Key PointsQuestion
Are sodium-glucose cotransporter–2 inhibitors (SGLT-2i) associated with increased risk of fracture in older adults with type 2 diabetes?
Findings
In this nationwide cohort study of 137 667 Medicare beneficiaries aged 65 years or older with type 2 diabetes without a previous fracture, after 1:1:1 propensity score matching, there was no difference in fracture risk among new users of SGLT-2i compared with users of dipeptidyl peptidase 4 inhibitors or glucagon-like peptide 1 receptor agonists. Results were consistent across categories of sex, frailty, age, and insulin use.
Meaning
The initiation of SGLT-2i was not associated with an increased risk of fracture in older adults with type 2 diabetes compared with other diabetes agents, and these findings add to the evidence base evaluating the safety profile of SGLT-2i in older adults.
Importance
Whether sodium-glucose cotransporter–2 inhibitors (SGLT-2i) are associated with an increased risk of fractures in older adults with type 2 diabetes (T2D) outside of clinical trials remains unknown.
Objective
To examine the association of incident fracture among older adults with T2D with initiating an SGLT-2i compared with initiating a dipeptidyl peptidase 4 inhibitor (DPP-4i) or a glucagon-like peptide 1 receptor agonist (GLP-1RA).
Design, Setting, and Participants
This is a population-based, new-user cohort study including older adults (aged ≥65 years) with T2D enrolled in Medicare fee-for-service from April 2013 to December 2017. Data analysis was performed from October 2020 to April 2021.
Exposures
New users of an SGLT-2i, DPP-4i, or GLP-1RA without a previous fracture were matched in a 1:1:1 ratio using 3-way propensity score matching.
Main Outcomes and Measures
The primary outcome was a composite end point of nontraumatic pelvic fracture, hip fracture requiring surgery, or humerus, radius, or ulna fracture requiring intervention within 30 days. After 3-way 1:1:1 propensity score matching, multivariable Cox proportional hazards regression models were used to generate hazard ratios (HRs) for SGLT-2i compared with DPP-4i and GLP-1RA and Kaplan-Meier curves to visualize fracture risk over time across groups.
Results
Of 466 933 new initiators of study drugs, 62 454 patients were new SGLT-2i users. After 3-way matching, 45 889 (73%) new SGLT-2i users were matched to new users of DPP-4i and GLP-1RA, yielding a cohort of 137 667 patients (mean [SD] age, 72 [5] years; 64 126 men [47%]) matched 1:1:1 for analyses. There was no difference in the risk of fracture in SGLT-2i users compared with DPP-4i users (HR, 0.90; 95% CI, 0.73-1.11) or GLP-1RA users (HR, 1.00; 95% CI, 0.80-1.25). Results were consistent across categories of sex, frailty (nonfrail, prefrail, and frail), age (<75 and ≥75 years), and insulin use (baseline users and nonusers).
Conclusions and Relevance
In this nationwide Medicare cohort, initiating an SGLT-2i was not associated with an increased risk of fracture in older adults with T2D compared with initiating a DPP-4i or GLP-1RA, with consistent results across categories of frailty, age, and insulin use. These findings add to the evidence base evaluating the potential risks associated with SGLT-2i use for older adults outside of randomized clinical trials.
Older adults with type 2 diabetes (T2D) are at an increased risk of death from cardiovascular disease compared with older adults without T2D.1 Sodium-glucose cotransporter–2 inhibitors (SGLT-2i) are oral diabetes medications that reduce the risk of atherosclerotic cardiovascular events, hospitalization for heart failure, end-stage kidney disease, and death among adults with T2D.2-6 There is, however, a concern that SGLT-2i may be associated with an increased risk of fracture on the basis of findings in 1 randomized clinical trial (RCT).7 Together, T2D and aging may have negative effects on bone metabolism.8-10 In addition, other comorbidities, such as osteoporosis and chronic kidney disease, also increase the risk of fracture in older adults.11-13 Thus, understanding the fracture risk associated with SGLT-2i in older adults with T2D is critical.
SGLT-2i lower blood glucose levels by promoting urinary glucose excretion.14 SGLT-2i also augment urinary phosphate reabsorption, triggering the parathyroid hormone and fibroblast growth factor 23; this action has the potential to harm bone health.15,16 In the Canagliflozin Cardiovascular Assessment Study (CANVAS), the incidence rate (IR) of bone fractures among those taking canagliflozin, an SGLT-2i, was significantly higher than that among those taking placebo (15.4 vs 11.9 fractures per 1000 person-years; hazard ratio [HR], 1.26; 95% CI, 1.04-1.52).3 This increased risk of fracture, however, was not observed in other large RCTs of canagliflozin or other SGLT-2i.2,4-6,17 Fewer than one-half of participants in these RCTs were adults aged 65 years and older, leading to a lack of data on fracture incidence in older adults taking any SGLT-2i.2,4-6,17 The present study sought to determine whether taking any SGLT-2i vs other diabetes agents is associated with an increased risk of fracture for older adults.
Study Design and Data Sources
We performed a population-based, new-user cohort study using Medicare fee-for-service data. Medicare is a nationwide US federal health insurer for eligible individuals primarily aged 65 years and older that provides coverage for inpatient and outpatient services and prescription medications. We leveraged Medicare claims data from Parts A, B, and D, including dates and place of service, International Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM) and International Statistical Classification of Diseases, Tenth Revision, Clinical Modification (ICD-10-CM) codes, Current Procedural Terminology, Fourth Edition codes, type of clinician, National Drug Codes, and prescription drug days supplied. This study was approved by the Brigham and Women’s institutional review board, and an appropriate data use agreement was in place. Informed consent was not obtained because the study used a Medicare administrative dataset of claims data with anonymous identifiers, in accordance with 45 CFR §46. This report followed the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) reporting guideline for observational studies.
We included patients aged 66 years and older with T2D who were newly prescribed an SGLT-2i, dipeptidyl peptidase 4 inhibitor (DPP-4i), or glucagon-like peptide 1 receptor agonist (GLP-1RA) between April 1, 2013 (after the first SGLT-2i was approved in the US), and December 31, 2017. We set the age threshold to 66 years at cohort entry so that patients would have at least 1 year of Medicare eligibility before cohort entry. The cohort entry date was the day of the first prescription claim date during our study period. Eligible patients must have had at least 365 days of Medicare Parts A, B, and D enrollment before cohort entry. We excluded patients with prior use of any of the 3 medication of interest in the 365-day covariate assessment period, as well as those who received more than 1 medication of interest on the cohort entry date. We excluded patients admitted to a nursing home 365 days before the index date because we may not have been able to determine whether they received a study medication of interest during the admission. Because we were interested in studying incident fracture events, patients were excluded if they had an inpatient or outpatient ICD-9-CM or ICD-10-CM diagnostic code for a previous fracture (ie, pelvis, hip, humerus, radius, or ulna) during the covariate assessment period. We also excluded those who had an inpatient or outpatient ICD-9-CM or ICD-10-CM or Current Procedural Terminology, Fourth Edition code for any of the following during the covariate assessment period: type 1 diabetes, non–skin cancer, human immunodeficiency virus, or end-stage kidney disease (dialysis or prior renal transplant) (eTable 1 in the Supplement). Individuals meeting the inclusion criteria could contribute to each cohort only once.
The primary exposure of interest was new use of any SGLT-2i (canagliflozin, dapagliflozin, or empagliflozin), DPP-4i (alogliptin, linagliptin, saxagliptin, or sitagliptin), or GLP-1RA (albiglutide, dulaglutide, exenatide, liraglutide, lixisenatide, or semaglutide). We identified new users of medications of interest through claims for filled prescriptions. We chose these 2 active comparator diabetes agents, DPP-4i and GLP-1RA, which could be chosen as second-line therapies for T2D, as similarly positioned in the treatment algorithm of patients with T2D.18
The primary outcome was a composite of nontraumatic pelvic fracture, hip fracture requiring surgery, or humerus, radius, or ulna fracture requiring intervention within 30 days (eTable 2 in the Supplement). Algorithms based on claims data to identify these fractures have been previously validated with a positive predictive value greater than 92%.19-21 Secondary outcomes included incidence of falls, hypoglycemia,22 and syncope. We also validated our findings against 2 positive control outcomes: diabetic ketoacidosis and heart failure hospitalization rates.23 Prior studies have shown that SGLT-2i are associated with a significantly higher risk of diabetic ketoacidosis24,25 and significantly lower risk of heart failure hospitalization compared with DPP-4i and GLP-1RA.26-28
Patients contributed person-time from the day after cohort entry until the occurrence of any of the following: death; end of health care or pharmacy enrollment; starting or stopping an SGLT-2i, DPP-4i, or GLP-1RA during follow up; end of study data; or occurrence of a study outcome. We considered medications as discontinued if there was more than a 60-day period between prescription claims for the medication of interest. We considered patients at risk for an event for 60 days after their last prescription of the medication of interest should have run out.22
We assessed patient demographic characteristics in the 365-day period before cohort entry through the index date. Baseline covariates were selected on the basis of previous studies and clinical expertise.22,29 Data included codes for diabetes-related comorbidities, comorbid conditions, fall- or fracture-related conditions and medications, other medications, and health care utilization. We used the Claims-based Frailty Index30,31 to estimate frailty. The index is a continuous scale from 0 to 1, with higher numerical values indicating more frailty. We categorized frailty into 3 groups using the cutpoints of less than 0.15 (nonfrail), 0.15 to 0.24 (prefrail), and greater than or equal to 0.25 (frail).30-33 We also included claims for laboratory monitoring and screenings, such as hemoglobin A1c and bone mineral density screening (see eTable 3 in the Supplement for the full list). Stratification variables for secondary analyses included sex, frailty status, age, and insulin use vs nonuse.
To mitigate the risk of confounding by indication, we used 3-way propensity matching at a ratio of 1:1:1 to create 3 groups of patients initiating SGLT-2i, DPP-4i, or GLP-1RA with balanced covariates.34 The 1:1:1 propensity score–matched cohort was created using nearest-neighbor matching within a maximum caliper width of 0.05. The final 3-way matched cohort is expected to include individuals with similar observed characteristics overall and a roughly equal likelihood of receiving each of the 3 drugs of interest. We assessed covariate balance among the matched cohorts by using standardized differences: standardized differences less than 0.1 suggest negligible differences between matched groups.35,36 We matched on 58 covariates (eTable 3 in the Supplement).
After 3-way matching, we generated multivariable Cox proportional hazards regression models and evaluated the IR of fracture per 1000 person-years. All models were conducted in propensity score-matched groups and did not include any terms other than exposure group. Effect estimates were HRs with 95% CIs. We generated Kaplan-Meier curves to visualize the cumulative incidence of fracture events over time. We compared fracture incidence in each group using the log-rank test with a 2-sided significance threshold of P < .05. Analyses were conducted using the Aetion Evidence Platform software for real-world data analysis version 2020 (Aetion, Inc)37 and SAS statistical software version 9.4 (SAS Institute, Inc). Data analysis was performed from October 2020 to April 2021.
We performed several sensitivity analyses on our primary outcome to assess the robustness of the study findings. We considered death as a competing risk for fracture using the Fine and Gray method.38,39 We also changed the grace period from 60 to 30 and 90 days. To address potential informative censoring, we carried forward the exposure to the index medication for 365 days without considering drug discontinuation or switching to mimic an intention-to-treat approach.22 We did not carry the exposure beyond 365 days to minimize misclassification of the exposure. Finally, because canagliflozin was the SGLT-2i previously associated with increased risk of fracture,3 we reevaluated the risk of fracture specifically among patients initiating canagliflozin (64% of SGLT-2i group) compared with patients initiating a DPP-4i or GLP-1RA.
We tested for the presence of effect modification in 4 relevant subgroups: (1) female and male sex; (2) nonfrail, prefrail, and frail patients30-32; (3) age less than 75 years vs 75 years or older, and (4) baseline insulin users vs nonusers. For each analysis, we ran a new propensity score match within each subgroup and then ran a Cox proportional hazard model within each matched subgroup. Outcome models did not include any terms other than exposure group.
A total of 466 933 patients met the study inclusion and exclusion criteria: 62 454 (13%) SGLT-2i new users, 338 463 (73%) DPP-4i new users, and 66 016 (14%) GLP-1RA new users (Figure 1). SGLT-2i initiators had lower prevalence of comorbid conditions and were less likely to be frail (6651 participants [10.65%]) compared with DPP-4i initiators (60 005 participants [17.73%]) and GLP-1RA initiators (10 768 participants [16.31%]); DPP-4i initiators were older (mean [SD] age, 74.69 [6.71] years) than SGLT-2i initiators (mean [SD] age, 71.94 [5.17] years) and GLP-1RA users (mean [SD] age, 71.46 [4.84] years); and GLP-1RA users had more frequent insulin use (29 693 participants [44.98]) than SGLT-2i initiators (17 492 participants [28.01]) (Table 1 and eTable 3 in the Supplement).
After 1:1:1 3-way propensity score matching, we identified 45 889 matched sets of patients initiating SGLT-2i (73% of SGLT-2i users), DPP-4i, or GLP-1RA, for a total of 137 667 patients (mean [SD] age, 72 [5] years; 64 126 men [47%]). Of these, 29 396 participants (64%) were taking canagliflozin. After matching, all covariates were balanced, with standardized differences less than 0.1 (Table 1). The median duration of follow-up for the fracture outcome was 262 days in the SGLT-2i group, 278 days in the DPP-4i group, and 249 days in the GLP-1RA group (eTable 4 in the Supplement).
Across unmatched groups, DPP-4i users had the highest IR of fractures (7.55 fractures per 1000 person-years), followed by GLP-1RA users (IR, 4.76 fractures per 1000 person-years), and SGLT-2i users (IR, 4.36 fractures per 1000 person-years), resulting in a decreased risk of fracture associated with the use of SGLT-2i compared with DPP-4i (HR, 0.59; 95% CI, 0.51-0.68) and a similar risk compared with GLP-1RA (HR, 0.92; 95% CI, 0.76-1.12) (eTable 5 in the Supplement). After matching, we observed a total of 501 fracture events. There were 158 events in SGLT-2i users (IR, 4.69 fractures per 1000 person-years) compared with 195 events in DPP-4i users (IR, 5.26 fractures per 1000 person-years) and 148 in GLP-1RA users (IR, 4.71 fractures per 1000 person-years). There was no difference in the risk of fracture in SGLT-2i users compared with DPP-4i users (HR, 0.90; 95% CI, 0.73-1.11) or GLP-1RA users (HR, 1.00; 95% CI, 0.80-1.25) (Table 2). The cumulative incidence of fractures within the 3 groups is shown in a Kaplan-Meier plot (Figure 2).
Sensitivity and Subgroup Analyses
When we adjusted for death as a competing risk for fracture using the Fine and Gray method,38,39 the matched results were unchanged (SGLT-2i vs DPP-4i, HR, 0.90 [95% CI, 0.73-1.11]; SGLT-2i vs GLP-1RA, HR, 1.00 [95% CI, 0.78-1.25]). Changing the grace period, carrying the index exposure forward, and limiting the analysis to canagliflozin users only produced consistent results (eTable 6 in the Supplement). The rate of fracture increased with female sex, frailty, older age, and insulin use; there was no evidence of effect modification on the fracture outcome based on sex, frailty status, age less than 75 vs 75 years or older, or insulin use (Figure 3).
The risk of falls and hypoglycemia were lower in SGLT-2i users compared with matched DPP-4i users (HR, 0.82 [95% CI, 0.77-0.87] vs 0.75 [95% CI, 0.67-0.84]); there was no difference in syncope. There were no differences in falls, hypoglycemia, or syncope for SGLT-2i users compared with GLP-1RA users (Table 2).
Validation of Findings Against Control Outcomes
Consistent with previous knowledge on the safety of SGLT-2i,24,25 we observed a higher risk of diabetic ketoacidosis associated with initiating SGLT-2i compared with initiating DPP-4i (HR, 1.29; 95% CI, 0.96-1.74) or GLP-1RA (HR, 1.58; 95% CI, 1.14-2.18). Similarly, we replicated the known association of SGLT-2i with a lower risk of heart failure hospitalization,26-28 compared with DPP-4i (HR, 0.42; 95% CI, 0.37-0.48) or GLP-1RA (HR, 0.69; 95% CI, 0.59-0.80).
In this nationwide cohort study using Medicare claims data, we found a similar risk of nontraumatic fracture in SGLT-2i users compared with matched DPP-4i users (HR, 0.90; 95% CI, 0.73-1.11) and GLP-1RA users (HR, 1.00; 95% CI, 0.80-1.25). Study findings were consistent across a range of predefined sensitivity and subgroup analyses.
Although SGLT-2i have shown prominent cardioprotective and nephroprotective effects compared with placebo,2-4,6 there was a concern that SGLT-2i may harm bone metabolism through modulating calcium and phosphate homeostasis,16 as well as the effects on weight loss.40-42 Conversely, it has been postulated that DPP-4i and GLP-1RA might have beneficial effects on bone health by promoting osteoblast differentiation and inhibiting osteoclast activity.43-45 Although the adverse effects of SGLT-2i on bone health are biologically plausible, clinical studies on fracture risk are inconsistent. In the CANVAS trial,3 the rate of all fractures was 26% higher with canagliflozin treatment than with placebo (HR 1.26; 95% CI, 1.04-1.52). Most fractures were low-trauma fractures and were balanced between the upper and lower limbs,3,46 and there was a higher fracture rate in female compared with male participants,46 which is consistent with our results. As a result of the interim results of CANVAS, the US Food and Drug Administration issued the warning for canagliflozin related to the increased risk of bone fractures in 2015.7 However, there was no definitive explanation for the increased fracture risk in CANVAS.47 This increased fracture risk was not observed in the following Canagliflozin and Renal Outcomes in Type 2 Diabetes and Nephropathy trial and other large RCTs,2,4-6,17 nor was an association observed in subsequent meta-analyses.48,49 A disproportionality and Bayesian analysis of Food and Drug Administration safety reporting data from 2004 to 2019 also showed no difference in fracture event reports for patients taking SGLT-2i vs SGLT-2i plus other diabetes agents.50 Thus, cohort studies to assess the effect of SGLT-2i on fracture in routine practice are warranted.
Previous studies showed that use of SGLT-2i or canagliflozin was not associated with an increased risk of fracture compared with DPP-4i (HR, 1.11; 95% CI, 0.96-1.28)51 or GLP-1RA (HR, 0.98 [95% CI, 0.75-1.26]22 and 1.11 [95% CI, 0.93-1.33]52) in relatively young populations (mean ages, 55-61 years). We used Medicare claims data, which collect health care information on the vast majority of legal US residents aged 65 years and older, to provide real-world evidence on the association of SGLT-2i fractures among older adults: our study yielded results consistent with these previous findings.53
We used 1:1:1 matching to identify older patients who were likely to receive either an SGLT-2i, DPP-4i, or GLP-1RA as add-on therapy for T2D based on individual covariates. Previous studies included predominantly younger patients and did not account for frailty in the analyses. We found no difference in fracture in those aged 65 to 74 years vs those aged 75 years and older. Using a validated frailty index,30-33 we found no fracture association in new users of SGLT-2i with or without markers of frailty. We also conducted prespecified secondary analyses to elucidate whether the use of SGLT-2i was associated with factors potentially related to fractures (ie, falls, hypoglycemia, or syncope). There were no differences in falls, hypoglycemia, or syncope for SGLT-2i users compared with GLP-1RA users. SGLT-2i were associated with a decreased risk of falls and hypoglycemia compared with matched DPP-4i, but there was no difference in syncope. Before matching, DPP-4i initiators were older and frailer compared with SGLT-2i initiators; thus, even though we adjusted for many measured factors including age and frailty status, residual confounding due to unmeasured factors, such as mild cognitive impairment is possible. Further studies may also clarify whether the initiation of SGLT-2i may be followed by adjustment in concomitant medications (eg, deprescribing diuretics or insulin),54 which might be associated with a reduced risk of falls and hypoglycemia events.
Our study has several limitations. First, considering the nature of observational studies, residual confounding by unmeasured factors cannot be ruled out. For instance, our Medicare data set had no information on relevant clinical variables including duration of diabetes, hemoglobin A1c values, vitamin D and parathyroid hormone levels, and body mass index. This limited our ability to adjust for diabetes severity, glycemic control, and bone health. However, propensity score methods like ours may balance unmeasured characteristics, including diabetes duration and body mass index.55 In addition, our study was able to replicate the known associations of SGLT-2i with an increased risk of diabetic ketoacidosis and with a reduction in the risk of hospitalization for heart failure, providing further reassurance with respect to the validity of our findings.25,27,28,56 We were not able to evaluate the long-term effects of SGLT-2i on bone health given the short duration of follow-up (<1 year for the primary analysis). However, in the CANVAS trial, fracture events occurred as early as 12 weeks after treatment.41 We also excluded patients with previous fractures, which may limit the generalizability of our findings to older adults with previous fractures. Furthermore, our propensity score match may have ultimately excluded patients who were at the highest risk for fracture, as the analysis retained patients initiating DPP-4i or GLP1-RA who were more similar to the patients initiating SGLT-2i (ie, those who were younger, with fewer comorbid conditions, and less likely to be frail). Thus, our findings may not be generalizable to individuals at the highest risk for fracture, which is an area for future study.
In this nationwide propensity score–matched Medicare cohort of older adults with T2D, the use of SGLT-2i was not associated with an increased risk of nontraumatic fractures compared with DPP-4i or GLP-1RA. Results were consistent across categories of sex, frailty, age, and insulin use. Our results add to the evidence base evaluating the safety profile of SGLT-2i in older adults outside of RCTs and further characterize the risk-benefit balance of SGLT-2i in clinical practice.
Accepted for Publication: August 20, 2021.
Published: October 27, 2021. doi:10.1001/jamanetworkopen.2021.30762
Open Access: This is an open access article distributed under the terms of the CC-BY License. © 2021 Zhuo M et al. JAMA Network Open.
Corresponding Author: Elisabetta Patorno, MD, DrPH, Division of Pharmacoepidemiology and Pharmacoeconomics, Department of Medicine, Brigham and Women’s Hospital, Harvard Medical School, 1620 Tremont St, Ste 3030, Boston, MA 02120 (epatorno@bwh.harvard.edu).
Author Contributions: Dr Patorno had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. Drs Zhuo and Hawley contributed equally as co–first authors.
Concept and design: Zhuo, Hawley, Bessette, S. C. Kim, Patorno.
Acquisition, analysis, or interpretation of data: All authors.
Drafting of the manuscript: Zhuo, Hawley, Bessette, Tong.
Critical revision of the manuscript for important intellectual content: Zhuo, Hawley, Paik, Wexler, D. H. Kim, S. C. Kim, Patorno.
Statistical analysis: Zhuo, Bessette, S. C. Kim.
Administrative, technical, or material support: Bessette, Tong.
Supervision: Hawley, S. C. Kim, Patorno.
Conflict of Interest Disclosures: Dr Wexler reported serving on Data Monitoring Committees for Novo Nordisk (oral and subcutaneous semaglutide), not directly related to the topic of the submitted work. Dr S. C. Kim reported receiving research support to the Brigham and Women’s Hospital from Pfizer, AbbVie, Roche, and Bristol-Myers Squibb for unrelated studies. Dr Patorno reported being an investigator of an investigator-initiated grant to the Brigham and Women’s Hospital from Boehringer Ingelheim, not directly related to the topic of the submitted work. No other disclosures were reported.
Funding/Support: This study was funded by the Division of Pharmacoepidemiology and Pharmacoeconomics, Department of Medicine, Brigham and Women’s Hospital, Harvard Medical School, Boston, MA. Dr Zhuo is supported by a National Institutes of Health National Institute of Diabetes and Digestive and Kidney Diseases T32 award DK007199. Dr Paik is supported by an R01 grant AR075117 from the National Institute of Arthritis and Musculoskeletal and Skin Diseases. Dr Patorno is supported by a career development grant K08AG055670 from the National Institute on Aging.
Role of the Funder/Sponsor: The funders had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
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