Importance
Converging evidence indicates that clusterin, a chaperone glycoprotein, influences Alzheimer disease neurodegeneration. However, the precise role of clusterin in Alzheimer disease pathogenesis is still not well understood.
Objective
To elucidate the relationship between clusterin, amyloid-β (Aβ), phosphorylated tau (p-tau), and the rate of brain atrophy over time among nondemented older individuals.
Design, Setting, and Participants
This longitudinal cohort included cognitively normal older participants and individuals with mild cognitive impairment assessed with baseline lumbar puncture and longitudinal structural magnetic resonance imaging. We examined 241 nondemented older individuals from research centers across the United States and Canada (91 participants with a Clinical Dementia Rating score of 0 and 150 individuals with a Clinical Dementia Rating score of 0.5).
Main Outcomes and Measures
Using linear mixed-effects models, we investigated interactions between cerebrospinal fluid (CSF) clusterin, CSF Aβ1-42, and CSF p-tau at threonine 181 (p-tau181p) on the atrophy rate of the entorhinal cortex and hippocampus.
Results
Across all participants, we found a significant interaction between CSF clusterin and CSF Aβ1-42 on the entorhinal cortex atrophy rate but not on the hippocampal atrophy rate. Cerebrospinal fluid clusterin was associated with the entorhinal cortex atrophy rate among CSF Aβ1-42–positive individuals but not among CSF Aβ1-42–negative individuals. In secondary analyses, we found significant interactions between CSF Aβ1-42 and CSF clusterin, as well as CSF Aβ1-42 and CSF p-tau181p, on the entorhinal cortex atrophy rate. We found similar results in subgroup analyses within the mild cognitive impairment and cognitively normal cohorts.
Conclusions and Relevance
In nondemented older individuals, Aβ-associated volume loss occurs in the presence of elevated clusterin. The effect of clusterin on Aβ-associated brain atrophy is not confounded or explained by p-tau. These findings implicate a potentially important role for clusterin in the earliest stages of the Alzheimer disease neurodegenerative process and suggest independent effects of clusterin and p-tau on Aβ-associated volume loss.
Converging genetic, cellular, molecular, and biomarker evidence indicates that clusterin, a chaperone glycoprotein also known as apolipoprotein J, influences Alzheimer disease (AD) pathogenesis. Clusterin levels are increased in AD-affected brain regions1-3 and elevated in the cerebrospinal fluid (CSF) of patients with AD.4 Several genomewide association studies have identified clusterin gene variants as AD susceptibility loci.5 Elevated plasma clusterin levels are associated with disease prevalence and severity of AD6 and with increased amyloid deposition and brain atrophy.7 Still, experimental findings suggest that clusterin increases both amyloid-β (Aβ) aggregation and clearance,5 leading to the question of whether elevated clusterin levels are beneficial or harmful.
In humans, structural magnetic resonance imaging (MRI) and CSF biomarkers allow for the indirect assessment of cellular changes underlying AD in vivo. Structural MRI provides measures of brain atrophy, which include loss of dendrites, synapses,8 and neurons.9 Low CSF levels of Aβ strongly correlate with intracranial amyloid plaques, and high concentrations of CSF phosphorylated-tau (p-tau) correlate with tau-associated neurofibrillary tangles.10 Here, we investigated whether interactions between increased CSF clusterin and decreased CSF Aβ1-42 and increased CSF clusterin and increased CSF p-tau181p are associated with increased brain atrophy over time in nondemented older individuals at risk for developing AD. Building on recent evidence that Aβ-associated volume loss occurs in the presence of elevated p-tau,11-15 we also examined the additive effect on volume loss of an interaction between increased CSF clusterin and decreased CSF Aβ1-42 in the presence of an interaction between increased CSF p-tau at threonine 181 (p-tau181p) and decreased CSF Aβ1-42.
The institutional review boards of all participating institutions approved the procedures of this study, and written informed consent was obtained from all participants or their surrogates.
A total of 313 nondemented older participants from the Alzheimer’s Disease Neuroimaging Initiative underwent longitudinal MRI and CSF lumbar puncture. Of these, we restricted analyses to 91 cognitively normal older adults (healthy control [HC] participants) and 150 individuals with amnestic mild cognitive impairment (MCI) who had a quality-assured baseline scan and at least 1 follow-up MRI scan (6 months-3.5 years, 4% with 6-month follow-up, 8% with 12-month follow-up, 11% with 18-month follow-up, 42% with 24-month follow-up, and 35% with 36-month follow-up) (Table; for additional details, see eAppendix 1 and eAppendix 2 in Supplement).
We examined baseline CSF clusterin levels derived from a multiplex-based immunoassay panel based on Luminex immunoassay technology developed by Rules-Based Medicine (MyriadRBM).16 In brief, the Alzheimer’s Disease Neuroimaging Initiative Biomarker Core assessed CSF samples (159 analytes measured by the MyriadRBM) from a total of 327 individuals. These baseline CSF samples had matching aliquots from 1 year, allowing evaluation of test-retest to determine analyte precision. For each analyte, a multistep quality-control procedure was implemented, which included evaluation of CSF signal characteristics (high, medium, and low), assessment for normality of distribution (abnormal values were transformed), and need for imputation (data with missing values and high/low values) (for additional details on CSF quality-control procedures, see the Biomarkers Consortium Data Primer16). We used the quality-controlled values for CSF clusterin in all analyses. Using previously proposed CSF cutoffs,17 we examined baseline CSF Aβ1-42 and p-tau181p levels and classified participants based on low (<192 pg/mL, positive) and high (>192 pg/mL, negative) Aβ1-42 levels, and high (>23 pg/mL, positive) and low (<23 pg/mL, negative) p-tau181p levels. As previously described,17 CSF Aβ1-42 and p-tau181p were measured using the multiplex xMAP Luminex platform (Luminex Corp) with Innogenetics (INNOBIA AlzBio3) immunoassay kit–based reagents.
We analyzed 977 T1-weighted MRI scans using a modified version of the FreeSurfer software package (http://surfer.nmr.mgh.harvard.edu). These analysis procedures have been applied, validated, and described in detail in a number of publications.18 The MRI scans were reviewed for quality, automatically corrected for spatial distortion due to gradient nonlinearity, registered, and averaged to improve the signal to noise ratio. The cortical surface was automatically reconstructed and gray matter thickness measurements were obtained at each point across the cortical mantle. Here, we primarily focused on the entorhinal cortex and hippocampus, 2 medial temporal lobe regions that are affected in the earliest stages of AD (Figure 1).19 We additionally evaluated the amygdala and middle temporal gyrus, 2 temporal lobe regions that are also affected in AD.19 The entorhinal cortex and middle temporal gyrus were delineated using an automated, surface-based cortical parcellation atlas.20 The hippocampus and amygdala were identified using an automated, subcortical segmentation atlas.21 For the analysis of the longitudinal gray matter volume change, we used Quarc (quantitative anatomical regional change), a method developed from our laboratory.22,23 Briefly, each participant’s follow-up image was affine aligned to the baseline scan and locally intensity normalized. Using nonlinear registration, a deformation field was then calculated to locally register the images with high fidelity for both large- and small-scale structures including those with low boundary contrast. From the deformation field, a volume-change field (atrophy) can directly be calculated. Using the baseline subcortical and cortical regions of interest, the volume-change field can be sampled at points across the cortical surface or averaged over subcortical regions to give the percentage volume change for those regions of interest (Figure 1).
We asked whether statistical interactions between CSF clusterin and CSF Aβ1-42 and between CSF clusterin and CSF p-tau181p are associated with brain atrophy over time (Figure 2). Using a linear mixed-effects model, we concurrently examined the main and interactive effects of CSF clusterin, CSF Aβ1-42, and CSF p-tau181p on the atrophy rate of the temporal lobe regions (entorhinal cortex, hippocampus, amygdala, and middle temporal gyrus), covarying for age, sex, carrier status for the ε4 allele of apolipoprotein E, group status (MCI vs HC), and disease severity (assessed using Clinical Dementia Rating–Sum of Boxes, a composite measure that characterizes 6 domains of cognitive and functional performance24). Of note, the main effects of all variables (the 3 CSF analytes and all covariates) were also included in these analyses. For brevity, we focused on the effects of interest. Specifically:
Δv = β0 + β1 Δt + β2 CSF_clusterin × Δt + β3 CSF_Aβ1-42_status × Δt + β4 CSF_p-tau181p_status × Δt + β5 [CSF_clusterin × CSF_Aβ1-42_status × Δt] + β6 [CSF_clusterin × CSF p-tau181p_status × Δt] + covariates × Δt + ε.
In this equation 1, Δv indicates entorhinal cortex or hippocampal atrophy (millimeters)3 and Δt indicates change in time from baseline MRI scan (years). Intercept and slope (β0 and β1) were entered as mixed effects.
Prior findings from our laboratory indicate that Aβ-associated neurodegeneration occurs in the presence of elevated p-tau.11-13 To test whether the effect of clusterin on Aβ-associated neurodegeneration is independent from the effect of p-tau on Aβ-associated neurodegeneration, we performed secondary analyses and fit the following linear mixed-effects model:
Δv = β0 + β1 Δt + β CSF_clusterin × Δt + β CSF_Aβ1-42_status × Δt + β CSF_p-tau181p_status × Δt + β[CSF_clusterin × CSF_Aβ1-42_status x Δt] + β[CSF p-tau181p_status × CSF_Aβ1-42_status × Δt] + covariates × Δt + ε.
In this equation 2, Δv indicates entorhinal cortex or hippocampal atrophy (millimeters)3 and Δt indicates change in time from baseline MRI scan (years). Intercept and slope (β0 and β1) were entered as mixed effects. We covaried for age, sex, ε4 allele of apolipoprotein E carrier status, group status (MCI vs HC), and Clinical Dementia Rating–Sum of Boxes score. The main effects of all variables (the 3 CSF analytes and all covariates) were also included in these analyses.
To evaluate whether the just-described effects of interest between CSF clusterin, CSF Aβ1-42 status, and CSF p-tau181p status were different between the MCI and HC cohorts, we performed additional analyses fitting group status (MCI vs HC) as an interaction with change in time from baseline MRI scan (Δt or time) and the main interactive effects. The main effects of all variables (the 3 CSF analytes and all covariates) were also included in these analyses.
Results from the primary analyses revealed a significant 3-way interaction between CSF clusterin, CSF Aβ1-42 status, and time (β5 = −0.032; SE = 0.01; P = .01), indicating that increased CSF clusterin and positive CSF Aβ1-42 status were associated with an elevated entorhinal cortex atrophy rate. In contrast, the interaction between CSF clusterin, CSF p-tau181p status, and time was not significant (β6 = 0.01; SE = 0.01; P = .54). With both of these 3-way interaction terms in the model, only the effect of CSF Aβ1-42 status by time was significantly associated with the entorhinal atrophy cortex rate (β3 = 0.04; SE = 0.02; P = .02); the effect of time by CSF clusterin and CSF p-tau181p status was not associated with the entorhinal cortex atrophy rate. None of the main effects of CSF clusterin, CSF Aβ1-42 status, and CSF p-tau181p status were significant.
Follow-up analyses examining the 3-way interactions demonstrated that the CSF clusterin by time interaction was significantly associated with entorhinal cortex atrophy only among CSF Aβ1-42–positive individuals (β coefficient = −0.20; SE = 0.007; P = .008) but not among CSF Aβ1-42–negative individuals (β coefficient = 0.007; SE = 0.008; P = .36) (Figure 3). In contrast, there was no significant CSF clusterin by time interaction on the entorhinal cortex atrophy rate either among CSF p-tau181p–positive (β coefficient = −0.01; SE = 0.01; P = .28) or among CSF p-tau181p–negative (β coefficient = 0.005; SE = 0.007; P = .49) individuals (Figure 4). Similar results were obtained when CSF p-tau181p and CSF Aβ1-42 were treated as continuous rather than categorical variables (eAppendix 2 in Supplement).
To determine whether these effects differed by group status (MCI vs HC), we performed additional analyses fitting interactions between group status and the main effects of interest (for additional details, see eAppendix 1 and eAppendix 2 in Supplement). These analyses showed a significant interaction between group status, time, CSF clusterin, and CSF Aβ1-42 status on the entorhinal cortex atrophy rate (β coefficient = −0.031; SE = 0.009; P = .001). Follow-up subgroup analyses revealed that although both the MCI and HC cohorts demonstrated a significant 3-way interaction of time, CSF clusterin, and CSF Aβ1-42 status on the entorhinal cortex atrophy rate, whereby entorhinal cortex volume loss was significantly associated with CSF clusterin only among CSF Aβ1-42–positive individuals, the slopes of change over time were steeper among the MCI cohort than the HC cohort (MCI: β coefficient = −0.076; SE = 0.03; P = .008; HC: β coefficient = −0.047; SE = 0.01; P = .001). The interaction between group status, time, CSF clusterin, and CSF p-tau181p status was not significant. Similar results were obtained when CSF p-tau181p and CSF Aβ1-42 were treated as continuous rather than categorical variables (eAppendix 2 in Supplement).
To determine whether similar associations could be observed in other temporal lobe areas affected later in the disease process, we repeated these analyses using atrophy rates of the hippocampus, amygdala, and middle temporal gyrus. Results revealed no significant interactions of CSF clusterin, CSF Aβ1-42 status, and time on the atrophy rate of the hippocampus (β coefficient = −0.013; SE = 0.01; P = .33), amygdala (β coefficient = −0.015; SE = 0.01; P = .24), and middle temporal gyrus (β coefficient = −0.009; SE = 0.01; P = .39). As observed for the entorhinal cortex atrophy rate, the interaction of CSF clusterin, CSF p-tau181p status, and time was not significant for the atrophy rate of the hippocampus (β coefficient = 0.004; SE = 0.01; P = .74), amygdala (β coefficient = 0.005; SE = 0.01; P = .74), and middle temporal gyrus (β coefficient = 0.016; SE = 0.01; P = .18).
To determine whether the effect of clusterin on Aβ-associated neurodegeneration is independent from the previously observed effect of p-tau on Aβ-associated neurodegeneration,11-13 we included interaction terms with CSF p-tau181p status (for additional details, see eAppendix 1 and eAppendix 2 in Supplement and equation 2 in the Methods section). These analyses on the full cohort revealed significant interactions between CSF clusterin, CSF Aβ1-42 status, and time (β coefficient = −0.026; SE = 0.01; P = .01), as well as CSF p-tau181p status, CSF Aβ1-42 status, and time (β coefficient = −0.010; SE = 0.004; P = .01), on entorhinal cortex atrophy, indicating independent effects of CSF clusterin and CSF p-tau181p on CSF Aβ1-42–associated volume loss. As in the primary analyses, with the interaction terms in the model, only the effect of CSF Aβ1-42 status by time was significant (β coefficient = 0.04; SE = 0.01; P = .009); the effects of time by CSF clusterin and CSF p-tau181p status were not significant. The main effects of CSF clusterin, CSF Aβ1-42 status, or CSF p-tau181p status were not significant.
Additional interaction analyses with group status demonstrated significant interactions between group status, time, CSF clusterin, and CSF Aβ1-42 status (β coefficient = −0.020; SE = 0.003; P = .01), as well as between group status, time, CSF p-tau181p status, and CSF Aβ1-42 status (β coefficient = −0.008; SE = 0.003; P = .009), on the entorhinal cortex atrophy rate. Subgroup analyses showed that within the MCI cohort, interactions between both CSF clusterin, CSF Aβ1-42 status, and time (β coefficient = −0.047; SE = 0.02; P = .01), as well as CSF p-tau181p status, CSF Aβ1-42 status, and time (β coefficient = −0.014; SE = 0.007; P = .048), on entorhinal cortex atrophy were significant. Within the HC cohort, only the interaction between CSF clusterin, CSF Aβ1-42 status, and time on entorhinal cortex atrophy was significant (β coefficient = −0.032; SE = 0.01; P = .02); the interaction between CSF p-tau181p status, CSF Aβ1-42 status, and time on entorhinal cortex atrophy was not significant (β coefficient = −0.005; SE = 0.004; P = .23).
Here, we showed that in nondemented older individuals, Aβ-associated entorhinal cortex atrophy occurs in the presence of elevated clusterin. We also found that the effect of clusterin on Aβ-associated entorhinal cortex atrophy is not confounded or explained by p-tau. Taken together, this implicates a potentially important role for clusterin in the earliest stages of the Alzheimer neurodegenerative process and suggests independent effects of clusterin and p-tau on Aβ-associated volume loss (Figure 5).
Although a number of studies have evaluated the relationship between Aβ, tau, and p-tau on volume loss in the earliest stages of AD,11-15 the role of clusterin in modulating this relationship is still unknown. Our findings demonstrated that nondemented older individuals with elevated CSF clusterin and decreased Aβ (ie, increased intracranial Aβ deposition) experience increased volume loss, suggesting that clusterin may accelerate progression from amyloid deposition to neurodegeneration. These results also indicate that a biomarker profile incorporating CSF clusterin, CSF Aβ1-42, and CSF p-tau181p levels may better identify those older individuals who are at an elevated risk for progressing to dementia than any of these biomarkers by themselves.
These findings provide novel insights into the preclinical stage of AD. Although prior research suggests that clusterin by itself may not represent a marker of presymptomatic AD,6 our work indicated that the presence of clusterin may represent a critical link between Aβ deposition and entorhinal cortex degeneration in preclinical AD. Furthermore, in secondary analyses among HC participants, we found a significant interaction on volume loss only between clusterin and Aβ, whereas among individuals with MCI, we noted concurrent interactions of Aβ with both clusterin and p-tau, suggesting that the clusterin-related effects on Aβ-associated neurodegeneration may precede tau-related effects. Finally, in contrast to p-tau–related atrophy within the later-affected hippocampus or other temporal lobe regions, we found clusterin-associated effects only for the entorhinal cortex, a region selectively affected in the earliest stages of AD.19 Considered together, these findings indicate that the interaction between clusterin and Aβ may provide an important window into the earliest stages of the Alzheimer neurodegenerative process.
Cellular and molecular evidence suggests that an interaction between clusterin and Aβ potentiates neurotoxicity. Although prior experimental25 and plasma-based human studies suggested that elevated clusterin levels may represent a nonetiopathologic, neuroprotective response,6,26 the molecular mechanism by which clusterin affects AD pathology is still not well understood. Recent experimental evidence indicated that knockdown of clusterin protects against Aβ-induced apoptosis, whereas neuronal treatment with Aβ increases intracellular clusterin (and decreases extracellular clusterin), resulting in wnt/Dickkopf-1–induced neurotoxicity.27 Importantly, this clusterin-dependent, wnt/Dickkopf-1–induced apoptotic effect is specific to Aβ and is not observed with tau or other cytotoxic agents.27 As a chaperone, clusterin has also been shown to bind with Aβ, thus increasing the rate of fibrillar amyloid deposition and neuritic dystrophy28 and potentiating Aβ oligomeric neurotoxicity.29 Consistent with these experimental results, our human findings suggest that clusterin may affect AD neurodegeneration primarily via Aβ-associated mechanisms.
A limitation of our study was its observational nature, which precluded conclusions regarding causation. Our results cannot differentiate whether elevated clusterin causes, results from, or is simply correlated with amyloid deposition and entorhinal cortex atrophy. Additionally, our findings require further validation on a larger, independent population-based cohort.
From a translational perspective, although considerable efforts have focused on Aβ and tau, comparatively little is known about other proteins influencing Alzheimer neurodegeneration. Our findings implicate the involvement of clusterin in the earliest stages of AD. Using experimental models, it will be essential to better delineate the differential mechanistic aspects of intracellular from extracellular clusterin. In humans, it would be helpful to understand whether CSF and plasma clusterin levels correspond to experimentally derived intracellular or extracellular clusterin. It will also be important to determine whether interactions between clusterin and other factors modulate Aβ-associated neurotoxicity. Along with our current findings, the results from these studies could provide valuable insights into whether modifying clusterin levels or blocking clusterin/Aβ interactions are likely to represent viable therapeutic approaches for individuals in the earliest phases of the disease process.
Group Information: A list of Alzheimer’s Disease Neuroimaging Initiative investigators can be found at http://www.loni.usc.edu/ADNI/Data/ADNI_Authorship_List.pdf.
Corresponding Author: Rahul S. Desikan, MD, PhD, Department of Radiology, University of California, San Diego, 8950 Villa La Jolla Dr, Ste C101, La Jolla, CA 92037-0841 (rdesikan@ucsd.edu).
Accepted for Publication: July 29, 2013.
Published Online: December 30, 2013. doi:10.1001/jamaneurol.2013.4560.
Author Contributions: Dr Desikan had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis. Drs Desikan, McEvoy, Hyman, and Dale contributed equally.
Study concept and design: Desikan, Andreassen, McEvoy, Hyman, Dale.
Acquisition of data: Desikan, Holland, Zetterberg, Dale.
Analysis and interpretation of data: All authors.
Drafting of the manuscript: Desikan, Thompson, Holland, Andreassen, Dale.
Critical revision of the manuscript for important intellectual content: Desikan, Holland, Hess, Brewer, Zetterberg, Blennow, Andreassen, McEvoy, Hyman, Dale.
Statistical analysis: Desikan, Thompson, Dale.
Obtained funding: Dale.
Administrative, technical, or material support: Desikan, Hess, Zetterberg, Andreassen, Dale.
Study supervision: Desikan, Blennow, Andreassen, McEvoy, Dale.
Conflict of Interest Disclosures: Dr Brewer holds stock options in CorTechs Labs Inc and serves on its advisory board, and he receives financial support from the Eli Lilly Biomarker Unit (Amyvid). Dr Brewer also receives research support from General Electric and Janssen Alzheimer Immunotherapy. Dr Blennow has served on the advisory boards for Innogenetics, Eli Lilly, Pfizer, and Roche. Dr McEvoy’s spouse is the chief executive officer of CorTechs Labs Inc. Dr Dale is a founder and holds equity in CorTechs Labs Inc and serves on its scientific advisory board. The terms of this arrangement have been reviewed and approved by the University of California, San Diego, in accordance with its conflict of interest policies. No other disclosures were reported.
Funding/Support: This research was supported by grants from the National Institutes of Health (R01AG031224; K01AG029218; K02 NS067427; and T32 EB005970), the Research Council of Norway (183782/V50), and the South East Norway Health Authority (2010-074). Data collection and sharing for this project was funded by the Alzheimer's Disease Neuroimaging Initiative (ADNI) (National Institutes of Health grant U01 AG024904). The ADNI is funded by the National Institute on Aging and the National Institute of Biomedical Imaging and Bioengineering, as well as through contributions from the following: Alzheimer’s Association; Alzheimer’s Drug Discovery Foundation; BioClinica Inc; Biogen Idec Inc; Bristol-Myers Squibb Co; Eisai Inc; Elan Pharmaceuticals Inc; Eli Lilly and Co; F. Hoffmann-La Roche Ltd and its affiliated company Genentech Inc; GE Healthcare; Innogenetics NV; IXICO Ltd; Janssen Alzheimer Immunotherapy Research & Development LLC; Johnson & Johnson Pharmaceutical Research & Development LLC; Medpace Inc; Merck & Co Inc; Meso Scale Diagnostics LLC; NeuroRx Research; Novartis Pharmaceuticals Corp; Pfizer Inc; Piramal Imaging; Servier; Synarc Inc; and Takeda Pharmaceutical Co. The Canadian Institutes of Health Research provides funds to support ADNI clinical sites in Canada. Private sector contributions are facilitated by the Foundation for the National Institutes of Health (http://www.fnih.org). The grantee organization is the Northern California Institute for Research and Education, and the study is coordinated by the Alzheimer's Disease Cooperative Study at the University of California, San Diego. ADNI data are disseminated by the Laboratory for Neuro Imaging at the University of California, Los Angeles. This research was also supported by National Institutes of Health grants P30 AG010129 and K01 AG030514.
Role of the Sponsor: The funding agencies had no role in the design and conduct of the study; collection, management, analysis, or interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.
Additional Contributions: Data used in preparation of this article were obtained from the Alzheimer’s Disease Neuroimaging Initiative (ADNI) database (http://adni.loni.ucla.edu). As such, the investigators within the ADNI contributed to the design and implementation of ADNI and/or provided data but did not participate in the analysis or writing of this article.
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