Key PointsQuestion
Is collagen gel a safe and feasible vehicle for cardiac cell therapy?
Findings
In this randomized clinical trial that included 50 adults with chronic ischemic heart disease, patients treated with mesenchymal stromal cells in a collagen gel vehicle showed no significant difference in adverse events compared with control patients and patients treated with mesenchymal stromal cells alone. Differences between groups in scar size were not statistically significant.
Meaning
Collagen gel may be a feasible and safe method to promote cell therapy; these findings thereby set the grounds for adequately powered efficacy studies.
Importance
Cell therapy may be helpful for cardiac disease but has been fraught with poor cell retention and survival after transplantation.
Objective
To determine whether cell-laden hydrogel treatment is safe and feasible for patients with chronic ischemic heart disease (CIHD).
Design, Setting, and Participants
This randomized, double-blind clinical trial was conducted between March 1, 2016, and August 31, 2019, at a single hospital in Nanjing, China. Among 115 eligible patients with CIHD, 50 patients with left ventricular ejection fraction of 45% or less were selected to receive elective coronary artery bypass grafting (CABG) and additionally randomized to cell-plus-collagen treatment (collagen/cell group), cell treatment alone (cell group), or a control group. Sixty-five patients were excluded because of severe comorbidities or unwillingness to participate. Forty-four participants (88%) completed the study. The last patient completed 12 months of follow-up in August 2019. Analyses were prespecified and included all patients with available data.
Interventions
During CABG, patients in the collagen/cell group were treated with human umbilical cord–derived mesenchymal stromal cell (hUC-MSC)–laden collagen hydrogel intramyocardial injection, and the cell group was treated with hUC-MSCs alone. Patients in the control group underwent CABG alone.
Main Outcomes and Measures
The primary outcome was safety of the cell-laden collagen hydrogel assessed by the incidence of serious adverse events. The secondary end point was the efficacy of treatment, according to cardiovascular magnetic resonance imaging–based left ventricular ejection fraction and infarct size.
Results
Fifty patients (mean [SD] age, 62.6 [8.3] years; 38 men [76%]) were enrolled, of whom 18 were randomized to the collagen/cell group, 17 to the cell group, and 15 to the control group. Patient characteristics did not differ among groups at baseline. For the primary end point, no significant differences in serious adverse events, myocardial damage markers, and renal or liver function were observed among all groups after treatment; the collagen/cell and cell groups each had 1 case of hospitalization because of heart failure, and no serious adverse events were seen in the control group. At 12 months after treatment, the mean infarct size percentage change was −3.1% (95% CI, −6.20% to −0.02%; P = .05) in the collagen/cell group, 5.19% (−1.85% to 12.22%, P = .35) in the cell group, and 8.59% (−3.06% to 20.25%, P = .21) in the control group.
Conclusions and Relevance
This study provides, to our knowledge, the first clinical evidence that the use of collagen hydrogel is safe and feasible for cell delivery. These findings provide a basis for larger clinical studies.
Trial Registration
ClinicalTrials.gov Identifier: NCT02635464
There has been extensive interest in using cell-based therapy to treat patients with myocardial infarction and ischemic heart failure1,2 via hypothetical mechanisms involving the generation of new myocardial tissue3,4 or to release molecules5 and exosomes6 that harness endogenous repair mechanisms.7 Cells can be delivered by intramyocardial, intracoronary, and retrograde coronary venous injection to cardiac tissue. However, the cell delivery techniques used thus far have all been fraught with poor efficiency8 and have led to poor engraftment, retention, and survival of transplanted cells in heart tissue.9
Hydrogels are biomaterials designed to support delivered cells, maintain their placement in the injury zone, and enable functional integration with the injured myocardium.10 Collagen is the predominant protein in mammalian extracellular matrix; it provides structural support for maintaining tissue integrity and contributes to the specificity of extracellular matrix microenvironments.11 We developed an injectable porous collagen scaffold hydrogel derived from bovine collagen tissue. Accordingly, a randomized, single-center clinical trial was conducted to evaluate the safety and feasibility of the intramyocardial delivery of collagen hydrogel with human umbilical cord–derived mesenchymal stromal cells (hUC-MSCs) in patients with chronic ischemic heart disease (CIHD) immediately after undergoing coronary artery bypass grafting (CABG).
This study was a phase 1, randomized, controlled, single-center clinical trial. The study protocol (Supplement 1) was approved by the institutional review board of the Ethics Committee of Nanjing University Medical School Affiliated Nanjing Drum Tower Hospital in China. All patients agreed to participate and signed a statement of informed consent approved by the institutional review board before enrollment. The study was performed in accordance with the principles of the Declaration of Helsinki12 and the Consolidated Standards of Reporting Trials (CONSORT) reporting guideline. It was conducted at the Department of Thoracic and Cardiovascular Surgery at the Affiliated Drum Tower Hospital of Nanjing University Medical School between March 1, 2016, and August 31, 2019.
The target population was patients with CIHD with left ventricular ejection fraction (LVEF) of 45% or less (assessed by 3-D echocardiography) who needed CABG and who were not suitable for percutaneous coronary intervention revascularization.
Patients were randomized to receive hUC-MSCs (1 × 108/1.5 mL phosphate-buffered saline) plus collagen scaffold (1 ml) and CABG (collagen/cell group), hUC-MSCs (1 × 108/2.5 mL phosphate-buffered saline) and CABG (cell group), or CABG alone (control group). Cells and/or hydrogel were injected intramyocardially under direct visualization at 5 to 10 points in the central and border areas of all infarcted regions after bypass surgery and before chest closure.
The primary end point was the safety of the homologous, allogeneic hUC-MSCs and collagen scaffolds, as assessed by the incidence of serious adverse events up to 12 months after surgery, defined as a composite of all-cause death, postoperation myocardial infarction, new tumors, sustained ventricular tachycardia, systemic infection, stroke, allergic reaction, hospitalization because of heart failure, cardiac perforation, pericardial tamponade, ischemia, anaphylaxis, hemodynamic instability, or sustained ventricular arrhythmias (>30 seconds or causing hemodynamic compromise). Additional safety assessments included the clinical monitoring of adverse events, changes in vital signs, electrocardiogram results, and laboratory values (C-reactive protein, creatine kinase–myocardial band, hematology, chemistry, and urinalysis).
The secondary end point was the efficacy of hUC-MSCs and collagen scaffold as assessed according to the cardiovascular magnetic resonance imaging (CMR)–based LVEF and infarct size at 3, 6, and 12 months after treatment. The additional exploratory secondary efficacy end points were based on CMR (indices of ventricular remodeling and function) and clinical assessments (the New York Heart Association class and the Minnesota Living with Heart Failure Questionnaire [total scores range from 0 to 105, with higher scores indicating worse health status]) at 3, 6, and 12 months after treatment. New York Heart Association class was assessed by clinical doctors who are blinded to the whole study.
Other detailed materials and methods (end points, patients, cell and collagen preparation, randomization and masking, and CMR) are reported in the supplementary materials (eMethods in Supplement 2).
In this prespecified study, all patients with available data were included in analyses. Baseline comparisons were conducted in all patients included in the analysis.
Power calculation of the sample size was performed according to previous studies.13-17 Previous studies assumed an average infarct size of total left ventricular mass between 15% and 25% and an expected treatment effect reduction of 4 to 10 absolute percentage points. The SD of myocardial infarct size is 8% to 10%. With a risk of type I error of 5% and type II error of 20%, we wanted to find a reduction in infarct size of 9 absolute percentage points. Assuming an SD of 8, we needed 14 patients in each group. Considering the possible dropout, the total sample size was determined to be 50 patients for 3 groups.
All values were expressed as mean (SD) unless otherwise stated. Intergroup comparison was assessed by repeated-measures analysis of variance with Bonferroni correction or Kruskal-Wallis test. Intragroup differences were compared with paired t tests or Mann-Whitney test. A value of P < .05 was considered statistically significant. SPSS version 22 (IBM) was used to conduct statistical tests.
Figure 1 summarizes the numbers of patients screened, enrolled, and excluded. Of 115 patients assessed for eligibility, 65 were excluded for severe comorbidities or unwillingness to participate (all inclusion and exclusion criteria are listed in eTables 4 and 5 in Supplement 2). A total of 50 patients (mean [SD] age, 62.6 [8.3] years; 38 men [76%] and 12 women [24%]) were enrolled, of whom 18 were randomized to the collagen/cell group, 17 to the cell group, and 15 to the control group. There were no significant differences among the 3 groups of patients in baseline characteristics (Table 1) and perioperative data (eTable 2 in Supplement 2). Although there was an imbalance of more patients with anterior infarction in the cell group (7 patients [43.8%]) than in the collagen/cell group (3 patients [18.8%]) and the control group (2 patients [16.7%]), the infarct artery and bypass vessel did not differ among 3 groups (Table 1; eTable 2 in Supplement 2). All patients received a left internal mammary artery graft and at least 3 vessel grafts. The cell- or collagen/cell-treated cardiac areas were concomitantly revascularized. Routine medication and management were used for all 3 groups of patients perioperatively and after initial hospitalization. Briefly, β-blockers, nitrate, statins, aspirin, and ticagrelor were used. The last patient completed 12 months of follow-up in August 2019.
The clinical-grade hUC-MSCs were shown to be positive for mesenchymal stromal cell markers (CD73, CD90, and CD105) and negative for other markers (CD14, CD19, CD34, CD45, and HLA-DR) by flow cytometry analysis (eFigure 1A in Supplement 2). They were spindle-shaped cells (eFigure 1B in Supplement 2) and had great potential for bone, adipocyte, and cartilage differentiation (eFigure 1C-E in Supplement 2).
The injectable porous collagen scaffold was a white viscous gel that could be injected with a 27G needle, and scanning electron microscope analysis indicated that it was composed of collagen fibers (Figure 2A-C). The rheological characteristics of the collagen scaffolds mixed with cells were analyzed. The oscillatory frequency sweeps of the collagen scaffold performed showed formation of structured, solid-like hydrogel after mixing with cells (Figure 2D). Figure 2B is the scanning electron microscope image of the combined product of collagen and cells. Biological safety of the collagen scaffold was evaluated before application, and it was shown to meet the Chinese Criterion for Medical Devices GB16886 regarding the absence of allergens and biological toxicity (Figure 2E; eMethods, eFigures 4 and 6, and eTable 3 in Supplement 2).
All 50 patients received the full intended treatment of hUC-MSCs plus CABG, collagen/cells plus CABG, or CABG alone. No significant differences were observed among groups for the relative incidences of adverse events and serious adverse events (Table 2) within 12 months after treatment administration. Treatment with collagen and/or stromal cells did not increase the frequency of arrhythmia. One patient in the collagen/cell group was hospitalized 1 year after treatment because of insufficient water intake restriction (leading to chest distress) and recovered soon after that hospitalization. One patient in the cell group was hospitalized with an upper respiratory tract infection. No serious adverse events were seen in the control group.
Laboratory results indicated that there were no significant differences in immunoglobulin, myocardial damage markers, or renal or liver function among all groups after surgery (eFigure 2 in Supplement 2). The alexin C3 level in control group patients was significantly higher than in cell group patients at 1 week after surgery, even though all distributions were in the normal range (eFigure 2A in Supplement 2). Myocardial biomarkers (creatine kinase–myocardial band) showed substantial increases in a few patients but did not significantly differ among the groups (eFigure 2F in Supplement 2). Overall, no increased systematic inflammation or other immune response was observed in either of the treatment groups, which indicates the safety of collagen and/or cell application.
A total of 42 patients completed 12 months of follow-up. One patient had no cardiac scar tissue (collagen/cell group). Four patients (2 in the cell group and 2 in the control group) at baseline and 1 patient (control group) at 12 months lacked scar size data owing to intolerance of delayed contrast-enhanced CMR for infarct assessment, which required an extra half-hour of exposure. Thus, there were 36 patients (14 in the collagen/cell group, 13 in the cell group, and 9 in the control group) with scar size data analyzed at 12 months.
CMR parameters and life quality assessments are reported in eTable 1 in Supplement 2. Changes in left ventricular transmurality (eFigure 5 in Supplement 2) and mean infarct size as a percentage of the left ventricular mass (Figure 3) decreased after treatment in the collagen/cell group but increased in the cell group and control group (Figure 3; eTable 1 in Supplement 2). At 12 months after treatment, the mean infarct size percentage change was −3.10% (95% CI, −6.20% to −0.02%; P = .05) in the collagen/cell group, 5.19% (−1.85% to 12.22%, P = .35) in the cell group, and 8.59% (−3.06% to 20.25%, P = .21) in the control group.
The CMR LVEF increased in all group patients (eFigure 3 in Supplement 2). When we focused on patients with baseline LVEF of 40% of less (15 in the collagen/cell group, 12 in the cell group, and 10 in the control group), mean LVEF in the collagen/cell group patients increased by 9.14% (95% CI, 1.19% to 17.10%; P = .03), 9.84% (95% CI, 1.20% to 18.49%; P = .03), and 9.35% (95% CI, 1.96% to 16.75%; P = .02) at 3, 6, and 12 months, respectively, while that in the cell group increased by 3.38% (95% CI, −2.06% to 8.83%; P = .19), 3.39% (95% CI, −2.05% to 9.98%; P = .17), and 6.59% (95% CI, 2.61% to 10.56%; P = .004), respectively. The control group showed mean increases of 4.71% (95% CI, −4.39% to 13.82%; P = .24), 4.40% (95% CI, −1.84% to 10.64%; P = .14), and 3.62% (95% CI, −3.25% to 10.50%; P = .25).
The health-related quality of life of patients was assessed by the Minnesota Living with Heart Failure Questionnaire (total scores range from 0 to 105, with higher scores indicating worse health status). The mean change in score was −22.60 (95% CI, −40.18 to −5.02; P = .02) in the collagen/cell group, −24.20 (95% CI, −34.82 to −13.58; P < .001) in the cell group, and −16.17 (95% CI, –26.31 to −6.02; P = .005) in the control group at 12 months.
The proportion of patients with New York Heart Association heart function class improvement increased for all groups after treatment, with no significant differences at any time point (eFigure 2H in Supplement 2). The New York Heart Association heart function class improved at 12 months compared with baseline in 13 patients (86.7%) in the collagen/cell group, 11 (73.3%) in the cell group, and 8 (66.7%) in the control group (eFigure 2 and eTable 1 in Supplement 2).
We performed the first clinical trial to our knowledge to explore the safety and effect of injectable hydrogel loaded with mesenchymal stromal cells. This study suggests that intramyocardial injection of collagen hydrogel laden with hUC-MSCs during CABG is safe and feasible for the treatment of patients with myocardial infarction. In this study, bovine collagen was adopted as a cell delivery vehicle, and no significant difference in adverse response was observed among the treatment groups and control group. In clinical trials in which biomaterials seeded with cells were epicardially delivered during CABG, cardiac function increase18 and nonvariable segment recuperation19,20 were observed. In the present study, patients had improved cardiac function (measured by LVEF and New York Heart Association heart function class), viable cardiac tissue size and quality of life (measured by Minnesota Living with Heart Failure Questionnaire), and decreased left ventricular end-diastolic volume and left ventricular end-systolic volume (eTable 1 in Supplement 2). Although there were more patients with anterior infarction in the cell group than in the collagen/cell and control groups, the infarct artery and bypass vessel did not differ among the 3 groups (Table 1; eTable 2 in Supplement 2). Scar size remained stable in the collagen/cell group but increased in the cell group and control group at 12 months (eTable 1 in Supplement 2). Previous studies2,21,22 similarly reported that injection of autologous regenerative cells during CABG did not reduce scar size, and even greater scar transmurality was observed in CABG alone and with intramuscular injection. Because there were large differences in the assessment criteria and patient characteristics in previous studies, it is difficult to compare the effects of cell therapy, biomaterial patches, and hydrogels among different studies.22-24 According to a meta-analysis,2,25 clinical trials of cell therapy for cardiac regeneration in heart failure have usually yielded neutral or, at most, marginally positive results.
This study has some limitations. First, whether the enhanced benefit of the hydrogel group was derived from the remaining transplanted cells or the collagen hydrogel itself is still unknown,26,27 because there was no collagen-only group. Second, cell transplantation was performed by a cardiac surgeon, which means that it was difficult to blind the surgeons, because there is a different resistance force between single-cell injection and collagen-cell mixture injection. We kept the patients, clinical doctors, and echocardiography and CMR investigators blinded to the trial group assignments to reduce possible bias. Third, owing to the small sample size of a single-center trial, it is not realistically possible to provide adjustments of safety in the context of additional risk factors or covariates. This is a limitation here but also an important consideration for later work.
To the best of our knowledge, this study is the first clinical trial to evaluate an injectable cell-laden biomaterial for cardiac repair. Although it is limited by a small sample size, this study provides the basis for larger trials to evaluate the safety and efficacy of cell-laden collagen gel therapy.
Accepted for Publication: June 27, 2020.
Published: September 10, 2020. doi:10.1001/jamanetworkopen.2020.16236
Open Access: This is an open access article distributed under the terms of the CC-BY License. © 2020 He X et al. JAMA Network Open.
Corresponding Authors: Jianwu Dai, PhD, Key Laboratory of Molecular Developmental Biology, Institute of Genetics and Developmental Biology, Chinese Academy of Sciences, Beijing, 100101, China (jwdai@genetics.ac.cn); Dongjin Wang, MD, PhD, Department of Thoracic and Cardiovascular Surgery, the Affiliated Drum Tower Hospital of Nanjing University Medical School, 321 Zhongshan Rd, Nanjing, 210008, China (wangdongjin@njglyy.com).
Author Contributions: Drs He and D. Wang had full access to all of the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis. Drs He, Q. Wang, and Zhao contributed equally to this work.
Concept and design: Zhao, L. Wang, Dai, D. Wang.
Acquisition, analysis, or interpretation of data: He, Q. Wang, Zhao, Zhang, B. Wang, Pan, Li, Yu, L. Wang, Dai.
Drafting of the manuscript: He, Zhao, Zhang, L. Wang, Dai.
Critical revision of the manuscript for important intellectual content: He, Q. Wang, Zhao, B. Wang, Pan, Li, Yu, L. Wang, Dai, D. Wang.
Statistical analysis: He, Zhang, Li.
Obtained funding: Q. Wang, Zhao, L. Wang, Dai, D. Wang.
Administrative, technical, or material support: Q. Wang, Zhao, B. Wang, Yu, L. Wang, Dai, D. Wang.
Supervision: Q. Wang, Zhao, L. Wang, Dai, D. Wang.
Conflict of Interest Disclosures: None reported.
Funding/Support: This work was supported by the Strategic Priority Research Program of the Chinese Academy of Sciences (XDA16040000); the Key Research Program of the Chinese Academy of Sciences (ZDRW-ZS-2016-2-2); the National Key R&D Program of China (2016YFC1000800, 2016YFC1000808); the National Natural Science Foundation of China (81370239); the Key Project supported by Medical Science and Technology Development Foundation, Nanjing Department of Health (201605016); the Key Project supported by Nanjing Medical Science and Technique Development Foundation (QRX17044); and the Youth Innovation Promotion Association CAS Project (2016096).
Role of the Funder/Sponsor: The funders had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
Data Sharing Statement: See Supplement 3.
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