Figure 1. Flow of participants through the trial.
Figure 2. Proportion of patients who achieved response in qualitative outcomes.
Figure 3. Primary study outcome 12 months after treatment, stratified according to baseline characteristics and treatment groups (intention-to-treat analysis). Scores range from 0 (no symptoms) to 44. *Use of nonsteroidal anti-inflammatory drugs (NSAIDs) or acetylsalicylic acid at least once a week or daily low-dose acetylsalicylic acid. †PADYQ, Porto Alegre Dyspeptic Symptoms Questionnaire. ‡According to Rome III International Consensus Criteria. §Erosive gastritis or erosive duodenitis.∥Polymorphonuclear infiltrate on antral histologic findings.
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Mazzoleni LE, Sander GB, Francesconi CFDM, et al. Helicobacter pylori Eradication in Functional Dyspepsia: HEROES Trial. Arch Intern Med. 2011;171(21):1929–1936. doi:10.1001/archinternmed.2011.533
Author Affiliations: School of Medicine (Drs L. E. Mazzoleni, Sander, Francesconi, Edelweiss, Molina, Folador, Lunkes, Heck, Birkhan, Spindler, Katz, Colombo, Guerrieri, Renck, Grando, de Moura, Dahmer, and Prolla and Ms Von Reisswitz), and School of Medicine, Postgraduate Program of Medical Science (Mr Milbradt), Universidade Federal do Rio Grande do Sul, Porto Alegre, Brazil; Departments of Gastroenterology (Drs L. E. Mazzoleni, Francesconi, and Marini and Ms De Bona), Internal Medicine (Dr F. Mazzoleni), and Pathology (Drs Uchoa, Edelweiss, Rauber, and Prolla), Drug and Therapeutics Committee (Dr Sander), and Postgraduate and Research Group (Dr Bressel), Hospital de Clinicas de Porto Alegre, Porto Alegre; and HCor, Research Institute, São Paulo, Brazil (Dr Berwanger).
Background Eradication of Helicobacterpylori in patients with functional dyspepsia continues to be a matter of debate. We studied eradication effects on symptoms and quality of life of primary care patients.
Methods Helicobacter pylori –positive adult patients with functional dyspepsia meeting the Rome III International Consensus criteria were randomly assigned to receive omeprazole, amoxicillin trihydrate, and clarithromycin, or omeprazole plus placebo for 10 days. Endoscopy and H pylori tests were performed at screening and at 12 months. Outcome measures were at least 50% symptomatic improvement at 12 months using a validated disease-specific questionnaire (primary end point), patient global assessment of symptoms, and quality of life.
Results We randomly assigned 404 patients (78.7% were women; mean age, 46.1 years); 201 were assigned to be treated with antibiotics (antibiotics group) and 203 to a control group. A total of 389 patients (96.3%) completed the study. The proportion of patients who achieved the primary outcome was 49.0% (94 of 192) in the antibiotics group and 36.5% (72 of 197) in the control group (P = .01; number needed to treat, 8). In the patient global assessment of symptoms, 78.1% in the antibiotics group (157 of 201) answered that they were better symptomatically, and 67.5% in the control group (137 of 203) said that they were better (P = .02). The antibiotics group had a significantly larger increase in their mean (SD) Medical Outcomes Study 36-Item Short Form Health Survey physical component summary scores than the control group did (4.15 [8.5] vs 2.2 [8.1]; P = .02).
Conclusion Helicobacter pylori eradication provided significant benefits to primary care patients with functional dyspepsia.
Trial Registration clinicaltrials.gov Identifier: NCT00404534
Quiz Ref IDDyspeptic symptoms affect up to 40% of the adult population in the Western world.1 The costs of dyspepsia to society are substantial.2 Dyspepsia accounts for 8.3% of visits to primary care physicians.3 Most affected individuals do not have structural or biochemical abnormalities that can explain their symptoms and thus are classified as having functional or nonulcer dyspepsia.4 Its underlying pathophysiologic mechanism is complex and involves changes in gastric motility, visceral hypersensitivity, genetic susceptibility, psychosocial factors, and Helicobacter pylori infection.5,6
At least 50% of the world's population is infected by H pylori.7 Previous trials that focused on the symptomatic benefits of eradicating H pylori infections in patients with functional dyspepsia8-16 have yielded conflicting results. The last Cochrane review17 about the role of H pylori eradication in functional dyspepsia selected 21 trials, and only 6 showed positive results from eradication. Recently published consensus statements from the United States and Europe also have discordant recommendations. While the American College of Gastroenterology states18(p1808) “whether to test for H pylori in patients with functional dyspepsia . . . remains controversial,” the Maastricht III Consensus Report recommends it.19
Since 1999, it has been suggested that studies should be undertaken in primary care patients whose symptoms may be less resistant to treatment,10,12,20 but none of the major clinical trials8-12 were performed in this setting. Given that a large uncertainty remains, we designed a large, randomized, double-blind, placebo-controlled clinical trial to study the effects of H pylori eradication on the symptomatic responses and quality of life (QOL) of community and primary care patients with functional dyspepsia.
The HEROES (Helicobacter Eradication Relief of Dyspeptic Symptoms) Trial was a randomized double-blind, placebo-controlled clinical trial. The study was conducted in a single academic hospital, the Hospital de Clínicas de Porto Alegre, Porto Alegre, Brazil. The local institutional review board approved the trial protocol. Written informed consent was obtained from all patients prior to enrollment.
Community and primary care patients were recruited through newspaper, radio, and television advertising as well as through invitation in primary care clinics. In Brazil, access to health care facilities is difficult. When free health care is advertised, patients who come are not “nonconsulting” but rather patients in the queue for a primary care visit. So, we considered community or primary care as part of the same population, because these patients had not been previously treated and were not resistant to a first-line treatment, as were the patients included in most of the previous trials, which had been conducted at tertiary centers. Patients of either sex were enrolled in the study if they were 18 years or older and had a diagnosis of H pylori infection and functional dyspepsia according to the Rome III International Consensus criteria.4
We excluded patients with predominant symptoms of heartburn or irritable bowel syndrome; alarm symptoms; history of peptic ulcer, upper gastrointestinal tract surgery, or biliary colic; previous treatment for eradication of H pylori ; known allergies to study medication; serious comorbidities; or alcohol or drug abuse. Use of antibiotics or bismuth during the 4 weeks before enrollment, proton pump inhibitors during the 2 weeks before enrollment, or treatment with histamine-2 receptor blockers in the week before enrollment were not permitted. We also excluded women of childbearing potential; patients unable to answer the study questionnaires; patients with endoscopic findings other than gastritis, duodenitis, or hiatal hernia; and patients unwilling or unable to provide consent.
Eligible patients were randomly assigned to receive either treatment with omeprazole, 20 mg twice daily; amoxicillin trihydrate, 1000 mg twice daily; and clarithromycin, 500 mg twice daily (Omepramix; Aché Laboratórios Farmacêuticos SA, São Paulo, Brazil) for 10 days (antibiotics group) or omeprazole, 20 mg twice daily, plus placebo antibiotics (control group). The randomization list was generated by the manufacturer of the treatment drugs using a computer-generated randomization list (in a 1:1 ratio) in blocks of 8. Randomization was stratified by the presence of erosions and/or use of nonsteroidal anti-inflammatory drugs (NSAIDs) or acetylsalicylic acid, which, in a post hoc analysis of a previous trial that we conducted,16 were predictive of poor symptomatic response. An NSAIDs/acetylsalicylic acid user was considered to be a patient who took this class of drugs at least once a week or a daily user of low dosage of acetylsalicylic acid. The allocation concealment was guaranteed using an automated, central computer-based randomization system so the allocation sequence was totally unpredictable to the investigators who enrolled patients in this study.
Patients were randomized at baseline and returned for follow-up visits at 4, 8, and at least 12 months (last visit) after. Upper gastrointestinal tract endoscopies were performed at screening and at the end of follow-up by 2 endoscopists who were blinded to treatment allocation. Endoscopic findings were classified according to the Sydney System.21 Three biopsy specimens were obtained from the body of the stomach, 3 from the antrum, and 2 from the incisura angularis. One specimen from each anatomical region was used for the urease test, and the others were used for histologic examination by 2 pathologists (D.M.U. and J.R.) who were unaware of patients' allocation (stains: Giemsa and hematoxylin-eosin). The severity of histologic gastritis was graded according to the updated Sydney System.22Helicobacter pylori status was defined when urease test and histopathologic results were both negative or positive for infection. In the case of a disagreement, a third pathologist (M.I.E.) was consulted.
Patients received medication as needed for postprandial discomfort (metoclopramide chloridrate, dimethicone, and pepsin) and famotidine for epigastric pain (Digeplus and Famox [Aché Laboratórios Farmacêuticos SA], respectively) during the 12 months of follow-up. Patients' consumption of the rescue medication was recorded in a diary. NSAIDs/acetylsalicylic acid use was allowed so that we could study the interaction between their use and H pylori eradication.
Compliance with study medications was assessed by pill count of returned medication. Patients were considered to be compliant if they had taken at least 80% of prescribed medications for H pylori eradication.
Patients, investigators, caregivers, and outcome assessors were blinded to the allocation group until the study was completed. Both the active and placebo study medications were given orally and were identical in appearance, shape, and weight. Patients recorded adverse events in diaries to keep the researchers blinded to the adverse effects of the antibiotics, which could have unmasked the study groups. These diaries were returned in sealed envelopes and were opened only after the study was completed.
The primary end point was the proportion of patients with at least a 50% decrease in the dyspeptic symptoms score at 12 months compared with their baseline score. The dyspeptic symptoms score was evaluated at all visits by trained investigators using the Porto Alegre Dyspeptic Symptoms Questionnaire (PADYQ).23 This questionnaire is a unidimensional instrument that has been shown to have high levels of internal consistency, reproducibility, responsiveness, face validity, discriminant validity, and concurrent validity. This 11-question instrument assesses the frequency, duration, and intensity of dyspeptic symptoms during the preceding 30 days. The score ranges from 0 (no symptoms) to 44 (severe symptoms). Secondary end points included the proportion of patients reporting complete improvement of symptoms, the mean decrease in the symptoms score, the use of rescue medications in the 30 days preceding the last visit, patient global assessment of symptoms, and QOL. Patient global assessment was evaluated at 12 months with the use of the global scale with the following 3 grades: symptoms improved, did not change, or deteriorated. Quality of life was assessed at baseline and last study visit using the validated Portuguese version of the Medical Outcomes Study 36-Item Short Form Health Survey, version 2.0 (SF-36v2).24
For the primary end point the sample size was calculated based on a previous study by our group16 in which the response rate to antibiotics was 35% and the response rate to placebo was 21%. Assuming a 15% missing data rate, the HEROES Trial was designed to enroll 202 patients per group to provide a statistical power of 80% with a 2-sided significance level of P = .05. At the same time, in an exploratory analysis of the previous study in patients without gastric erosions or use of NSAIDs/acetylsalicylic acid, the response to antibiotics was 40%, and the response rate to placebo was 15%. If this is true, the stratum of patients without gastric erosions or use of NSAIDs/acetylsalicylic acid should have at least 170 patients to provide a statistical power of 90% with a 2-sided significance level of P = .03 (used to correct to multiple measurement).
All analyses were performed by intention to treat. The population for analysis included all eligible patients who completed follow-up. No eligible patient was excluded from the analysis because of protocol deviation. Continuous variables were expressed as means (SDs) and were analyzed using the t test for independent samples. Qualitative variables were expressed as percentages and were compared using Fisher exact test. All variables that had P values that were less than .20 on univariate analysis were included in a forward stepwise logistic regression to assess their effect on the primary outcome. Comparisons between groups, regarding the number of symptomatic drugs that were used, were performed using the Mann-Whitney test. All 2-tailed P values less than .05 were considered to be statistically significant. No interim analysis was conducted. All analyses were performed using PASW Statistics software (version 18.0; Chicago, Illinois).
From November 2006 through June 2008, a total of 1151 patients were screened, and 407 were randomized into the study. The flow of patients through trial and the reasons for exclusion are presented in Figure 1. Three ineligible patients were randomly allocated in error and were excluded from the analysis. A total of 201 patients were assigned to omeprazole and antibiotics (antibiotics group) and 203 to omeprazole and placebo (control group). A total of 188 and 216 patients were allocated to strata of participants with and without erosions and/or use of NSAIDs/acetylsalicylic acid, respectively. Data from the PADYQ and patient global assessment of symptoms were available for 389 patients at the final visit, resulting in a loss to follow-up rate of 3.7%. The baseline characteristics were similar between the 2 groups (Table 1).
The rates of treatment success are shown in Table 2 and Figure 2. Quiz Ref IDThe proportion of patients with symptomatic improvement of 50% or more was 49% (94 of 192) in the antibiotics group and 36.5% (72 of 197) in the control group (absolute difference between groups, 12.5%; 95% CI, 2.1%-22.7%; P = .01). The number needed to treat (NNT) to achieve the primary outcome was 8. Even after considering all patients who were lost to follow-up as nonresponders, the differences in the rate of achievement of the primary end point remained significant (P = .03).
Quiz Ref IDThe proportions of patients reporting improvement in the patient global assessment of symptoms were 78.1% (157 of 201) in the antibiotics group and 67.5% (137 of 203) in the control group (P = .02), and the mean decrease in symptom scores were −10.47 and −7.76 (P = .008), respectively. The rate of complete resolution of symptoms did not differ significantly between the groups (Table 2). The improvement in SF-36v2 scores at month 12 was significantly greater in the antibiotic group for the physical component summary compared with the control group (4.15 and 2.20, respectively; P = .02). However, the 2 groups did not differ on the mental component summary (1.29 and 2.9, respectively; P = .18) (Table 2).
To examine the influence that several potentially important prognostic factors had on symptomatic improvement, the following factors were first examined individually by univariate analysis for the 2 treatment groups combined: sex, age, race, years of education, basal PADYQ score, type of dyspepsia, presence of erosions at endoscopy, antral inflammatory activity, NSAIDs/acetylsalicylic acid use, coffee and alcohol consumption, smoking, and duration of dyspepsia. Allocation group and onset of dyspepsia were included in the multivariate analysis. Antibiotic group (odds ratio [OR], 1.63; P = .01) and recent dyspepsia (OR, 1.51; P = .048) were retained in the final stepwise logistic regression analysis model as predictors of symptomatic improvement. Figure 3 shows the effect that these factors had on the primary end point according to baseline characteristics. Prespecified subgroup analysis showed that neither the presence of erosive gastritis nor NSAIDs/acetylsalicylic acid use affected patients' response to H pylori eradication.
Quiz Ref IDAccording to the intention-to-treat analysis, after 1 year, tests for 88.6% of the patients in the antibiotics group (164 of 185) were negative for H pylori, compared with 7.4% of patients in the control group (14 of 189) (P < .001) (Table 2). Patients in the antibiotics group did exhibit a significant improvement in both the inflammatory pattern (lymphocytic infiltrate) and the degree of inflammatory activity (polymorphonuclear infiltrate) compared with the control group (P < .001).
Data on compliance, adverse effects of study drugs, use of rescue medications, and the development of peptic ulcer are shown in Table 2. There were no serious adverse events in either group until 30 days after they had completed their treatment course. Endoscopy was performed at 12 months in 374 of 404 patients (92.6%), and findings revealed that peptic ulcers had developed in 13 of 374 patients (3.5%) (Table 2).
This large, single-center study demonstrates a statistically significant benefit in symptomatic improvement among H pylori –positive functional patients with dyspepsia treated with omeprazole and antibiotics in comparison with those treated with omeprazole and placebo. Symptomatic improvement was demonstrated by measuring the primary outcome (>50% symptomatic improvement on the PADYQ) and supported by the improvement in the patients' global assessment of symptoms as well as by the mean reduction in the PADYQ score. We also observed a significant improvement in the SF-36v2 physical component summary score and a favorable trend toward a reduction in the use of rescue medications (P = .06). The antibiotic group experienced more adverse events, but these were mild and short lived. The prespecified subgroup analysis showed that neither erosive gastritis nor NSAIDs/acetylsalicylic acid use influenced patients' response to H pylori eradication. As a matter of fact, we did not find any subgroup with statistically better response to eradication.
Quiz Ref IDWe adhered strictly to the Rome III International Consensus recommendations for clinical trials on functional dyspepsia, assuring that we included a population of patients with true functional dyspepsia. All 25 recommendations of the CONSORT statement were followed, and to our knowledge, the HEROES Trial is the first large clinical trial on this topic that has focused on primary care patients and that had an a priori primary outcome definition registered at ClinicalTrials.gov. One strength of this study is the definition of the primary end point. As Axon25(piv53) stated, it is unreasonable to expect “total relief of symptoms” in a condition with so many physiopathologic mechanisms and so many symptoms. Other studies13-16,26-28 included in the Cochrane review did use a 50% or partial reduction as the main outcome in symptoms as a valid outcome. In this study, 93.4% of the patients who experienced the primary end point reported improvement in the patient global assessment of symptoms, suggesting that achieving a 50% symptomatic improvement is a clinical relevant cutoff. Another major strength of this study is that its loss to follow-up rate was less than 4%. Considering the number of eligible patients with complete follow-up in each treatment arm, to our knowledge the HEROES Trial is the largest clinical trial of H pylori eradication in functional dyspepsia that has ever been performed on this topic. It is relevant to emphasize that this study did use a locally validated questionnaire that has been shown to have high degrees of reproducibility, validity, and responsiveness.
One weakness of our study is that it was conducted in a single center, a characteristic that may limit its external validity. There are no data in the literature, to our knowledge, however, that support the concept that H pylori functional dyspepsia is a clinically distinct disorder in different countries. Another point is that a minimum symptomatic score could have been used. Our point of view is that if this is a bias, it is a conservative one. As presented, patients with high symptom scores did better than those receiving placebo.
Conflicting findings on the effect of H pylori eradication in functional dyspepsia have been observed in clinical trials, meta-analyses, and consensus statements.8-19,29,30 Most of the trials included secondary and tertiary care patients who were likely to have more resistant symptoms and who were not representative of most patients with functional dyspepsia.10,20 None of the studies included in the last Cochrane review demonstrated that H pylori eradication improved patients' QOL.17 We showed that patients who were treated with antibiotics exhibited improvements in the physical component summary score of SF-36v2. The improvement in QOL and the trend toward less use of rescue medication that we observed in this study will surely contribute to the adaption of economic models of H pylori eradication to primary care populations.
The relatively small patient benefit that we observed as a result of H pylori eradication is comparable with the benefit of long-standing proton pump inhibition, an approach that has been shown to be 10% more effective than placebo in patients with ulcerlike dyspepsia.31 Eradication has a similar magnitude of benefit, it is not restricted to any subtype of dyspepsia, and it has the advantage of being a short-term treatment. Some authors advocate using a test-and-treat strategy in the initial treatment of patients with dyspepsia.32 However, this strategy is applicable for only 32% of patients with dyspepsia, specifically those who are young and do not have alarm symptoms.33 Accordingly, our data suggest that the remaining patients, who undergo endoscopy and in whom a diagnosis of functional dyspepsia is established, should undergo H pylori testing and subsequent treatment.
In conclusion, our data support the concept that H pylori eradication improves symptoms in primary care patients with functional dyspepsia with an NNT of 8. We suggest that these data should be considered by investigators who are performing cost-utility studies on the economics of H pylori eradication in primary care patients with functional dyspepsia.
Correspondence: Luiz Edmundo Mazzoleni, MD, PhD, Department of Gastroenterology, Hospital de Clínicas de Porto Alegre, Rua Ramiro Barcelos 2350, 90035-903, Porto Alegre, Rio Grande do Sul, Brazil (email@example.com).
Accepted for Publication: August 15, 2011.
Author Contributions: The investigators are fully responsible for the study design, statistical analysis plan, performing the investigation, data analysis, and manuscript preparation. All authors vouch for the completeness and accuracy of the data presented. Study concept and design: L. E. Mazzoleni, Sander, Francesconi, F. Mazzoleni, Uchoa, Von Reisswitz, Berwanger, Edelweis, Rauber, and Prolla. Acquisition of data: L. E. Mazzoleni, Sander, F. Mazzoleni, Uchoa, Von Reisswitz, Edelweis, Marini, Molina, Folador, Lunkes, Heck, Birkhan, Spindler, Katz, Colombo, Guerrieri, Renck, Grando, de Moura, Dahmer, and Rauber. Analysis and interpretation of data: L. E. Mazzoleni, Sander, Francesconi, De Bona, Milbradt, Berwanger, Bressel, and Prolla. Drafting of the manuscript: L. E. Mazzoleni, Sander, Francesconi, F. Mazzoleni, Uchoa, De Bona, Milbradt, Von Reisswitz, Berwanger, Edelweis, Molina, Folador, Lunkes, Heck, Birkhan, Spindler, Katz, Colombo, Guerrieri, Renck, Grando, de Moura, Dahmer, and Rauber. Critical revision of the manuscript for important intellectual content: L. E. Mazzoleni, Sander, Francesconi, Berwanger, Bressel, Marini, and Prolla. Statistical analysis: L. E. Mazzoleni, Sander, and Bressel. Obtained funding: L. E. Mazzoleni. Administrative, technical, and material support: De Bona and Milbradt. Study supervision: L. E. Mazzoleni, Sander, and Francesconi.
Financial Disclosure: None reported.
Funding/Support: The study drugs and a gastroscope were obtained through unrestricted donation from the Aché Laboratórios Farmacêuticos SA, São Paulo, Brazil. No member of the research team received grants to conduct this study.
Previous Presentation: This study was presented at the American Gastroenterology Association's Digestive Disease Week; May 3, 2010; New Orleans, Louisiana.
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