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Figure 1.  Schematic Illustration of the Trial Protocol
Schematic Illustration of the Trial Protocol

CSDH indicates chronic subdural hematoma; CT, computed tomography.

Figure 2.  Changes in Hematoma Volume
Changes in Hematoma Volume

Full analysis set (FAS) (A) and per protocol set (PPS) (B) methods were used to calculate the reduction in hematoma volume (HV) measured on the 4th and 8th weeks of treatment from the baseline (BL) measurements. C and D, The trend lines for the change in HV over time. The data are presented as medians and quartiles and were analyzed using the Wilcoxon test for FAS (A and C, n = 98 for each group) and PPS (B and D, n = 81 for atorvastatin and n = 90 for placebo).

Figure 3.  Neurological Function and Rate of Surgery
Neurological Function and Rate of Surgery

A, The Markwalder grading scale/Glasgow Coma Scale (MGS-GCS) was used to evaluate the effect of atorvastatin on improving the neurological function of patients with chronic subdural hematoma (scores were measured on the eighth week of treatment) (Wilcoxon test, n = 98). B, Patients were switched to surgery because of increasing hematoma volume and/or deteriorating neurological symptoms (log-rank test, n = 196; hazard ratio, 0.47; 95% CI, 0.24-0.92; P = .03).

Table.  Baseline Characteristics of Patients With CSDH Enrolled in the Study
Baseline Characteristics of Patients With CSDH Enrolled in the Study
1.
Liu  W, Bakker  NA, Groen  RJ.  Chronic subdural hematoma: a systematic review and meta-analysis of surgical procedures.  J Neurosurg. 2014;121(3):665-673. doi:10.3171/2014.5.JNS132715PubMedGoogle ScholarCrossref
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Karibe  H, Kameyama  M, Kawase  M, Hirano  T, Kawaguchi  T, Tominaga  T.  Epidemiology of chronic subdural hematomas [article in Japanese].  No Shinkei Geka. 2011;39(12):1149-1153.PubMedGoogle Scholar
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Miranda  LB, Braxton  E, Hobbs  J, Quigley  MR.  Chronic subdural hematoma in the elderly: not a benign disease.  J Neurosurg. 2011;114(1):72-76. doi:10.3171/2010.8.JNS10298PubMedGoogle ScholarCrossref
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Lee  L, Ker  J, Ng  HY,  et al.  Outcomes of chronic subdural hematoma drainage in nonagenarians and centenarians: a multicenter study.  J Neurosurg. 2016;124(2):546-551. doi:10.3171/2014.12.JNS142053PubMedGoogle ScholarCrossref
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Sun  TF, Boet  R, Poon  WS.  Non-surgical primary treatment of chronic subdural haematoma: preliminary results of using dexamethasone.  Br J Neurosurg. 2005;19(4):327-333. doi:10.1080/02688690500305332PubMedGoogle ScholarCrossref
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Hohenstein  A, Erber  R, Schilling  L, Weigel  R.  Increased mRNA expression of VEGF within the hematoma and imbalance of angiopoietin-1 and -2 mRNA within the neomembranes of chronic subdural hematoma.  J Neurotrauma. 2005;22(5):518-528. doi:10.1089/neu.2005.22.518PubMedGoogle ScholarCrossref
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Nagy  JA, Vasile  E, Feng  D,  et al.  VEGF-A induces angiogenesis, arteriogenesis, lymphangiogenesis, and vascular malformations.  Cold Spring Harb Symp Quant Biol. 2002;67:227-237. doi:10.1101/sqb.2002.67.227PubMedGoogle ScholarCrossref
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Wang  D, Jiang  R, Liu  L, Dong  JF, Zhang  JN.  Membrane neovascularization and drainage of subdural hematoma in a rat model.  J Neurotrauma. 2010;27(8):1489-1498. doi:10.1089/neu.2009.1057PubMedGoogle ScholarCrossref
13.
Wang  D, Li  T, Wei  H,  et al.  Atorvastatin enhances angiogenesis to reduce subdural hematoma in a rat model.  J Neurol Sci. 2016;362:91-99. doi:10.1016/j.jns.2016.01.017PubMedGoogle ScholarCrossref
14.
Li  T, Wang  D, Tian  Y,  et al.  Effects of atorvastatin on the inflammation regulation and elimination of subdural hematoma in rats.  J Neurol Sci. 2014;341(1-2):88-96. doi:10.1016/j.jns.2014.04.009PubMedGoogle ScholarCrossref
15.
Nawrocki  JW, Weiss  SR, Davidson  MH,  et al.  Reduction of LDL cholesterol by 25% to 60% in patients with primary hypercholesterolemia by atorvastatin, a new HMG-CoA reductase inhibitor.  Arterioscler Thromb Vasc Biol. 1995;15(5):678-682. doi:10.1161/01.ATV.15.5.678PubMedGoogle ScholarCrossref
16.
Potey  C, Ouk  T, Petrault  O,  et al.  Early treatment with atorvastatin exerts parenchymal and vascular protective effects in experimental cerebral ischaemia.  Br J Pharmacol. 2015;172(21):5188-5198. doi:10.1111/bph.13285PubMedGoogle ScholarCrossref
17.
Araújo  FA, Rocha  MA, Mendes  JB, Andrade  SP.  Atorvastatin inhibits inflammatory angiogenesis in mice through down regulation of VEGF, TNF-alpha and TGF-beta1.  Biomed Pharmacother. 2010;64(1):29-34. doi:10.1016/j.biopha.2009.03.003PubMedGoogle ScholarCrossref
18.
Sobrino  T, Blanco  M, Pérez-Mato  M, Rodríguez-Yáñez  M, Castillo  J.  Increased levels of circulating endothelial progenitor cells in patients with ischaemic stroke treated with statins during acute phase.  Eur J Neurol. 2012;19(12):1539-1546. doi:10.1111/j.1468-1331.2012.03770.xPubMedGoogle ScholarCrossref
19.
Buttmann  M, Lorenz  A, Weishaupt  A, Rieckmann  P.  Atorvastatin partially prevents an inflammatory barrier breakdown of cultured human brain endothelial cells at a pharmacologically relevant concentration.  J Neurochem. 2007;102(4):1001-1008. doi:10.1111/j.1471-4159.2007.04563.xPubMedGoogle ScholarCrossref
20.
Liu  Y, Wei  J, Hu  S, Hu  L.  Beneficial effects of statins on endothelial progenitor cells.  Am J Med Sci. 2012;344(3):220-226. doi:10.1097/MAJ.0b013e31824998f9PubMedGoogle ScholarCrossref
21.
Wang  D, Li  T, Tian  Y,  et al.  Effects of atorvastatin on chronic subdural hematoma: a preliminary report from three medical centers.  J Neurol Sci. 2014;336(1-2):237-242. doi:10.1016/j.jns.2013.11.005PubMedGoogle ScholarCrossref
22.
Qiu  S, Zhuo  W, Sun  C, Su  Z, Yan  A, Shen  L.  Effects of atorvastatin on chronic subdural hematoma: a systematic review.  Medicine (Baltimore). 2017;96(26):e7290. doi:10.1097/MD.0000000000007290PubMedGoogle ScholarCrossref
23.
Jiang  R, Wang  D, Poon  WS,  et al.  Effect of ATorvastatin On Chronic subdural Hematoma (ATOCH): a study protocol for a randomized controlled trial.  Trials. 2015;16:528. doi:10.1186/s13063-015-1045-yPubMedGoogle ScholarCrossref
24.
Bakker-Arkema  RG, Davidson  MH, Goldstein  RJ,  et al.  Efficacy and safety of a new HMG-CoA reductase inhibitor, atorvastatin, in patients with hypertriglyceridemia.  JAMA. 1996;275(2):128-133. doi:10.1001/jama.1996.03530260042029PubMedGoogle ScholarCrossref
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Cilla  DD  Jr, Whitfield  LR, Gibson  DM, Sedman  AJ, Posvar  EL.  Multiple-dose pharmacokinetics, pharmacodynamics, and safety of atorvastatin, an inhibitor of HMG-CoA reductase, in healthy subjects.  Clin Pharmacol Ther. 1996;60(6):687-695. doi:10.1016/S0009-9236(96)90218-0PubMedGoogle ScholarCrossref
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Kothari  RU, Brott  T, Broderick  JP,  et al.  The ABCs of measuring intracerebral hemorrhage volumes.  Stroke. 1996;27(8):1304-1305. doi:10.1161/01.STR.27.8.1304PubMedGoogle ScholarCrossref
28.
Markwalder  TM, Steinsiepe  KF, Rohner  M, Reichenbach  W, Markwalder  H.  The course of chronic subdural hematomas after burr-hole craniostomy and closed-system drainage.  J Neurosurg. 1981;55(3):390-396. doi:10.3171/jns.1981.55.3.0390PubMedGoogle ScholarCrossref
29.
Chari  A, Hocking  KC, Edlmann  E,  et al.  Core outcomes and common data elements in chronic subdural hematoma: a systematic review of the literature focusing on baseline and peri-operative care data elements.  J Neurotrauma. 2016;33(17):1569-1575. doi:10.1089/neu.2015.4248PubMedGoogle ScholarCrossref
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31.
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32.
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33.
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Original Investigation
November 2018

Safety and Efficacy of Atorvastatin for Chronic Subdural Hematoma in Chinese Patients: A Randomized ClinicalTrial

Author Affiliations
  • 1Key Laboratory of Post-Neurotrauma Neurorepair and Regeneration in Central Nervous System, Ministry of Education in China and Tianjin, Tianjin Neurological Institute, Tianjin, China
  • 2Department of Neurosurgery, First Affiliated Hospital of Harbin Medical University, Harbin, China
  • 3Department of Neurosurgery, Peking Union Medical College Hospital, Beijing, China
  • 4Department of Neurosurgery, Southwest Hospital, Chongqing, China
  • 5Department of Neurosurgery, Second Affiliated Hospital, Zhejiang University School of Medicine, Hangzhou, China
  • 6Department of Neurosurgery, Qilu Hospital of Shandong University, Jinan, China
  • 7Department of Neurosurgery, Huashan Hospital Fudan University, Shanghai, China
  • 8Department of Neurosurgery, Xiangya Hospital of Central South University, Changsha, China
  • 9Department of Neurosurgery, Xijing Hospital, Xian, China
  • 10Department of Neurosurgery, Beijing TianTan Hospital, the Capital Medical University, Beijing, China
  • 11Department of Neurosurgery, General Hospital of Chinese People’s Liberation Army, Beijing, China
  • 12Division of Neurosurgery, Department of Surgery, Prince of Wales Hospital, Chinese University of Hong Kong, Shatin, Hong Kong
  • 13Department of Neurosurgery, Linyi People’s Hospital, Linyi, China
  • 14Department of Neurosurgery, Jiangsu Provincial Hospital, Nanjing Medical University First Affiliated Hospital, Nanjing, China
  • 15Department of Neurosurgery, First Affiliated Hospital of Fujian Medical University, Fuzhou, China
  • 16Department of Neurosurgery, General Hospital of Ningxia Medical University, Yinchuan, China
  • 17Department of Neurosurgery, Second Affiliated Hospital of Hebei Medical University, Shijiazhuang, China
  • 18Department of Neurosurgery, First Affiliated Hospital of Zhengzhou University, Zhengzhou, China
  • 19Department of Neurosurgery, Affiliated Hospital of Xuzhou Medical College, Xuzhou, China
  • 20Department of Neurosurgery, Central Hospital of Erdos, Erdos, China
  • 21Department of Neurosurgery, Xi'an Tangdu Hospital of the fourth Military Medical University, Xian, China
  • 22Department of Neurosurgery, First Affiliated Hospital of Shanxi Medical University, Taiyuan, China
  • 23Department of Neurosurgery, Provincial People’s Hospital of Inner Mongolia, Huhehot, China
  • 24Department of Neurosurgery, Cangzhou Central Hospital, Cangzhou, China
  • 25Department of Neurosurgery, Second Affiliated Hospital of Nanchang University, Nanchang, China
  • 26Department of Neurosurgery, Shanghai Changzheng Hospital, Shanghai, China
  • 27Department of Neurosurgery, 117th Hospital of Chinese People’s Liberation Army, Hangzhou, China
  • 28Laboratory of Neuro-Trauma and Neurodegenerative Disorders, Tianjin Geriatrics Institute, Tianjin Medical University General Hospital, Tianjin, China
  • 29Department of Geriatrics, Tianjin Medical University General Hospital, Tianjin, China
  • 30Bloodworks Research Institute, Division of Hematology, Department of Medicine, University of Washington School of Medicine, Seattle
JAMA Neurol. 2018;75(11):1338-1346. doi:10.1001/jamaneurol.2018.2030
Key Points

Question  Can atorvastatin treat chronic subdural hematoma?

Findings  In this randomized clinical trial, administering atorvastatin reduced chornic subdural hematomas by 29 mL vs 17 mL for placebo in 8 weeks.

Meaning  Atorvastatin is an effective conservative therapy of chronic subdural hematomas.

Abstract

Importance  Chronic subdural hematoma (CSDH) is a trauma-associated condition commonly found in elderly patients. Surgery is currently the treatment of choice, but it carries a significant risk of recurrence and death. Nonsurgical treatments remain limited and ineffective. Our recent studies suggest that atorvastatin reduces hematomas and improves the clinical outcomes of patients with CSDH.

Objective  To investigate the safety and therapeutic efficacy of atorvastatin to nonsurgically treat patients with CSDH.

Design, Setting, and Participants  The Effect of Atorvastatin on Chronic Subdural Hematoma (ATOCH) randomized, placebo-controlled, double-blind phase II clinical trial was conducted in multiple centers in China from February 2014 to November 2015. For this trial, we approached 254 patients with CSDH who received a diagnosis via a computed tomography scan; of these, 200 (78.7%) were enrolled because 23 patients (9.1%) refused to participate and 31 (12.2%) were disqualified.

Interventions  Patients were randomly assigned to receive either 20 mg of atorvastatin or placebo daily for 8 weeks and were followed up for an additional 16 weeks.

Main Outcomes and Measures  The primary outcome was change in hematoma volume (HV) by computed tomography after 8 weeks of treatment. The secondary outcomes included HV measured at the 4th, 12th, and 24th weeks and neurological function that was evaluated using the Markwalder grading scale/Glasgow Coma Scale and the Barthel Index at the 8th week.

Results  One hundred ninety-six patients received treatment (169 men [86.2%]; median [SD] age, 63.6 [14.2] years). The baseline HV and clinical presentations were similar between patients who were taking atorvastatin (98 [50%]) and the placebo (98 [50%]). After 8 weeks, the HV reduction in patients who were taking atorvastatin was 12.55 mL more than those taking the placebo (95% CI, 0.9-23.9 mL; P = .003). Forty-five patients (45.9%) who were taking atorvastatin significantly improved their neurological function, but only 28 (28.6%) who were taking the placebo did, resulting in an adjusted odds ratio of 1.957 for clinical improvements (95% CI, 1.07-3.58; P = .03). Eleven patients (11.2%) who were taking atorvastatin and 23 (23.5%) who were taking the placebo underwent surgery during the trial for an enlarging hematoma and/or a deteriorating clinical condition (hazard ratio, 0.47; 95% CI, 0.24-0.92; P = .03). No significant adverse events were reported.

Conclusions and Relevance  Atorvastatin may be a safe and efficacious nonsurgical alternative for treating patients with CSDH.

Trial Registration  ClinicalTrials.gov Identifier: NCT02024373

Introduction

Chronic subdural hematoma (CSDH) is increasingly common because of the aging population.1 Its incidence increases from 1 to 13 of 100 000 in the general population to 127.1 of 100 000 among patients 80 years or older.2Quiz Ref ID More than 80% of patients with CSDH have a history of traumatic brain injury.3 The current treatment for CSDH is surgery to remove the hematoma,4 but the surgery carries a recurrence rate of approximately 25.6% in high-risk patients5 and a mortality rate of 24% to 32% in elderly patients.6 An overall mortality rate of 38.4% is reported for patients 90 years or older, independent of treatments.7 Safer and more effective nonsurgical treatments are therefore highly desirable. Dexamethasone, perindopril, and tranexamic acid have been investigated for nonsurgically treating patients with CSDH, but, to our knowledge, they have failed to show significant efficacy in controlled clinical trials.8,9

We report the results of a double-blind, randomized, placebo-controlled phase II clinical trial that was designed to test the efficacy of atorvastatin for nonsurgically treating patients with mild to moderate CSDH. This trial was developed based on several lines of supporting evidence. Quiz Ref IDFirst, the development and recurrence of CSDH is associated with localized inflammation and the overexpression of vascular endothelial growth factor, which leads to the development of immature “leaky” vessels and a subsequent hematoma.10-12 Our study in a rat model of subdural hematoma supported this mechanism12 and further demonstrated that blocking inflammation and immature angiogenesis promoted rapid hematoma absorption.13,14 Second, statins (β-hydroxy β-methylglutaryl-CoA reductase inhibitors), which were originally developed for reducing low-density lipoprotein cholesterol levels in patients with hyperlipidemia,15 have been shown to reduce inflammation in the vessel wall16 and mobilize endothelial progenitor cells for vascular repairs.17-20 Third, our pilot and uncontrolled study of 23 patients with CSDH found that oral atorvastatin (20 mg daily for 1-8 months) significantly reduced hematomas and improved clinical outcomes in 96% of participants,21 which was consistent with a systematic literature review.22

Methods
Patients

Patients who received a diagnosis of mild or moderate subdural hematoma and were treated in outpatient clinics were recruited from February 5, 2014, to November 7, 2015, from 25 neurosurgical departments, all of them members of the Oriental Neurosurgical Evidence-Based Study Team (ONET). ONET was established to foster clinical and research collaborations in neurosurgery between mainland China and Hong Kong. The inclusion criteria included symptomatic patients who were age 18 to 90 years, a diagnosis of unilateral or bilateral supratentorial CSDH by computed tomography (CT), no previous CSDH surgery, and no statin treatment in the previous 6 months. The clinical presentations of the patients were nonfocal, including headache, weakness of limbs, and mental decline. Quiz Ref IDPatients who had a high risk of cerebral hernia, required emergency surgery, were allergic to statins, received a diagnosis of cancer, had historical and current bleeding or thrombosis with or without treatment (or were taking prophylactic antiplatelet medications), or had developed multiple organ failure were excluded. The inclusion and exclusion criteria are specified in the original report on the trial design23 and registration (https://clinicaltrials.gov/ct2/show/NCT02024373).

Study Design and Oversight

This trial was conducted in accordance with the International Conference on Harmonization guidelines for good clinical practice. Its study design was difference-in-difference. The data were collected by the contract research organization Beijing Stemexcel Technology Co. The trial protocol (Supplement 2) was approved by the ethics committees of the participating hospitals and is schematically described in Figure 1. During the initial screening, patients were provided with detailed information about the trial and eligible patients were recruited after providing written consent. The patients were centrally randomized using the Data Acquisition System for Electronic Data Capture, version 5.0 (Beijing Stemexcel Technology Co). The demographic information of patients who were enrolled at each study site was imported into the central randomization system, which then generated a random number that determined whether a patient received atorvastatin or placebo at a randomization ratio of 1:1. There was no stratification during the randomization. Atorvastatin (Pfizer) and the placebo were stored at individual participating hospitals (at 20°–30°C and while avoiding direct light), with access restricted to research nurses who were responsible for the storage, distribution, and inventory of the medications. The placebo pills were made of dextrin and had the same weight and appearance as the atorvastatin (Shandong ARURA Pharmaceutical Research & Development Co). All the patients were treated in an outpatient setting and received 7-day supplies of the medication in 7 individual packages. They returned the empty packages at the end of each week to exchange them for the next week’s supply until the treatment ended.

For recruitment, each patient or guardian, assisted by a nurse coordinator who was assigned to the study, completed a short questionnaire about his or her condition, underwent physical examinations that were conducted by an attending neurosurgeon who was masked to the treatment, and received a CT scan. All data were collected onsite by nurse coordinators and submitted electronically to the data acquisition system, which also randomized the patients. All data entries were validated by a second nurse before submission. The trial was overseen by a data monitoring board that was independent of the study investigators. This board was composed of clinicians, neurosurgeons, clinical trial experts, epidemiologists, and biostatisticians from university hospitals and the contracted trial design organization.

Atorvastatin was administered at 20 mg per night for 8 weeks. This dosage was chosen because it is used for patients with hyperlipidemia with minimal adverse effects24,25 and because atorvastatin at a higher dose (80 mg) was reported to increase the risk of bleeding in patients with a low body weight and uncontrolled hypertension in the Stroke Prevention by Aggressive Reduction in Cholesterol Levels trial.26 Treatment compliance was monitored by regular contact with the patients and by pill counting during patients’ weekly visits to their outpatient clinics. Patients were also evaluated by plasma levels of low-density lipoprotein cholesterol on the eighth week of treatment, when the primary study variable was recorded, as an indicator of atorvastatin ingestion (compliance). After 8 weeks of treatment, the patients were followed up for another 16 weeks. During the trial, patients would undergo surgery to remove a hematoma when their neurological dysfunction deteriorated (worsened headache, progressive limb paralysis, or changes in levels of consciousness) or CT scan results showed a hematoma enlargement and/or a midline shift of more than 1 cm. The decision to undergo surgery was masked to the treatment assignments.

The primary outcome of the trial was changes in HV (in milliliters) from the pretreatment baseline after 8 weeks of treatments. Hematoma volume measured in the 4th, 12th, and 24th weeks after enrollment served as secondary outcomes. Hematoma volume was measured using the Tada formula on the CT scan: maximal length × maximal width × maximal thickness of a hematoma, then divided by 2.27 The location, density, and compartmentalization of the hematoma, and the presence of basal ganglia suppression and midline shift, were also recorded. To standardize the measurements and reduce interhospital variation, CT scan images from patients who were enrolled at each study site were electronically sent to the medical imaging center of Tianjin Medical University General Hospital and analyzed by 3 neuroradiologists who were masked to the treatment. If the coefficient of variation among HV measurements by the 3 neuroradiologists was more than 25%, a fourth neuroradiologist was called in to perform an additional analysis.

The secondary outcome also included the assessment of neurological function after 8 weeks of treatment, which was evaluated at each study site by 2 attending neurosurgeons who were masked to the treatment. Neurological function was evaluated using the Markwalder grading scale/Glasgow Coma Scale (eTable 1 in Supplement 1), which provides a combined score of the activities of daily living (ADL) and the Barthel Index (which measures the daily living activities of patients with neurological diseases8,28,29), and the Glasgow Outcome Scale (GOS). The GOS was originally developed to evaluate the recovery of patients with traumatic brain injury, who are much younger than patients with CSDH. A potential cofounding factor is that aging patients may require living assistance independent of CSDH, which potentially exaggerates the GOS score. For patients who underwent surgery during the trial, the HV measurements that were made immediately before surgery were recorded as the primary outcome and were compared with the baseline. Complete blood cell counts, and serum levels of alanine aminotransferase, aspartate transaminase, gamma glutamyl transpeptidase, urea nitrogen, and creatinine were measured at the baseline and at the 4th, 8th, and 24th weeks of the trial to evaluate hematological, liver, and kidney function.

Statistical Analysis

The data were analyzed by Beijing Stemexcel Technology Co independently of the study investigators. The results from our pilot study21 indicated that an estimated 80% of patients in the atorvastatin group would achieve hematoma reduction and neurological improvement, but only 50% of placebo patients would have the same outcome. With 90% power and a type I error probability of .05, we needed to recruit a minimum of 51 patients in each group to reach statistical significance, as previously described in the trial design.23 We also included a 40% dropout to calculate the sample size.

The trial data were analyzed according to the modified intention-to-treat principle and based on the full analysis set (FAS) and the per protocol set (PPS). The FAS included the patients who took the drug at least once and underwent the primary therapeutic evaluation data at baseline. In the FAS, missing data from the 8 weeks of treatment were replaced with the last available data according to the last observation carried forward (LOCF) principle. The quantitative results of the study were not altered by the choice of methods that were used to address missing data (baseline observation carried forward, average observation carried forward, and multiple imputation). Unlike the FAS, the PPS included patients who finished the 8 weeks of treatment without undergoing surgery. Changes in HV were initially analyzed using an analysis of covariance as a linear model, as specified in the trial registration. However, the data on HV changes were found to be asymmetrical (a skewed distribution) during the initial analysis. Therefore, they were presented by median values and analyzed using the Wilcoxon test.

Results

A total of 254 patients with CSDH were screened and 200 (78.7%) were enrolled. The regions where these patients were recruited from are listed in eTable 2 in Supplement 1. Among the 54 patients who were excluded from the trial, 6 (11.1%) were currently taking statins, 25 (46.3%) had existing conditions, and 23 (42.6%) refused to participate. Two patients from the atorvastatin group were excluded after randomization but before treatment began because they were switched to surgery for a worsened neurological condition. Two patients from the placebo group were also excluded, 1 because of misdiagnosis and the other because of refusal of treatment (eResults in Supplement 1). A total of 196 patients (98 in each group) received the treatments. There was no significant difference in baseline condition between the 2 groups of patients except for the number of patients with a bilateral hematoma (Table). The baseline HV of patients with a bilateral hematoma showed no statistical difference between patients taking atorvastatin and patients taking the placebo. The concurrent use of prescription medications among the patients is listed in eTable 3 in Supplement 1 and was found to be randomly distributed between the 2 groups. An extensive literature search found that none of these concurrent medications affected CSDH development or the effects of atorvastatin.

Efficacy of Atorvastatin

The reduction in HV measured after 8 weeks of treatment (the primary outcome) was significantly greater for patients who received atorvastatin (29.40 mL) compared with those who received the placebo (16.85 mL) in the FAS analyses (z = 7.397; P = .01) (Figure 2A). Patients taking atorvastatin were found to have a reduced HV by 12.55 mL more than patients taking the placebo (95% CI, 0.9-23.9 mL; P = .003). The data were also analyzed after adjusting for the confounding variables of age, clinical severity, and the presence of a bilateral hematoma. The adjusted results showed that HV was reduced more in patients who were taking atorvastatin than those taking the placebo (95% CI, 1.187-20.275 mL; P = .03). For the FAS analysis, the missing data from the eighth week for patients who were switched to surgery were replaced with the last available data using LOCF. The PPS analysis, which also included patients who completed 8 weeks of treatment whether or not they underwent surgery, yielded a similar result after adjustingt for the confounding variables (Figure 2B). Hematoma volume was reduced by 15.35 mL more in patients who were taking atorvastatin than patients who were taking the placebo (95% CI, 2.2-26.55 mL; P = .002). When plotted as continuous variables, HV reduced gradually in patients of both groups, but the reduction was significantly greater for patients who received atorvastatin (Figures 2C and D), suggesting an accumulative dosing effect of atorvastatin. The HV measured at the 4th, 12th, and 24th weeks after enrollment (secondary outcomes) also showed a significantly greater reduction in patients taking atorvastatin than in those taking the placebo (eTable 4 in Supplement 1). The plasma levels of low-density lipoprotein cholesterol were significantly lower in patients who were taking atorvastatin than in those taking the placebo (eTable 5 in Supplement 1), indicating the patients’ compliance in atorvastatin treatment. Together, these data suggest that atorvastatin reduced the volume of CSDH.

Consistent with the HV reduction, 45 patients (45.9%) taking atorvastatin showed significant improvements in neurological function after 8 weeks of treatment (secondary outcome), as compared with only 28 (28.6%) taking the placebo, resulting in an adjusted odds ratio of 1.96 for clinical improvements by atorvastatin (95% CI, 1.07-3.58; P = .03) (Figure 3A). When patients were ranked by ADL-BI scores as dependent living (ADL < 85) and independent living (ADL ≥ 85),30 more patients who taking atorvastatin than taking the placebo were found to be independent (eTable 6 in Supplement 1). The GOS score measured at the eighth week was trending for atorvastatin but did not reach statistical significance between the 2 groups (eTable 7 in Supplement 1). These results suggest that atorvastatin could improve neurological function in patients with CSDH.

Patients Switched to Surgery

Thirty-four patients (17.3%) were switched to surgery during the trial because of increased HV and/or exacerbated neurological dysfunction (11 [11.2%] from the atorvastatin group and significantly fewer than 23 [23.5%] from the placebo group) (log-rank test, P = .03) (Figure 3B). The treatment switches were made at various times during the trial (eTable 8 in Supplement 1), but most of the patients who were taking atorvastatin were switched early during the trial. Three of the 11 patients (27.35%) who were taking atorvastatin were switched to surgery during the first 72 hours of treatment before atorvastatin had reached the therapeutic dosage as defined by its pharmacokinetics.25 Together, these results suggest that atorvastatin reduces the need for surgery in patients with CSDH.

Subgroup Analyses

In addition to the prespecified primary and secondary outcomes, we also performed post hoc subgroup analyses. When the patients were divided into 2 age groups, those age 65 years or older were found to have had a significantly greater reduction in HV after 8 weeks of treatment than those age 18 to 64 years (eFigure in Supplement 1). When patients were grouped by baseline HV, those with a hematoma of more than 30 mL were found to have experienced a greater relative reduction in HV while taking atorvastatin than those with a hematoma of 30 mL or less (eFigure in Supplement 1). We used an HV of 30 mL to group patients because this volume has been widely used as an indication for surgery in patients with an intracranial hematoma. These results indicate that atorvastatin may be more effective for older patients and patients with larger CSDH.

Safety

Two patients died during the trial, 1 of whom was age 61 years and receiving atorvastatin and died of pulmonary embolism caused by multiple limb fractures on day 172 after randomization. The other was 73 years old receiving placebo and died of myocardial infarction on day 25 after randomization. Their deaths were determined to be unrelated to the trial treatment by the monitoring board.

The results of routine blood and coagulation tests conducted during the trial are listed in eTable 9 in Supplement 1. The laboratory measurements of liver and kidney function are listed in eTable 10 in Supplement 1. Fifteen patients (24%) presented with mild liver abnormalities and 8 (13%) with mild kidney abnormalities, but none required treatment. Two patients (2%) were considered to have had treatment-related adverse events. One female patient developed diplopia and right-abduction nerve palsy 3 weeks after receiving atorvastatin treatment. Her palsy disappeared and the hematoma was absorbed during the follow-up period. The other developed pruritus after 6 weeks of participating in the trial, but the symptom remitted after 4 days and the patient completed the trial.

Discussion

With the continuous increase in life expectancy and the therapeutic or prophylactic use of anticoagulation and antiplatelet medications, the incidence of CSDH is expected to increase significantly worldwide. Surgery has long been the first choice for treating CSDH, but it carries a considerable risk of complications and could be contradicted for patients who have mild symptoms, are at an advanced age, are taking long-term anticoagulation and/or antiplatelet medications, or are in poor physical health. Reports on the self-absorption of CSDH remain sporadic.31-33 Effective and low-cost nonsurgical treatments could significantly improve the outcomes of CSDH. Quiz Ref IDThis trial was designed to investigate atorvastatin as a nonsurgical alternative for treating CSDH. We made several novel observations. First, atorvastatin reduced hematomas, improved neurological function and quality of life, and reduced the need for surgery in patients with CSDH. Second, the effect of atorvastatin was not only observed during the treatment, but also persisted during a follow-up period of 16 weeks. Third, atorvastatin appears to be more effective for older patients with relatively larger hematomas, but this finding requires validation in larger cohorts because this study was not powered to conduct subgroup analyses. Further studies could determine the effectiveness of other statins in reducing CSDH and improving its clinical outcomes.

The findings of this trial support our early observations in animal models that atorvastatin reduces hematomas, primarily by suppressing local inflammation.12-14 Inflammation at the site of the hematoma has been widely reported to disrupt the endothelial cell barrier, leading to the formation of “leaky vessels.”13,14 Atorvastatin has been reported to promote angiogenesis in models of stroke and brain injury.16,34,35 By reducing inflammation-induced vascular leakage and promoting angiogenesis, atorvastatin prevents the formation and accelerates the absorption of the hematoma to improve the neurological function of patients with CSDH.

The findings also raise the important question as to whether statins in general or atorvastatin in particular prevent the development of CSDH. Statins have been widely used in developed countries and by 23.2% of patients in the United States,36 but, to our knowledge, the number of Chinese patients taking statins has not been reported. More importantly, there are no reported epidemiological data on the incidence of CSDH in patients who are taking statins in any population. Answering these questions is important for public health and disease prevention, but it will require a properly designed epidemiological study that goes beyond the scope of this trial. Nevertheless, the information we obtained during the recruitment period of this trial may provide a clue. We screened 254 patients with CSDH, and 6 (2.4%) were taking statins, which was significantly lower than the expected rate of statin use in the general Chinese population.

Limitations

Quiz Ref IDThe study has several limitations. First, the trial was conducted exclusively among Chinese patients in China. Whether its findings are reproducible in other races/ethnicities or countries remains to be investigated. Second, the numbers of patients who were recruited from participating centers differed significantly, potentially resulting in regional biases. Third, the post hoc method was used to conduct subgroup analyses that may not be sufficiently powered. Finally, the data from patients who underwent surgery during the trial were analyzed using the LOCF method, which could create bias against patients with a large hematoma, as they were more likely to be switched to surgery during the trial. However, this bias should not affect the outcome of this trial because more patients who were taking the placebo were switched to surgery, suggesting that placebo patients are more likely to experience deteriorating clinical conditions or an enlarged hematoma.

Conclusions

This double-blind, randomized, placebo-controlled phase II clinical trial finds atorvastatin at 20 mg daily to be safe and effective for nonsurgically treating CSDH. It is also cost-effective in comparison with surgery.23 Atorvastatin may be more effective in patients 65 years and older and/or with a hematoma of 30 mL or more. Our findings laid the foundation for a phase III trial to determine the efficacy of atorvastatin for treating patients with CSDH. The findings also call for the study of other statins for preventing and treating CSDH.

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Article Information

Accepted for Publication: June 8, 2018.

Corresponding Author: Jianning Zhang, MD, PhD, Department of Neurosurgery, Tianjin Medical University General Hospital, Tianjin Neurological Institute, 154 Anshan Rd, Heping District, Tianjin, People’s Republic of China 300052 (jianningzhang@hotmail.com).

Published Online: July 30, 2018. doi:10.1001/jamaneurol.2018.2030

Author Contributions: Drs Jiang and Zhang had full access to all of the data in the study and take responsibility for the integrity of the data and the accuracy of the data analysis.

Concept and design: Jiang, R. Wang, Mao, Fei, Y. Zhao, X. Yu, Xide Zhu, N. Liu, Sun, R. Yu, Su, Xingen Zhu, Lu, J. Wei, D. Wang, Lei, Jianning Zhang.

Acquisition, analysis, or interpretation of data: Jiang, S. Zhao, Feng, Jianmin Zhang, X. Li, Mao, Yuan, Fei, Y. Zhao, Poon, Xide Zhu, Kang, Sun, Jiao, X. Liu, R. Yu, Junyi Zhang, Gao, Hao, Yin, Xingen Zhu, J. Hu, R. Hu, J. Li, H. Wei, Tian, Dong, Jianning Zhang.

Drafting of the manuscript: Jiang, Feng, Poon, Wang, H. Wei, Tian, Dong, Jianning Zhang.

Critical revision of the manuscript for important intellectual content: Jiang, S. Zhao, R. Wang, Jianmin Zhang, Mao, Yuan, Fei, Y. Zhao, X. Yu, Poon, Xide Zhu, Sun, Jiao, X. Liu, R. Yu, Junyi Zhang, Gao, Hao, Su, Yin, Xingen Zhu, Lu, R. Hu, J. Li, D. Wang, H. Wei, Tian, Lei, Dong, Jianning Zhang.

Statistical analysis: D. Wang, H. Wei, Tian, Dong, Jianning Zhang.

Obtained funding: Jiang, D. Wang, H. Wei, Tian, Dong, Jianning Zhang.

Administrative, technical, or material support: Jiang, S. Zhao, Feng, Jianmin Zhang, X. Li, Yuan, Fei, X. Yu, Poon, Xide Zhu, Kang, Sun, X. Liu, R. Yu, Junyi Zhang, Gao, Hao, Su, Yin, Xingen Zhu, J. Wei, J. Hu, J. Li, D. Wang, H. Wei, Lei, Jianning Zhang.

Supervision: Jiang, R. Wang, Feng, Jianmin Zhang, Mao, Yuan, Fei, Y. Zhao, X. Liu, Junyi Zhang, lu, J. Wei, Lei, Jianning Zhang.

Conflict of Interest Disclosures: None reported.

Funding/Support: This study was supported by the Chinese Society of Neurosurgery; Chinese Medical Association; grants 81671380, 81271359, 81301629, 81720108015, and 81501057 from the National Natural Science Foundation of China; grant 81330029 from the State key Program; grants 12jcqnjc07200, 12JCQNJC6800, 14ZCZDSY00179, 16JCQNJC10600, 15ZXLCSY00060, 15ZXJZSY00040, and 16PTSYJC00180 from the Tianjin Research Program of Advanced Technology; and grant NS087296 from the National Institutes of Health.

Role of the Funder/Sponsor: The funding organizations had no role in the design and conduct of the study; collection, management, analysis, and interpretation of the data; preparation, review, or approval of the manuscript; and decision to submit the manuscript for publication.

Additional Contributions: We thank the Zhao Yi-Cheng Medical Science Foundation for providing support for clinical research associates and data management and members of the Oriental Neurosurgical Evidence-Based Study Team network institutions for providing logistic support to the trial. We also thank Kevin E. Thorpe, MD, and his team in the Li Ka Shing Knowledge Institute of St Michael's Hospital, the University of Toronto for project design, Fangyi Zhang, MD, University of Washington, for information regarding the clinical treatment of patients with chronic subdural hematoma in the United States, and Hongyu Zhao, PhD, Yale University, and Jia He, MD, PhD, Second Military Medical University, for statistical assistance and clinical trial data analyses. None of these individuals were compensated for their contributions.

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