Use of the Shared Decision-Making Visit for Lung Cancer Screening Among Medicare Enrollees

In early 2015, the Centers for Medicare & Medicaid Services (CMS) initiated reimbursement for low-dose computed tomography (LDCT) screening for lung cancer in individuals aged 55 to 77 years with a 30 pack-year or greater smoking history.¹ A unique feature of the CMS approval was a requirement for a separate shared decision-making (SDM) session before the LDCT.¹ This visit had several required components, including use of a decision aid and counseling on tobacco abstinence. We used Medicare data from January 1, 2015, through December 31, 2016 to determine the percentage of enrollees who received an LDCT had a visit for SDM.

We developed separate cohorts for 2015 (4 192 802 persons) and 2016 (4 138 559 persons) Medicare beneficiaries aged 55 to 77 years with complete Medicare Parts A and B coverage and no health maintenance organization (HMO) enrollment from a 20% national sample. Using Current Procedural Terminology codes, we determined the number of enrollees with Evaluation and Management charges for an LDCT SDM visit (Current Procedural Terminology code G0296), and receipt of LDCT (Current Procedural Terminology code G0297 or S8032). We assessed age, sex, race/ethnicity, Medicaid eligibility, region, comorbidities, and education (at the zip code level). The monthly percentage of patients undergoing LDCT with an associated SDM visit were graphed and assessed by joinpoint analysis using joinpoint software downloaded from the National Cancer Institute. Statistical significance for the joinpoint analysis was set at P < .0001. We estimated the odds of patients with LDCT engaging in SDM before the screening and the relative risk of undergoing LDCT after SDM by using logistic regression. These statistical calculations were performed with SAS software version 9.4 (SAS Institute Inc). The University of Texas Medical Branch institutional review board approved this study, which used deidentified data.

Of the 19 021 enrollees in the 20% sample who underwent LDCT in 2016, 1719 (9.0%) had a separate SDM visit on the day of LDCT or in the previous 3 months. After an initial increase, the monthly percentage of enrollees undergoing LDCT who had participated in SDM plateaued at approximately 10% (Figure). Characteristics associated with lower odds of SDM before LDCT included black race vs white race (odds ratio [OR], 0.76; 95% CI, 0.59-0.97), female sex (OR, 0.88; 95% CI, 0.79-0.98), and higher education (for highest vs lowest quartile of education: OR, 0.81; 95% CI, 0.68-0.96); there was also wide regional variation (Table).

Of the 2154 enrollees who underwent SDM from January through October 2016, 1300 (60.8%) underwent LDCT in the following 3 months. In a multivariable analysis, black race (risk ratio, 0.81; 95% CI, 0.66-0.97) and female sex (risk ratio, 0.93; 95% CI, 0.86-0.99) were associated with significantly lower LDCT use after SDM.

Although patient characteristics such as sex, race/ethnicity, and geographical region are associated with receipt of SDM before LDCT and with receipt of LDCT after SDM, the most important finding is the remarkably low uptake of SDM visits after the CMS mandate. Several factors may contribute to this finding, including the recentness of the mandate, lack of training in SDM, and competing priorities for clinicians. In addition, SDM may have occurred as part of another medical encounter.

The CMS has previously issued other requirements on reimbursement for screening tests that also appear to be ignored without affecting reimbursement, for example, on minimum intervals between routine screening colonoscopies in average-risk patients.²

Early reports suggest that less than 5% of eligible Americans are receiving LDCT.³ The 60.8% rate of LDCT after SDM suggests that a substantial proportion of enrollees are deciding against LDCT after SDM.

Our study has some limitations. The results from enrollees aged 65 to 77 years with fee for service Parts A and B Medicare may not be generalizable to those in Medicare HMOs. In addition, the results from enrollees aged 55 to 64 years represent those with disability or end-stage renal disease.

Shared decision-making has rapidly evolved from an abstract concept to mandated implementation. However, the clinical community has not adopted the CMS mandate for an SDM visit before LDCT screening.³ Inability or unwillingness to engage in SDM may contribute to the low overall use of LDCT screening and less awareness of its implications among eligible patients.^4-6

Accepted for Publication: September 22, 2018.

Corresponding Author: James S. Goodwin, MD, University of Texas Medical Branch, 301 University Blvd, Galveston, TX 77555-0177 (jsgoodwi@utmb.edu).

Published Online: January 14, 2019. doi:10.1001/jamainternmed.2018.6405

Author Contributions: Dr Zhou had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.

Concept and design: Goodwin, Nishi.

Acquisition, analysis, or interpretation of data: Nishi, Zhou, Kuo.

Drafting of the manuscript: Goodwin, Nishi.

Critical revision of the manuscript for important intellectual content: Nishi, Zhou, Kuo.

Statistical analysis: Nishi, Zhou.

Administrative, technical, or material support: Nishi, Kuo.

Conflict of Interest Disclosures: Dr Nishi reported being a consultant for Veran Medical Technologies; providing clinical user feedback on instrumentation, procedure workflow, system, and software applications; representing the company on panel discussions and workshops at industry meetings; and providing input for design of potential clinical studies and potential products and therapies for future interventional pulmonary products. No other disclosures were reported.

Funding/Support: This study was supported by Cancer Prevention and Treatment Institute of Texas grant RP160674 and by the National Institutes of Health grants K05 CA134923, P30 AG024832 and UL1TR001439.

Role of the Funder/Sponsor: The funders/sponsors had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.