .001; eTable 4 in Supplement 2). In contrast, the rate of prostate cancer detection after the screening phase was 3.36 per 1000 person-years (95% CI, 3.27 to 3.46) in the intervention group vs 4.11 per 1000 person-years (95% CI, 4.02 to 4.21) in the control group (rate difference, −0.75 [95% CI, −0.61 to −0.88]; P < .001). When the analysis was restricted to men in the intervention group who attended the PSA clinic vs men in the control group, the rate of prostate cancer was 3.41 (95% CI, 3.27 to 3.56) (rate difference, −0.70 per 1000 person-years [95% CI, −0.87 to −0.53], P < .001; eFigure 7B in Supplement 2).
The higher proportion of low-grade and early-stage prostate cancer in the intervention group was related to large between-group differences during the screening phase (eFigure 2, eFigure 3, and eTable 4 in Supplement 2). In contrast, the proportions of all categories of Gleason grade and TNM stage prostate cancer diagnosed more than 18 months after randomization were lower in the intervention group than in the control group (eTable 4 in Supplement 2).
Among the 549 men in the intervention group who died of prostate cancer, 188 (34%) had attended the PSA screening clinic and 59 deaths occurred in men eligible for the ProtecT trial. However, lethal cancer had not been identified by the single PSA test screening in the majority (n = 129/188; 69%). Of these 129 men, 42 had not undergone PSA testing at all, 15 eligible men had not received a prostate biopsy, 68 had a PSA level of less than 3.0 ng/mL at screening (and therefore were below the threshold for recommending biopsy), and 4 had a benign prostate biopsy result (eTable 1 in Supplement 2). Other causes of death were similarly distributed between the trial groups (eTable 5 in Supplement 2).
Quiz Ref IDIn this cluster randomized clinical trial among men aged 50 to 69 years, the low-intensity intervention consisting of a single invitation to PSA screening compared with standard (unscreened) practice had no significant effect on prostate cancer–specific mortality after a median follow-up of 10 years, but did significantly increase the detection of early-stage, low-grade prostate cancer.
This trial provides new evidence that complements published trials such as ERSPC and PLCO1,2 (eTable 6 in Supplement 2). First, recruitment was based on primary care practice clusters, minimizing volunteer bias and lessening PSA testing contamination among controls25 compared with trials that individually randomized men. The lower proportion of prostate cancer cases detected, and the greater proportion of higher stage and Gleason grade prostate cancer tumors detected among men in the control group (compared with the ERSPC and PLCO trials), suggest low background PSA testing rates during follow-up, which is consistent with current UK policy.16
Second, diagnostic pathways were standardized, and men in the intervention group with localized prostate cancer were randomized into the ProtecT trial to determine the effectiveness of treatment following screening.5,10 Because there was little evidence of a difference in mortality between the ProtecT trial groups after a median follow-up of 10 years,5 it is unlikely that the randomization to the ProtecT trial within the intervention group in the CAP trial had any effect on the primary mortality results in the CAP trial.
Third, screening was less intensive than in the ERSPC or PLCO trials, aiming to reduce overdetection. The higher age, Gleason grade, and cancer stage at diagnosis in the CAP trial’s intervention group compared with in the ERSPC and PLCO trials reflect adherence to the low-intensity strategy.
Fourth, the CAP trial recruited patients during a more recent PSA testing era between 2001 and 2009 compared with between 1993 and 2003 in the ERSPC trial and 1993 and 2001 in the PLCO trial. Participants had access to similar advances for treatments of all stages of prostate cancer, providing estimates of PSA screening effectiveness in the context of contemporary management.
Fifth, all clinical centers followed the same screening and diagnosis protocol, with high rates of biopsy among those with an increased PSA level, and 10-core rather than sextant biopsy to improve prostate cancer detection. Sixth, compared with the ERSPC and PLCO trials, the CAP trial included a much greater number of participants following a single randomization and recruitment process, allowing for more precise estimates of the effect of the intervention. In addition, the CAP trial’s design enabled the follow-up of all men in the source population for key outcomes.
It has been hypothesized that screening men in their early 50s may be more effective than at a later age29; however, we did not find statistical evidence to support this (Table 4). Recent reports suggest that evidence from trials about screening effectiveness should consider the intensity of testing.13,30 A between-center analysis of the ERSPC trial suggested that more intensive screening reduces mortality relative to no screening, but also that intensive screening strategies detect higher numbers of low-risk prostate cancer cases and have a strong positive correlation between the extent of the benefits gained and the harms caused.30 The results of the CAP trial show that even a low-intensity strategy aiming to reduce overdetection leads to an increased detection of low-risk prostate cancer cases, without benefit in reducing mortality from the disease (Table 3 and eTable 4 in Supplement 2).
Determining the rate of overdetection in screening is critical but challenging because it is influenced by the target population, screening protocol, clinical and demographic factors, and the nature of the long lead time for developing prostate cancer.31 There is little consensus about the methods for determining overdetection and estimates range between 2% and 67%.32 The CAP trial provides a low-intensity benchmark against which other screening strategies can be compared in lifetime models of overdetection, overtreatment, and screening cost-effectiveness.
This trial also identified the underdetection of lethal cancer in initial screening and among nonresponders (eTable 1 in Supplement 2). Even though this may be related in part to the low-intensity intervention, it raises the question of whether underdetection of clinically important cancer also occurs with more intensive screening strategies in other trials, but has not been evident in trials lacking comprehensive follow-up and identification of the target population.
The diagnostic pathway for prostate cancer detection is changing, with advances in imaging (eg, multiparametric magnetic resonance imaging) being introduced with prostate biopsy to improve the identification and targeting of clinically important cancer,33 and blood-based biomarkers to enhance the specificity of the serum PSA test, including genetic testing.34 A PSA test alone with transrectal ultrasound–guided biopsy may no longer be the standard of care in the early detection of prostate cancer. Furthermore, offering multiparametric magnetic resonance imaging or novel biomarkers to men based on PSA thresholds will still miss cases of potentially lethal cancer.
This study has several limitations. First, the single PSA screening may fail to reflect the long-term effect of multiple PSA testing rounds seen in the ERSPC and PLCO trials. Nevertheless, we observed both a Gleason grade and cancer stage shift, and a reduction in long-term prostate cancer incidence following a single screening round. In PLCO35 and ERSPC centers,36,37 tumors identified during second and subsequent screening rounds were more likely to be localized, small volume, and with favorable histological grading compared with those found during the first round of screening, supporting model-based estimates that suggest overdetection increases with repeated screening.37
Second, an important number of incident and lethal prostate cancer cases were not identified through the initial screening intervention (eg, among men with an initial PSA level <3 ng/mL or among men in the intervention group who did not attend the PSA screening clinic; eTable 1 in Supplement 2), suggesting the inadequacy of conventional PSA testing followed by transrectal ultrasound–guided biopsy. These prostate cancer cases were clinically comparable with those in the control group, suggesting similar routes to diagnosis. The single PSA testing protocol followed by 10-core transrectal ultrasound–guided biopsy in this trial may have led to the underdetection of some lethal cases. Prebiopsy multiparametric magnetic resonance imaging may improve this pathway in the future.33 However, initial screening also did not identify many higher Gleason grade or advanced stage cases, even in this population with little background testing (Table 3), which was also noted in the Swedish center of ERSPC.38
Third, in this trial there was 40% adherence with the intervention. This compares with 59% to 69% in ERSPC centers using consent obtained after randomization; however, adherence was higher in ERSPC centers with consent obtained prior to randomization.39 Consistent with the primary analysis, the instrumental variable analysis found no evidence that attending the PSA screening clinic reduced prostate cancer mortality. Men in the intervention group who attended the PSA screening clinic were sociodemographically similar to men who did not attend,24 although the measures were somewhat crude, and nonattendees had lower rates of incident prostate cancer than controls. Therefore, men not entering the trial might be less likely to subsequently seek a PSA test. The similarity of non–prostate cancer–related deaths between the intervention group and the control group indicates the success of randomization (eTable 5 in Supplement 2).
Fourth, a median follow-up of 10 years may be too short to identify the effect of screening. More than half the deaths due to prostate cancer in the intervention group occurred during the first 7 years after randomization, a period during which it is unlikely that PSA screening would have an effect (Figure 2A). Although the cumulative incidence of prostate cancer mortality in the intervention and control groups appeared to diverge after 12 years of follow-up, only 71/1196 of the prostate cancer deaths occurred after 12 years and an exploratory analysis found no significant change in the rate ratio over time. In the embedded ProtecT trial, prostate cancer–specific mortality was approximately 1% after a median follow-up of 10 years, with no evidence of a difference between randomized groups.5
However, the rate of metastatic disease was reduced by 2.4 per 1000 person-years with surgery and by 3.0 per 1000 person-years with radiotherapy vs by 6.3 per 1000 person-years with active monitoring. Given the very low disease-specific mortality at 10 years and the long lead time for the development of prostate cancer (approximately 12 years in the United Kingdom31), extended follow-up of the CAP trial is crucial to ascertain whether the evidence of increased detection from the screening intervention coupled with treatment-related effects on the occurrence of metastases translate into longer-term survival benefits. After a median follow-up of 12.7 years, the Prostate Intervention vs Observation Trial (PIVOT) reported little evidence of a difference in disease-specific or all-cause mortality, but showed intermediate-risk disease may benefit from early intervention.40 Nevertheless, there was no significant effect of the CAP trial intervention on the prespecified primary outcome of prostate cancer mortality at a median follow-up of 10 years.
Fifth, while postrandomization exclusions have the potential to lead to bias (Figure 1), there were no differences between excluded practices in the intervention group and the control group for key variables such as primary care practice size, Index of Multiple Deprivation, or urban vs rural location.14 Furthermore, the cumulative incidence of all-cause mortality was similar in both the intervention and control groups. Therefore, it seems unlikely that the postrandomization exclusions biased our results.
Among practices randomized to a single PSA screening intervention vs standard practice without screening, there was no significant difference in prostate cancer mortality after a median follow-up of 10 years but the detection of low-risk prostate cancer cases increased. Although longer-term follow-up is under way, the findings do not support single PSA testing for population-based screening.
Corresponding Author: Richard M. Martin, PhD, University of Bristol, Canynge Hall, 39 Whatley Rd, Bristol BS8 2PS, England (firstname.lastname@example.org).
Accepted for Publication: January 17, 2018.
Author Contributions: Drs Martin and Metcalfe had full access to all of the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis. Drs Martin, Donovan, Turner, Metcalfe, Neal, and Hamdy contributed equally.
Concept and design: Martin, Donovan, Turner, Noble, Oliver, Evans, Sterne, Ben-Shlomo, Brindle, Davey Smith, Neal, Hamdy.
Acquisition, analysis, or interpretation of data: Martin, Donovan, Turner, Metcalfe, Young, Walsh, Lane, Noble, Oliver, Evans, Sterne, Holding, Williams, Hill, Ng, Toole, Tazewell, Hughes, Davies, Thorn, Down.
Drafting of the manuscript: Martin, Donovan, Turner, Young, Sterne, Hamdy.
Critical revision of the manuscript for important intellectual content: Martin, Donovan, Turner, Metcalfe, Young, Walsh, Lane, Noble, Oliver, Evans, Sterne, Holding, Ben-Shlomo, Brindle, Williams, Hill, Ng, Toole, Tazewell, Hughes, Davies, Thorn, Down, Davey Smith, Neal.
Statistical analysis: Martin, Turner, Metcalfe, Young, Walsh, Oliver, Sterne.
Obtained funding: Martin, Donovan, Turner, Noble, Oliver, Sterne, Neal, Hamdy.
Administrative, technical, or material support: Donovan, Turner, Walsh, Lane, Williams, Hill, Ng, Toole, Hughes, Davies, Thorn, Down.
Supervision: Martin, Turner, Noble, Evans, Sterne, Ben-Shlomo, Williams.
Conflict of Interest Disclosures: The authors have completed and submitted the ICMJE Form for Disclosure of Potential Conflicts of Interest and none were reported.
Funding/Support: The CAP trial was funded by grants C11043/A4286, C18281/A8145, C18281/A11326, and C18281/A15064 from Cancer Research UK. The UK Department of Health, National Institute of Health Research provided partial funding. The ProtecT trial was funded by project grants 96/20/06 and 96/20/99 from the UK National Institute for Health Research, Health Technology Assessment Programme. The National Institute for Health Research Oxford Biomedical Research Centre provided support through the Surgical Innovation and Evaluation Theme and the Surgical Interventional Trials Unit and Cancer Research UK through the Oxford Cancer Research Centre. Drs Martin and Sterne are supported in part by the National Institute for Health Research Bristol Biomedical Research Centre. Drs Donovan and Ben-Shlomo are supported in part by the National Institute for Health Research Collaboration for Leadership in Applied Health Research and Care West. Ms Young and Dr Lane are supported in part by the Bristol Randomized Trials Collaboration.
Role of the Funder/Sponsor: The funders had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
Group Information: The CAP Trial Group members are Richard Martin (lead primary investigator), Jenny Donovan (primary investigator), David Neal (primary investigator), Freddie Hamdy (primary investigator), Emma Turner (trial coordinator), Chris Metcalfe (statistician), J. Athene Lane (ProtecT trial coordinator), Jonathan Sterne (statistician), Sian Noble (health economist), and Stephen Frankel (retired epidemiologist). The ProtecT trial group members are Prasad Bollina, MBBS (Department of Urology and Surgery, Western General Hospital, University of Edinburgh), James Catto, PhD (Academic Urology Unit, University of Sheffield), Andrew Doble, MS (Department of Urology, Addenbrooke’s Hospital, Cambridge), Alan Doherty, MBBS (Department of Urology, Queen Elizabeth Hospital, Birmingham), David Gillatt, MS (Bristol Urological Institute, Southmead Hospital, Bristol), Vincent Gnanapragasam, MBBS (Department of Surgery, Addenbrooke’s Hospital, Cambridge), Peter Holding, MSc (Nuffield Department of Surgical Sciences, University of Oxford, Oxford), Owen Hughes, DM (Department of Urology, Cardiff and Vale University Health Board, Cardiff), Roger Kockelbergh, MD (Department of Urology, University Hospitals of Leicester, Leicester), Howard Kynaston, MD (Department of Urology, Cardiff and Vale University Health Board, Cardiff), Alan Paul, MD (Department of Urology, Leeds Teaching Hospitals NHS Trust, Leeds), Edgar Paez, MBBS (Department of Urology, Freeman Hospital, Newcastle-upon-Tyne), Derek J. Rosario, MD (Academic Urology Unit, University of Sheffield, Sheffield), and Edward Rowe, MD (Bristol Urological Institute, Southmead Hospital, Bristol). The management committee: Emma Turner (chair), Richard Martin, Jenny Donovan, Chris Metcalfe, Jonathan Sterne, Sian Noble, Yoav Ben-Shlomo, J. Athene Lane, Steven Oliver, Peter Brindle, and Simon Evans.
Disclaimer: The views expressed in this article are those of the authors and do not necessarily reflect the opinions of the National Health Service, the National Institute for Health Research, or the Department of Health. The Office of National Statistics bears no responsibility for the analysis and interpretation of the data provided.
Additional Contributions: We acknowledge the work of the research staff: Elizabeth Hill, Siaw Yein Ng, Naomi Williams, Elizabeth Down (data manager), Eleanor Walsh (data manager), Jessica Toole, Marta Tazewell (data), Pete Shiarly (database developer), Joanna Thorn (health economist), Charlotte Davies, Laura Hughes, Mari-Anne Rowlands, and Lindsey Bell; the trial steering committee: Michael Baum (chair), Peter Albertsen, Tracy Roberts, Mary Robinson, Jan Adolfsson, David Dearnaley, Anthony Zietman, Fritz Schröder, Tim Peters, Peter Holding, Teresa Lennon, Sue Bonnington, Malcolm Mason, Jon Oxley, Richard Martin, Jenny Donovan, David Neal, Freddie Hamdy, Emma Turner, and J. Athene Lane; the data monitoring committee: Lars Holmberg (chair), Robert Pickard, Simon Thompson, and Usha Menon; the cause of death committee: Peter Albertsen (chair), Colette Reid, Jon McFarlane, Jon Oxley, Mary Robinson, Jan Adolfsson, Michael Baum, Anthony Zietman, Amit Bahl, Anthony Koupparis, and David Gunnell; and the expert attendees at a discussion workshop in March 2017 to consider the implications of the trial results: Jan Adolfsson, PhD (Karolinska Institutet), Peter Albertsen, MD (University of Connecticut), Mike Baum, ChM (University College London-honorary), Lucy Davies, PhD (Cancer Research UK), Harry De Koning, PhD (Erasmus Medical Centre), Jenny Donovan, PhD (University of Bristol), Ruth Etzioni, PhD (Fred Hutchinson Cancer Research Center), Simon Evans, MD (Royal United Hospital Bath NHS Foundation Trust), Roman Gulati, MS (Fred Hutchinson Cancer Research Center), Freddie Hamdy, MD (University of Oxford), Peter Holding, MSc (Nuffield Department of Surgical Sciences, University of Oxford, Oxford), Lars Holmberg, PhD (Kings College London), Jonas Hugosson, PhD (University of Gothenburg), J. Athene Lane, PhD (University of Bristol), Richard Martin, PhD (University of Bristol), Malcolm Mason, MD (University of Cardiff), Jon McFarlane, MS (Royal United Hospitals Bath), Chris Metcalfe, PhD (University of Bristol), David Neal, MD (University of Oxford), Sian Noble, PhD (University of Bristol), Steven Oliver, PhD (University of York), Jon Oxley, MD (North Bristol NHS Trust), Nora Pashayan, PhD (University College London), Mary Robinson, MBBS (Royal Victoria Infirmary), Sabina Sanghera, PhD (University of Bristol), Fritz Schroder, PhD (University Medical Center Rotterdam), Emma Turner, PhD (University of Bristol), Grace Young, MSc (University of Bristol), and Anthony Zietman, MD (Massachusetts General Hospital). We are extremely grateful to Jan Adolfsson, Peter Albertsen, and Anthony Zietman who provided insightful comments on the manuscript. The attendees at the workshop received reimbursement for travel expenses but were not otherwise compensated for their role in the study. We acknowledge the contribution of all members of the ProtecT trial research group and especially the following: Sue Bonnington, RGN (Leicester General Hospital, Leicester), Lynne Bradshaw, RGN (Southmead Hospital, Bristol), Debbie Cooper, RGN (St James Hospital, Leeds), Garrett Durkan, MD (Freeman Hospital, Newcastle), Emma Elliott, RGN (Southmead Hospital, Bristol), Pippa Herbert, RGN (Addenbrook’s Hospital, Cambridge), Joanne Howson, RGN (Royal Hallamshire Hospital, Sheffield), Mandy Jones, RGN (University Hospital Wales, Cardiff), Teresa Lennon, RGN (Freeman Hospital, Newcastle), Norma Lyons, RGN (Western General Hospital, Edinburgh), Hing Leung, PhD, FRCS (University of Glasgow), Malcolm Mason, MD (University of Cardiff, Cardiff), Hilary Moody, RGN (Southmead Hospital, Bristol), Philip Powell, MD (Freeman Hospital, Newcastle), Stephen Prescott, MD (St James Hospital, Leeds), Patricia O'Sullivan, RGN (Southmead Hospital, Bristol), Pauline Thompson, RGN (Queen Elizabeth Hospital, Birmingham), Sarah Tidball, RGN (University Hospital Wales, Cardiff), Liz Salter, RGN (Southmead Hospital, Bristol), Jan Blaikie, RGN (Western General Hospital, Edinburgh), Catherine Gray, RGN (St James Hospital, Leeds), Sarah Hawkins, RGN (University Hospital Wales, Cardiff), Michael Slater, RGN (Royal Hallamshire Hospital, Sheffield), and Sue Kilner, RGN (Royal Hallamshire Hospital, Sheffield). None of the ProtecT trial research group received compensation for their role in the study. We acknowledge the administrative staff: Chris Pawsey and Genevieve Hatton-Brown (both employed by the CAP trial and were compensated) and Tom Steuart-Feilding (employed by the ProtecT trial and did not receive compensation for his role in the study). We also acknowledge the work of the NHS Digital Organization, Office of National Statistics, and Public Health Wales and Public Health England National Cancer Registration and Analysis Service (South West) for their assistance with this study, in particular Julia Verne, PhD (Public Health England), Luke Hounsome, PhD (Public Health England), Isobel Tudge, MSc (Public Health England), and Tariq Malik, MSc (Public Health England); none of these individuals received compensation for their role in the study. We also acknowledge the contribution of all the CAP and ProtecT study participants and the CAP trial general practioners and practice staff.