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Finkelhor D, Turner H, LaSelva D. Receipt of Behavioral Health Services Among US Children and Youth With Adverse Childhood Experiences or Mental Health Symptoms. JAMA Netw Open. 2021;4(3):e211435. doi:10.1001/jamanetworkopen.2021.1435
What proportion of children and youth who have distress symptoms and/or adverse childhood experiences (ACEs), which often lead to later behavioral and physical health problems, do not receive behavioral health services?
In this cross-sectional study of 11 896 children and youth, no current clinical behavioral health contact was reported for 57% of children aged 2 to 9 years with high ACEs, 53% of children aged 2 to 9 years with high distress symptoms, and 41% of children aged 2 to 9 years with high levels on both indicators. Among youth aged 10 to 17 years, no current clinical contact was reported for 63% of those with high ACEs, 52% of those with high distress symptoms, and 62% of those who scored high on both.
These findings suggest that large portions of the high-risk youth population are not receiving behavioral health services that could improve their developmental outcomes.
Epidemiological literature on children’s mental health and children’s adverse childhood experiences (ACEs) have consistently pointed to widespread, unaddressed, and treatable high-risk conditions among children.
To estimate the proportion of children with either high levels of ACEs and/or high levels of mental health symptoms who were not receiving services from behavioral health professionals.
Design, Setting, and Participants
This cross-sectional study included 11 896 children who participated in 3 National Surveys of Children’s Exposure to Violence (NatSCEV), which were nationally representative surveys conducted in 2008, 2011, and 2014. The surveys entailed telephone interviews with youth aged 10 to 17 years and caregivers of children aged 2 to 9 years. Data were analyzed from February to August 2020.
Main Outcomes and Measures
Nationally representative samples were obtained from a mix of random digit dial and address-based sampling methods. The primary outcome was the proportion of children with high ACEs, high distress symptoms, and both who were receiving clinical contact, broken down by demographic characteristics.
Of the 11 896 children, 4045 (34.0%) participated in the 2008 NatSCEV; 4112 (34.6%) in the 2011 NatSCEV; and 3738 (31.4%) in the 2014 NatSCEV; 5532 (46.5%) were aged 2 to 9 years (2785 [50.4%] aged 2-5 years; 2693 [48.7%] girls; 3521 [63.7%] White children), and 6365 (53.5%) were aged 10 to 17 years (3612 [56.7%] aged 14-17 years; 3117 [49.0%] female participants; 4297 [67.5%] White individuals). Among participants aged 2 to 9 years, no clinical contact was reported for 57% (95% CI, 51%-62%) of the high ACE group, 53% (95% CI, 48%-58%) of the high distress symptom group, and 41% (95% CI, 32%-51%) of the group with high levels on both indicators. Among participants aged 10 to 17 years, the group with no clinical contact comprised 63% (95% CI, 56%-69%) of the high ACE group, 52% (95% CI, 46%-57%) of the high distress symptom group, and 62% (95% CI, 51%-71%) of youth scoring high on both indicators. Among racial groups, odds of contact were very low for Black children aged 2 to 9 years with high ACEs compared with non-Hispanic White children with the same age and exposure (odds ratio, 0.26; 95% CI, 0.14-0.49).
Conclusions and Relevance
In this cross-sectional study combining findings from 3 US national surveys, large portions of children at high risk because of adversity or mental health symptoms were not receiving clinical services. Better ways are needed to find these at-risk populations and help them obtain relevant intervention resources.
Two lines of research have consistently pointed to deficiencies in efforts to find and help high-risk children and youth. One is from the literature that focuses on undiagnosed and untreated mental health and behavioral problems.1 The other is from the literature on adverse childhood experiences (ACEs),2 life exposures that have been found to be strongly associated with both early and later emotional and behavioral problems. Both literatures have argued for the need to make a greater effort to identify such problems in children, possibly by developing protocols for universal screening. However, debates exist about how to go about such screening, who to screen, and what to screen for.
The literature concerned with mental health screening highlights epidemiologic studies showing that as much as one-quarter of the child and youth population experiences mental health disorders,3 but only one-third to one-half of those with disorders get treatment.3-6 Advocates point out that effective treatments exist for many of these conditions and have urged universal screening, especially for widespread, specific, and treatable problems, such as anxiety1 and depression.7 Universal screening experiments to identify mental health symptoms have been fielded in some locales.8
For its part, the ACE literature has identified a group of childhood experiences that have been shown to be widespread in the population—including physical and sexual abuse, parental drug and alcohol abuse, and interpersonal violence9—that are also associated with a high risk of physical and mental health problems later in life.10-12 An accumulation of these adversities has been also found to be strongly associated with mental health problems in childhood and adolescence.13 Advocates have argued that children with these multiple adversities need to be screened and flagged for intervention, much if not all of it through referral to behavioral health practitioners. Programs for universal screening in pediatric care have been rolled out statewide in California14 and in some large community health systems.15
There are many issues raised by these 2 somewhat different approaches to risk assessment and intervention for youth. One important question is the degree to which such high-risk groups overlap. Another is which approach better identifies the youth most likely to benefit from services. Another is how many of the children identified by each of these risk assessment strategies are already currently engaged with behavioral health services. High rates of engagement with the service system among high-risk youth would be reassuring. We might also expect that children showing distress symptoms would be more visible and, as a result, more likely to enter treatment than children who simply have adversity risk factors, at least at some ages. It also is important to identify segments of the population for which detection and treatment seem to be most effective and which are most underserved.
This study uses information from the aggregation of 3 national samples of children and youth to assess how likely it is that behavioral health services have been received among children with elevated mental health symptoms, ACEs, or both. It will also examine demographic features that are associated with more service receipt, eg, a possible differential by race/ethnicity, which has been noted in some literature.16
The analyses that follow use data from 3 National Surveys of Children’s Exposure to Violence (NatSCEV), cross-sectional US studies that collected information from nationally representative samples of children and youth aged 1 month to 17 years in 2008, 2011, and 2014. All study materials were reviewed and approved by the University of New Hampshire institutional review board. Consent was obtained from parents, and assent was obtained from youth who were interviewed. All data used for analysis were deidentified. This study followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) reporting guideline.
The samples from each of the 3 surveys were obtained from a mix of random digit dialing, address-based sampling, and targeted oversampling of households with children, cell phone–only households, and/or underrepresented racial groups. Using the American Association for Public Opinion Research (AAPOR) response rate 4 calculation, the NatSCEV I survey (2008) achieved a 55% response rate; NatSCEV II (2011), 44.6%; and NatSCEV III (2014), 24.1%.17 The decline in response rates between NatSCEV I and III is consistent with the overall national trend in telephone and other survey modes.18,19
Interviews began with an adult caregiver in each household to collect family demographic information. One child was randomly selected from all eligible children living in a household by sampling the child with the most recent birthday. Demographic information about child’s age, gender, race, parental education, family structure, and type of location were provided by the caregivers. Race information was collected because of well-established disparities in abuse, crime, and adversities by race. Telephone interviews were conducted with children 10 years and older about their adversity experiences, symptoms, and other topics. If the selected child was younger than 10 years, proxy interviews were conducted by the caregiver “who was most familiar with the everyday experiences of the child.”
Sample weights adjusted for differential probability resulting from both the complex study design as well as variations within household eligibility and nonresponse by demographic characteristics. More information about the sample and weighting is available in prior publications.20-22 The analysis for the current study used pooled data from all 3 surveys (2008, 4045 participants; 2011, 4112 participants; 2014, 3738 participants) for a total sample size of 11 896 (5532 [46.5%] for aged 2-9 years; 6364 [43.5%] aged 10-17 years).
Interviews averaged approximately 50 minutes in length and were conducted in English or Spanish. Respondents who disclosed a situation of serious threat or ongoing abuse were recontacted by a clinical member of the research team, trained in telephone crisis counseling, whose responsibility was to provide them with contact information for support in their local community.
The NatSCEV interviews included numerous questions and indexes from which to draw a large pool of lifetime ACEs that fell within several content domains: crime, abuse, or violence; family instability; interpersonal loss; parental psychological disorder; environmental threat; and economic stressors. In a previous analysis, the researchers distilled 40 adversities into a set of 15-item inventories most associated with adverse outcomes for each age group.13 Based on a sensitivity and specificity analysis, a high ACES group was demarcated by the presence of 5 or more adversities among children aged 2 to 9 years or 7 or more adversities among those aged 10 to 17 years.
Distress was measured with the anger or aggression, depression, anxiety, dissociation, and posttraumatic stress scales of the Trauma Symptoms Checklist for Children (TSCC) and the Trauma Symptoms Checklist for Young Children (TSCYC), thus including both internalizing and externalizing symptoms. There were 24 symptom items from the TSCC23 designed for youth aged 10 years and older and 26 symptom items from TSCYC completed by parents of children aged 2 to 9 years. Both scales assess children in several general mental health symptom domains, including depression, anxiety, anger, posttraumatic stress, and dissociation, without enumerating any specific trauma exposure. Respondents were asked to indicate how often they (or their child) had experienced each symptom within the last month. The TSCC and TSCYC have demonstrated good test-retest and internal consistency reliability and good concurrent validity in clinical and population-based samples.23,24 A summary count measure of all symptoms was constructed for each age group. For some analyses, the researchers also constructed a high symptom indicator to identify cases of potential clinical significance. High symptoms were defined, consistent with previous usage of the measure,13 as the top decile of the summary measure for each age group.
Clinical behavioral health contact (referred to as clinical contact) was assessed fairly broadly by answers to 4 questions asked of parents. Together they were intended to capture youth’s contact with professionals who, given their training, should be in a position to either provide treatment or to recognize the need for services and make an appropriate referral. The questions included (1) “Does your child currently receive special services at school? These might include an individualized education plan (IEP), 504 plan, or special education services.” (2) “Does your child currently take any medication associated with an emotional, behavioral, or learning problem?” (3) “Has your child had an evaluation or received any counseling for emotional, behavioral, or developmental problems in the last year?” (4) “Has your child ever been diagnosed by a doctor, therapist or another professional with any of the following: post-traumatic stress disorder (PTSD) or other anxiety disorder; attention deficit disorder or attention-deficit/hyperactivity disorder (ADD, ADHD); oppositional/defiant disorder or conduct disorder (ODD or CD); autism, pervasive developmental disorder (PDD), or Asperger; developmental delay or retardation; depression; learning disorders (dyslexia, reading, math or other learning problem).” Educational services were included because they generally mean that a professional has recognized that a child has cognitive or behavioral challenges that need assessment and remedy. To be consistent with questions 1, 2 and 3, which refer to the current or past year, only diagnoses in question 4 that were received at the child’s current age were counted.
For high-risk groups demarcated by ACES, symptoms, and both, percentages not receiving services were calculated within the age categories and then compared using χ2 test. By age group, logistic regressions were calculated using service receipt as the dependent variable and demographic features as independent variable. Data analysis was conducted in Stata/SE version 16.0 (StataCorp). Statistical significance was set at P < .05, and all tests were 2-tailed.
Of the 11 896 children, 4045 (34.0%) participated in the 2008 NatSCEV; 4112 (34.6%) in the 2011 NatSCEV; and 3738 (31.4%) in the 2014 NatSCEV. Table 1 shows the demographic breakdown for the younger and older children. Among the 5532 children (46.5%) aged 2 to 9 years (2785 [50.4%] aged 2-5 years; 2693 [48.7%] girls; 3521 [63.7%] White children), 33% (95% CI, 31%-35%) had at least 1 indicator of a past year clinical contact. Among the 6365 youth (53.5%) aged 10 to 17 years (3612 [56.7%] aged 14-17 years; 3117 [49.0%] female participants; 4297 [67.5%] White individuals), the percentage was 27% (95% CI, 25%-29%). Broken down by type of contact received, among all children aged 2 to 9 years, 11% (95% CI, 9%-12%) received an evaluation or received counseling for emotional, behavioral, or developmental problems; 9% (95% CI, 8%-11%) received a mental health diagnosis; 4% (95% CI, 3%-5%) received a psychiatric medication; and 26% (95% CI, 24%-28%) received services at school. Among all youth aged 10 to 17 years , 13% (95% CI, 12%-15%) received an evaluation or counseling, 6% (95% CI, 5%-7%) received a diagnosis, 9% (95% CI, 8%-11%) received a psychiatric medication, and 14% (95% CI, 13%-16%) received services at school.
The portion of the sample with a high ACE scores was 16% (95% CI, 15%-18%; 352 children) of those aged 2 to 9 years and 12% (95% CI, 11%-14%; 270 youth) of those aged 10 to 17 years. The portion with high levels of distress symptoms was 11% (95% CI, 9%-13%; 306 children) of those aged 2 to 9 years and 10% (95% CI, 9%-12%; 270 youth) of those aged 10 to 17 years. Approximately 6% of each age sample had the combination of both high ACE scores and high levels of distress symptoms. Among children aged 2 to 9 years with high ACEs, 66% (95% CI, 59%-71%) did not have high symptoms, and of those with high symptoms, 50% (95% CI, 42%-57%) did not have high ACEs. Among those aged 10 to 17 years, the proportion of children with high ACEs but not high symptoms was 61% (95% CI, 54%-67%) and that with high symptoms but not high ACEs was 54% (95% CI, 46%-61%).
Large fractions of the high-risk ACEs and high symptoms risk populations did not report any indicator of clinical contact. Among the those aged 2 to 9 years, no clinical contact was reported for 57% (95% CI, 51%-62%) of the group with high ACEs, 53% (95% CI, 48%-58%) of the group with high symptoms, and 41% (95% CI, 32%-51%) of the group with high levels on both indicators (Figure). Among those aged 10 to 17-years, the no clinical contact group comprised 63% (95% CI, 56%-69%) of youth with high ACEs, 52% (95% CI, 46%-57%) of those with high distress symptoms, and 62% (95% CI, 51%-71%) of those with both indicators. For those aged 2 to 9 years, the group with combined high ACEs and high symptoms had more clinical contact than the other 2 groups (vs high symptoms alone: χ21 = 28.88, P < .001; vs high ACEs alone: χ21 = 47.45; P < .001). Among those aged 10 to 17 years, the high symptoms group had significantly less clinical contact than the high ACE group (χ21 = 25.17; P < .001) or the group with combined high ACEs and high symptoms (χ21 = 20.37; P < .001).
A logistic regression evaluating the likelihood of clinical contact based on demographic factors was performed for each of the 6 age and risk type groups. Clinical contact varied by race and some other demographic variables (Table 2). Controlling for other demographic factors, Black children aged 2 to 9 years with high ACEs and children who identified as another race and had high symptoms were significantly less likely to have clinical contact than non-Hispanic White children their age (Black children: odds ratio, 0.26; 95% CI, 0.14-0.49; other race: 0.43; 95% CI, 0.23-0.83). There were significant disparities for Hispanic youth and youth who identified as other race aged 10 to 17 years compared with non-Hispanic White youth, as well. Relative to those with college-educated parents, younger children who had high ACES and high symptoms with only high school–educated parents were significantly less likely to have clinical contact. Among older children with high symptoms, those whose parents had less than a high school education were also less likely than those with college-educated parents to have contact. Children from family structures with a single parent, stepparents, and other configurations had higher odds of clinical contact for both age groups and both risk measures compared with children in 2-parent households, independent of other demographic factors.
In this cross-sectional study combining findings from 3 US national surveys, the results indicated that a large portion of children with a high number of adverse experiences (ie, high ACEs) or a high level of distress symptoms (ie, high symptoms) were not in contact with clinical behavioral services. The untreated portion of the high-risk juveniles was generally between 41% and 63%.
The group receiving the least services was young Black children who had significantly lower levels of clinical contact compared with non-Hispanic White children whether they were high in ACEs or high in ACEs and distress symptoms. Older Hispanic children had low contact compared with non-Hispanic White children for the ACEs and the combined groups. Interestingly, high-risk children and youth in nontraditional family structures were substantially more likely to have clinical contact than their counterparts living with 2 biological parents. It may be that parental divorce and the transition to blended families represent highly disruptive changes or worrisome conditions for caregivers that are likely to trigger clinical contact.
This study confirms what other studies have shown: that when a general population of children is screened for treatable life course and mental health conditions that are known to lead to poor outcomes, nearly half or more of high-risk children and youth do not appear to be getting professional help. Merikangas et al4 found only 50% of children aged 8 to 15 years whom the survey diagnosed as having ADHD, conduct disorder, anxiety, or a mood disorder (in the past year) received treatment. Costello et al3 found that 55% of adolescents aged 13 to 17 years with a psychiatric disorder did not receive treatment in the past year. This study’s findings, like earlier findings, add weight to the idea that more children and perhaps all children should be screened for the presence of treatable problems. However, this study adds a dimension to previous studies by showing a failure to bring into clinical view not just children with symptoms but those with a high number of childhood adversities as well.
One of the questions being posed by advocates for increased services is whether additional screening should be for ACEs exposure, distress symptoms, or a combination.25-27 These 2 groups of children—those flagged by a high level of ACEs and those flagged by high levels of symptoms—are not fully overlapping, as can be seen in this study’s findings. Half or more of the children and youth with high ACEs did not have a high level of symptoms, and half of those with high symptom levels did not have high ACEs.
However, the question about the relative advantages of one set of items, the other, or both for the purposes of universal screening is not readily answerable with the present design or set of findings. An argument for symptom screening is that it provides a more valid indicator that a harmful process is under way, considering that adversities can occur with minimal impact. Another argument is that symptoms are easier to match to treatment options because clinical treatment is typically more organized around symptoms (eg, depression or ADHD) than it is around adversities (having an incarcerated parent or being exposed to a crime scene). The fact that adversities and symptoms do not fully overlap might mean that referral based only on adversities would swamp behavioral health resources with children for whom the treatment target was uncertain. If such advantages exist in selection for clinical contact, this study’s data do not suggest that high symptoms are currently being strongly prioritized over high ACEs in decisions to provide clinical contact. Even if they did, it would not address the question of whether additional screening should rely on adversities or symptoms or some combination. The issues about adversity and symptom screening also must consider development stage, given that the appearance of some symptoms following adversities may take time to emerge.
Moreover, in discussions about screening for risk, planners need to recognize that awareness of risk will not automatically lead to more clinical attention. Screening by itself is not enough. Rather, the problem may lie in features such as the inability to access services or resistance to engaging with them.28 If these are the problems, then screening may not be an adequate solution. This possibility is highlighted by the comparatively low level of service receipt among younger Black children with higher risk vs White children and among some risk groups with parents with less education compared with those with college-educated parents. A reason for those lower levels of contact may be lack of convenient or affordable access to clinical services or cultural perceptions that promote skepticism about their relevance or value.29 Systemic racism and associated disadvantages may create numerous barriers to receipt among Black children. These may include primary care practitioners who do not recognize their symptoms as serious, their family’s prior negative experience with services, a history of experiencing services and/or health care professionals as untrustworthy, and a lack of resources at the particular schools they attend.
The system that provides behavioral health services to children is currently experiencing many pressures and challenges. There are indications that services are scarce in many areas and inadequate to the demand in most.16,30 There are critiques that not enough of the professionals who staff these services are trained in evidence-based treatments.31 There is concern that many children and families referred to the system never get seen. There are debates about whether more of these screenings and services should be organized through schools and medical settings.27,32
Many of these challenges are integral and antecedent to questions about how to screen for additional need. Before increasing referral, practitioners need to be confident that resources exist, that they are equipped with treatments that are effective, and that they have the tools to eliminate obstacles that interfere with treatment delivery and completion.
This study has the benefit of a large and nationally representative sample and an extensive inventory of adversities and symptoms. However, it has several limitations that need to be considered. The cutoffs for determining need were not based on formal service need assessment. They were based on previous studies associating high levels of ACEs and distress symptoms with other indicators of need. Also, the measure of service receipt may not be comprehensive. Services can be conceptualized in a number of ways, but the survey questions may not have encompassed all the ways that would prompt accurate response from interviews. Similarly, the measurement of symptoms in this study does not include all the possible mental health and behavioral problems that might warrant treatment, so it may underestimate the scope of high-risk children and youth. The data in this analysis amalgamated surveys conducted from 2008 to 2014, and the environment may have changed in more recent years, with some increased vigilance around ACEs, such that the findings do not represent current conditions.
This study found that many high-risk children and youth with serious behavioral symptoms and conditions known to lead to poor health outcomes were not receiving services that could help reduce their risk. Those children can be identified through adversities or through mental health symptoms, but these 2 approaches highlight distinctly different populations with only partial overlap. How these assessments can be melded to help high-risk children most effectively is a question that should animate future research in this area.
Accepted for Publication: January 21, 2021.
Published: March 15, 2021. doi:10.1001/jamanetworkopen.2021.1435
Open Access: This is an open access article distributed under the terms of the CC-BY License. © 2021 Finkelhor D et al. JAMA Network Open.
Corresponding Author: David Finkelhor, PhD, Crimes Against Children Research Center, University of New Hampshire, 15 Academic Way, 125 McConnell, Durham, NH 03824 (email@example.com).
Author Contributions: Drs Finkelhor and Turner had full access to all of the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis.
Concept and design: Finkelhor, Turner.
Acquisition, analysis, or interpretation of data: All authors.
Drafting of the manuscript: Finkelhor, LaSelva.
Critical revision of the manuscript for important intellectual content: Finkelhor, Turner.
Statistical analysis: Turner, LaSelva.
Obtained funding: Finkelhor, Turner.
Administrative, technical, or material support: Finkelhor.
Conflict of Interest Disclosures: None reported.
Funding/Support: This project was supported by grants 2006-JW-BX-0003, 2009-JW-BX-0018, and 2010-IJ-CX-0021 from the Office of Juvenile Justice and Delinquency Prevention, Office of Justice Programs, US Department of Justice. The total amount of federal funding involved was $2 848 809.
Role of the Funder/Sponsor: The Office of Juvenile Justice and Delinquency Prevention, Office of Justice Programs, US Department of Justice, had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.