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Figure 1. 
Trends in lymph node evaluation for gastric and pancreatic cancer, 1995 to 2004. P < .001 by linear χ2 test.

Trends in lymph node evaluation for gastric and pancreatic cancer, 1995 to 2004. P < .001 by linear χ2 test.

Figure 2. 
Numbers of lymph nodes examined for gastric cancer (A) (median, 7 nodes; 23.2% had ≥ 15 nodes examined) and pancreatic cancer (B) (median, 7 nodes; 16.4% had ≥ 15 nodes examined), 2003 to 2004.

Numbers of lymph nodes examined for gastric cancer (A) (median, 7 nodes; 23.2% had ≥ 15 nodes examined) and pancreatic cancer (B) (median, 7 nodes; 16.4% had ≥ 15 nodes examined), 2003 to 2004.

Table 1. 
Characteristics of Patients Undergoing Gastric or Pancreatic Cancer Resections, 2003 to 2004
Characteristics of Patients Undergoing Gastric or Pancreatic Cancer Resections, 2003 to 2004
Table 2. 
Nodal Evaluation for Gastric or Pancreatic Cancer, 2003 to 2004
Nodal Evaluation for Gastric or Pancreatic Cancer, 2003 to 2004
Table 3. 
Logistic Regression Model Predicting Examination of at Least 15 Lymph Nodes for Gastric or Pancreatic Cancer, 2003 to 2004a
Logistic Regression Model Predicting Examination of at Least 15 Lymph Nodes for Gastric or Pancreatic Cancer, 2003 to 2004a
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Paper
July 21, 2008

Effect of Hospital Type and Volume on Lymph Node Evaluation for Gastric and Pancreatic Cancer

Author Affiliations

Author Affiliations: Cancer Programs, American College of Surgeons (Drs Bilimoria, Winchester, and Ko and Mr Stewart) Chicago, Illinois; and Departments of Surgery, Feinberg School of Medicine, Northwestern University (Drs Bilimoria, Wayne, and Bentrem), and Evanston Northwestern Healthcare (Drs Talamonti and Winchester), Chicago, Illinois, and University of California, Los Angeles; and Veterans Affairs Greater Los Angeles Healthcare System (Drs Tomlinson and Ko).

Arch Surg. 2008;143(7):671-678. doi:10.1001/archsurg.143.7.671
Abstract

Hypothesis  For gastric and pancreatic cancer, regional lymph node evaluation is important to accurately stage disease in a patient and may be associated with improved survival. We hypothesized that National Comprehensive Cancer Network (NCCN), National Cancer Institute (NCI)–designated institutions, and high-volume hospitals examine more lymph nodes for gastric and pancreatic malignant neoplasms than do low-volume centers and community hospitals.

Design  Volume-outcome study.

Setting  Academic research.

Patients  Using the National Cancer Data Base (January 1, 2003, to December 31, 2004), patients were identified who underwent resection for gastric (n = 3088) and pancreatic (n = 1130 [pancreaticoduodenectomy only]) cancer.

Main Outcome Measures  Multivariable logistic regression analysis was used to assess the effect of hospital type and volume on nodal evaluation (≥15 nodes).

Results  Only 23.2% of patients with gastric cancer and 16.4% of patients with pancreatic cancer in the United States underwent evaluation of at least 15 lymph nodes. Patients undergoing surgery had more lymph nodes examined at NCCN-NCI hospitals than at community hospitals (median, 12 vs 6 for gastric cancer and 9 vs 6 for pancreatic cancer; P < .001). Patients at highest-volume hospitals had more lymph nodes examined than patients at low-volume hospitals (median, 10 vs 6 for gastric cancer and 8 vs 6 for pancreatic cancer; P < .001). On multivariable analysis, patients undergoing surgery at NCCN-NCI and high-volume hospitals were more likely to have at least 15 lymph nodes evaluated compared with patients undergoing surgery at community hospitals and low-volume centers (P < .001 and P =.02, respectively).

Conclusions  Nodal examination is important for staging, adjuvant therapy decision making, and clinical trial stratification. Moreover, differences in nodal evaluation may contribute to improved long-term outcomes at NCCN-NCI centers and high-volume hospitals for patients with gastric and pancreatic cancer.

Despite recent advances in surgery and adjuvant therapy, the prognosis for patients with gastric and pancreatic cancer remains poor.1 Lymph node metastases have been shown to be a powerful prognostic factor after resection of early-stage gastric2-5 and pancreatic6-10 malignant neoplasms. Lymphadenectomy with appropriate pathologic evaluation is a critical component of complete staging. If too few lymph nodes are examined, an accurate determination of nodal involvement is less likely because metastatic lymph nodes could fail to be examined. As a result, a patient's disease may be understaged by being improperly designated as node-negative disease. This inaccuracy in establishing the stage of disease affects prognostic information, adjuvant treatment decisions, and stratification for clinical trials.

Recent efforts have attempted to quantify the number of nodes that need to be evaluated to deem a patient with gastric or pancreatic cancer free of nodal metastases with a reasonable degree of certainty.11-17 These studies have demonstrated that increasing numbers of lymph nodes examined are associated with improved survival for gastric and pancreatic cancer, presumably through better staging or stage migration.18 Although the precise number varies, current guidelines recommend resection and pathologic evaluation of at least 15 regional lymph nodes for gastric and pancreatic cancer.11-13,15,17,19,20

An association has been demonstrated between increased hospital surgical volume and higher long-term survival rates for patients undergoing gastrectomy and pancreatectomy, but factors responsible for this relationship remain elusive.21-23 Because the number of lymph nodes examined affects outcomes, differences in the number of lymph nodes examined may contribute to the volume-outcome association. However, it is unknown whether nodal evaluation differs by hospital type or volume for gastrectomy and pancreaticoduodenectomy.

Using the National Cancer Data Base (NCDB),24-26 patients who underwent resection for gastric and pancreatic cancer with curative intent were examined. The objectives of this study were (1) to assess lymph node evaluation for gastrectomy and pancreaticoduodenectomy using a large national cancer registry and (2) to identify patient, tumor, and hospital factors associated with examination of at least 15 lymph nodes for gastric and pancreatic cancer. To our knowledge, this is the first study to examine differences in nodal evaluation by hospital type or volume for gastric and pancreatic cancer and is the first to assess factors associated with nodal evaluation for pancreatic cancer.

Methods
Data acquisition and study population

Using the NCDB, patients with pancreatic and gastric cancers diagnosed from January 1, 1995, to December 31, 2004, were identified based on International Classification of Diseases for Oncology, Third Edition (ICD-O-3)27 site codes. Gastric and pancreatic cancer cases were included if the histologic findings were consistent with adenocarcinoma based on ICD-O-3 histologic codes. Patients who underwent surgery were identified based on the Commission on Cancer's Facility Oncology Registry Data Standards28 site-specific procedure coding. For gastric cancer, only patients undergoing gastric resection (partial, subtotal, near-total, total, or hemigastrectomy) were included in this study. For pancreatic cancer, only patients undergoing pancreaticoduodenectomy were included in this study. For gastric and pancreatic cancer, nodal metastases have been shown to be a confounding factor because patients with node-positive disease have a higher likelihood of having more lymph nodes examined.15-17,29 Therefore, patients were excluded if they had nodal involvement or if they had no information reported regarding nodal evaluation. Patients were also excluded if they had in situ disease or distant metastases or had received neoadjuvant chemotherapy, or neoadjuvant radiotherapy. Trends in nodal examination were assessed from January 1, 1995, to December 31, 2004, using the χ2 test for trend.

The Commission on Cancer classifies hospitals into academic and community centers based on case volume and access to cancer-related services and specialists. Academic centers must be primarily affiliated with a medical school or a designated National Cancer Institute (NCI) cancer center. In addition, 19 of 20 adult National Comprehensive Cancer Network (NCCN) centers and 32 of 37 NCI-designated comprehensive cancer centers report to the NCDB. The NCCN and NCI hospitals were combined for this analysis. Next, all hospitals were ranked in order of increasing mean annual hospital procedure volume, and cutoff points were selected that sorted patients into 4 approximately equal groups (quartiles). This was done separately for patients undergoing gastrectomy and pancreaticoduodenectomy. Patients were excluded if the reporting facility was not the hospital in which the surgery was performed (n = 93 for gastrectomy and n = 35 for pancreaticoduodenectomy).

Statistical analysis

Categorical variables were compared using χ2 tests. The Bonferroni correction was used for multiple comparisons. Medians were compared using the Mann-Whitney test. Multivariable logistic regression analysis was used to identify factors associated with evaluation of at least 15 lymph nodes. An optimal lymph node evaluation was defined for this study as resection and pathologic examination of at least 15 regional lymph nodes. Because patient-level socioeconomic data are not collected by the NCDB, median household income was ascertained through linkage with 2000 US Census Bureau data on the basis of the patient's zip code at the time of diagnosis.30

Hospital type and volume were inserted into the model separately. The logistic regression model accounted for clustering of outcomes within hospitals using robust variance estimates; however, this had little effect on the results.31 The Hosmer-Lemeshow goodness-of-fit test and C statistic were used to assess the fit of the model.32

The level of statistical significance was set at P < .05. All P values reported are 2-tailed. Statistical analyses were performed using commercially available software (SPSS, version 14; SPSS Inc, Chicago, Illinois; and STATA, version 9.0; StataCorp LP, College Station, Texas). The study protocol was approved by the Northwestern University Institutional Review Board, Chicago, Illinois.

Results

From January 1, 1995, to December 31, 2004, the median lymph node count increased for gastric cancer from 5 to 7 and for pancreatic cancer from 4 to 7 (P < .001 for both). Similarly, the proportion of patients undergoing examination of at least 15 lymph nodes increased for gastric cancer from 17.4% to 24.7% and for pancreatic cancer from 9.7% to 18.5% (P < .001 for both) (Figure 1).

To evaluate the most current data on nodal evaluation, patients were limited to those whose cancer was diagnosed from January 1, 2003, to December 31, 2004, yielding 3088 patients undergoing gastrectomy and 1130 patients undergoing pancreaticoduodenectomy. For gastric cancer, 11.6% underwent surgery at NCCN-NCI hospitals, 34.0% at other academic hospitals, and 54.4% at community hospitals. For pancreatic cancer, 19.0% underwent surgery at NCCN-NCI hospitals, 43.3% at other academic hospitals, and 37.7% at community hospitals. The differences in patient characteristics by whether at least 15 nodes were examined are given in Table 1.

Nodal evaluation for gastric cancer

For gastric cancer, the median number of nodes examined was 7 (interquartile range, 3-14) (Table 2 and Figure 2). The NCCN-NCI centers examined more lymph nodes than other academic and community hospitals (median, 12 at NCCN-NCI, 8 at other academic, and 6 at community hospitals; P < .001 for all). Patients undergoing surgery at highest-volume hospitals had significantly more lymph nodes examined than patients at high-, moderate-, and low-volume centers (median, 10 for highest, 8 for high, 6 for moderate, and 6 for low; P < .001 for all except between moderate vs low). Among all patients undergoing gastrectomy, 256 patients (8.3%) had no lymph nodes examined (4.2% at NCCN-NCI, 7.3% at other academic, and 9.8% at community hospitals; P =.005 for NCCN-NCI vs community).

Of 3088 patients who underwent gastrectomy, only 717 (23.2%) had at least 15 lymph nodes examined (Table 2). Patients undergoing gastrectomy had at least 15 lymph nodes examined more frequently at NCCN-NCI centers than at other academic and community hospitals (42.3% at NCCN-NCI, 25.5% at other academic, and 17.7% at community hospitals; P < .001 for all). Patients at highest-volume centers had at least 15 lymph nodes examined more frequently than patients at high-, moderate-, and low-volume centers (34.7% for highest, 22.2% for high, 17.8% for moderate, and 16.8% for low; P < .001 for all).

Using a multivariable logistic regression model, factors associated with examination of at least 15 lymph nodes were assessed adjusting for potential confounders (Table 3). Patients were more likely to have at least 15 lymph nodes examined for gastric cancer if they were younger (odds ratio [OR], 1.01; 95% confidence interval [CI], 1.01-1.03; P =.005), female (OR, 1.44; 95% CI, 1.20-1.74; P < .001), or Asian (OR, 1.61; 95% CI, 1.01-2.56; P =.04 compared with patients of white race/ethnicity) or underwent total gastrectomy (OR, 1.44; 95% CI, 1.18-1.76; P < .001). Patients with gastric cancer were also more likely to have at least 15 lymph nodes examined at NCCN-NCI centers than at other academic (OR, 0.40; 95% CI, 0.21-0.76; P =.005) and community (OR, 0.28; 95% CI, 0.15-0.52; P < .001) hospitals. Similarly, patients undergoing gastrectomy at highest-volume hospitals were more likely to have at least 15 lymph nodes examined than were patients undergoing gastrectomy at low-volume hospitals (OR, 0.44; 95% CI, 0.27-0.70; P =.001).

Nodal evaluation for pancreatic cancer

For pancreatic cancer, the median number of lymph nodes examined was 7 (interquartile range, 4-11) (Table 2 and Figure 2). Patients who underwent pancreaticoduodenectomy at NCCN-NCI centers had more nodes examined than patients who underwent pancreaticoduodenectomy at other academic and community hospitals (median, 9 at NCCN-NCI, 7 at other academic, and 6 at community hospitals; P < .001 for all). Patients undergoing resection at highest-volume hospitals had significantly more lymph nodes examined than patients undergoing resection at low-volume centers (median, 8 for highest and 6 for low; P =.004). Among all patients undergoing pancreaticoduodenectomy, 50 (4.4%) had no lymph nodes examined (4.7% at NCCN-NCI, 5.9% at other academic, and 2.6% at community hospitals; P =.51).

Of 1130 patients who underwent pancreaticoduodenectomy, only 185 (16.4%) had at least 15 lymph nodes examined. Patients undergoing pancreaticoduodenectomy had at least 15 lymph nodes examined more frequently at NCCN-NCI centers than at other academic and community hospitals (27.0% at NCCN-NCI, 15.3% at other academic, and 12.2% at community hospitals; P < .001 for all). Patients at highest-volume centers had at least 15 lymph nodes examined more frequently than patients at low-volume centers (19.3% for highest and 10.6% for low, P =.04).

A multivariate logistic regression model was again used to assess factors associated with evaluation of at least 15 lymph nodes. No patient or tumor factors were significantly associated with having at least 15 lymph nodes evaluated for pancreaticoduodenectomy. Patients with pancreatic cancer were more likely to have at least 15 lymph nodes examined at NCCN-NCI hospitals than at other academic centers (OR, 0.49; 95% CI, 0.28-0.84; P =.01) and community hospitals (OR, 0.37; 95% CI, 0.21-0.62; P < .001) (Table 3). Similarly, patients treated at highest-volume hospitals were more likely to have at least 15 lymph nodes examined than patients treated at low-volume hospitals (P =.02). Hospital type and volume were the only independent predictors in the model associated with examination of at least 15 lymph nodes for pancreatic cancer.

Comment

For gastric and pancreatic cancer, the definition of an optimal lymph node evaluation remains controversial.33-36 Single-institution and population-based studies11-17 have documented improved survival with resection and pathologic examination of increasing numbers of lymph nodes for gastric and pancreatic cancer. However, it is difficult to discern whether this improvement in outcomes is a result of improved staging (stage migration) or if there is a therapeutic benefit to more extensive lymphadenectomy. Alternatively, the improvement in survival may be a surrogate for better overall surgical technique, pathologic examination, perioperative care, adjuvant treatment use, or cancer surveillance activities. Regardless, the optimal number of lymph nodes required to reliably stage the disease in a patient as node negative has been found to range from 10 to 15 nodes for gastric and pancreatic cancer, and the American Joint Committee on Cancer and the NCCN have adopted this recommendation to define an optimal lymph node evaluation.11-17,20 However, compliance with these recommendations by hospital type and volume has not been previously examined, to our knowledge.

The first objective of this study was to assess lymph node evaluation for gastric and pancreatic cancer in the United States using the NCDB. Previous population-based studies have found the median number of lymph nodes examined to be 8 for gastric cancer11,16,29 and 6 to 7 for pancreatic cancer15,17 (comparable to our median of 7 nodes for gastric and pancreatic cancer). These studies included patients with node-positive disease, and the findings indicated that the median lymph node counts were significantly higher in patients with nodal metastases compared with those with node-negative disease. This suggests that surgical resection or pathologic examination in the setting of a suspicious or positive node results in examination of more lymph nodes or that examination of increasing numbers of lymph nodes is associated with a higher likelihood of identifying a positive lymph node. Therefore, we excluded patients with node-positive disease from our analyses.

The proportion of patients in our study who had at least 15 lymph nodes examined was similar to previously reported rates of 17.6% to 32% for gastric cancer and 19% for pancreatic cancer, depending on the time frame studied and whether patients with node-positive disease were included.11,16,17,29,37 The period of our study includes an era when lymph node counts were not emphasized and were not discussed as quality metrics. Therefore, we found that the proportion of patients undergoing evaluation of at least 15 lymph nodes increased significantly from January 1, 1995, to December 31, 2004, as more emphasis has been placed on lymph node counts; however, large proportions of patients with gastric and pancreatic cancer are still inadequately staged. Numerous factors may be responsible for low nodal counts, including surgical resection, patient characteristics that may affect nodal counts, and pathologic evaluation (the method of evaluation and the use of advanced techniques).

The second objective of this study was to assess other patient, tumor, and hospital factors associated with the evaluation of at least 15 lymph nodes for gastric and pancreatic cancer. Similar to our results, 2 previous studies11,29 found that lymph node evaluation for gastric cancer is associated with patient age, sex, race/ethnicity, and type of gastrectomy (total gastrectomy vs lesser resection). However, no study (to our knowledge) has examined factors affecting the extent of lymph node evaluation for pancreatic cancer. We found no patient or tumor factors that were associated with lymph node evaluation for adenocarcinoma of the head of the pancreas.

Third, we assessed the variability of lymph node evaluation by hospital type and volume. High-volume hospitals and designated cancer centers have better long-term survival rates than low-volume hospitals and non–designated cancer centers.21-23 However, the factors contributing to this relationship between volume and outcome remain poorly understood. Previous studies38,39 have shown that high-volume hospitals and designated cancer centers were more likely to use surgery and multimodality therapy for pancreatic adenocarcinoma. Birkmeyer et al21,22 demonstrated that patients undergoing high-risk cancer surgery at high-volume centers were more likely to have preoperative stress tests, invasive perioperative monitoring, and consultation with medical or radiation oncologists compared with patients undergoing high-risk cancer surgery at low-volume centers. In the present study, patients treated at high-volume hospitals and designated cancer centers were more likely to have at least 15 lymph nodes evaluated. For pancreaticoduodenectomy, hospital type and volume were the only significant predictors of having at least 15 lymph nodes examined. Multiple factors at high-volume hospitals may contribute to this finding, including the resection and pathologic examination.34,35,40 It may be that cancer centers with a particular interest in gastrointestinal cancer surgery emphasize lymph node evaluation more than other hospitals. Single-institution investigations and clinical trials from centers that specialize in gastric or pancreatic cancer surgery have demonstrated higher rates of lymph node examination.9,10,12,41,42 However, without the assistance of national cancer registry data, it is difficult to assess nodal evaluation at low-volume centers. For gastric and pancreatic cancer, this is the first study (to our knowledge) to examine differences in nodal evaluation by hospital type or volume and to specifically provide insight into nodal evaluation at low-volume and community hospitals.

The results of this study should be interpreted in light of some limitations. First, all hospitals that report to the NCDB must be approved by the Commission on Cancer. Low-volume and community hospitals that submit data to the NCDB may have a higher level of cancer specialization than smaller hospitals in the United States that do not report to the NCDB. Therefore, differences in lymph node evaluation by hospital type and volume would likely be greater if all hospitals in the United States were compared. In addition, there is variation among hospitals in quality and techniques (ie, fat clearance) used in the pathologic examination of lymph nodes. Second, we used 15 lymph nodes to define an optimal nodal evaluation. Fifteen nodes is the recommended threshold for gastrectomy per the American Joint Committee on Cancer, and recent studies9,10,12,41,42 demonstrated that, although the relationship is continuous, 15 lymph nodes is also the threshold for pancreatic cancer. Third, the analyses are limited to the variables in the database. For example, the effect of body mass index cannot be examined because cancer registries in the United States do not collect height and weight information. The NCDB also does not currently have data on surgeons. Surgical technique has an effect on the number of lymph nodes resected; however, nodal examination rates are also dependent on the diligence of the pathologist. Nodal examination should be considered a systems issue and should be examined at the hospital level.

Because of similar concerns about nodal evaluation for colon cancer, the NCCN, American Society for Clinical Oncology, American College of Surgeons, and the Commission on Cancer developed a hospital-level quality measure requiring resection and pathologic examination of at least 12 regional lymph nodes, and the National Quality Forum recently endorsed the measure for quality surveillance.43-46 The NCDB will serve as the monitoring mechanism for the colon nodal evaluation measure. Hospitals reporting to the NCDB will be able to examine their performance in comparison with 1440 other NCDB hospitals. Because the need to assess at least 12 lymph nodes for colon cancer has gained increasing attention during the past decade, multidisciplinary initiatives have resulted in improved lymph node examination rates for colon cancer at the local, regional, and national levels.47

Our findings demonstrate that there is significant variability in nodal evaluation for gastric and pancreatic cancer by hospital type and volume, and a quality measure to assess nodal evaluation for these malignant neoplasms is reasonable. Multiple institutions performing standard lymphadenectomies (as opposed to extended lymphadenectomy) have demonstrated that examination of at least 15 lymph nodes is an achievable benchmark.9,10,12,41,42 Moreover, we have shown that nodal examination rates for gastric and pancreatic cancer have improved over time. Because clinical trials are critical to improving outcomes for gastric and pancreatic cancer, it is important to stratify patients based on accurate staging, and lymph node status is perhaps the most important factor by which to stratify patients with early-stage disease. The NCDB is in the process of developing additional quality measures for other malignant neoplasms, and nodal evaluation for gastric and pancreatic cancer in the United States should be included as quality surveillance measures.

Conclusions

Nodal status is a powerful predictor of outcome, and every reasonable attempt should be made to assess the optimal number of lymph nodes to accurately stage disease in patients with gastric and pancreatic cancer. A volume-outcome association has long been recognized for cancer surgery, yet factors responsible for this relationship have remained elusive. Differences in lymph node examination may partially underlie the improved long-term survival observed at cancer centers and high-volume hospitals for gastrectomy and pancreaticoduodenectomy. Further investigation is needed to identify the reasons for better lymph node examination rates at NCCN-NCI centers and high-volume hospitals and to transfer those processes to low-volume and community hospitals. Examination of at least 15 lymph nodes is an appropriate quality surveillance measure for gastric and pancreatic cancer because it is a feasible, achievable, and modifiable factor that is associated with improved outcomes.

Correspondence: Karl Y. Bilimoria, MD, MS, Department of Surgery, Feinberg School of Medicine, Northwestern University, 251 E Huron St, Galter 3-150, Chicago, IL 60611 (k-bilimoria@northwestern.edu).

Accepted for Publication: December 19, 2007.

Author Contributions:Study concept and design: Bilimoria, Talamonti, Tomlinson, Stewart, Ko, and Bentrem. Acquisition of data: Bilimoria, Stewart, and Ko. Analysis and interpretation of data: Bilimoria, Talamonti, Wayne, Tomlinson, Winchester, Ko, and Bentrem. Drafting of the manuscript: Bilimoria, Talamonti, and Bentrem. Critical revision of the manuscript for important intellectual content: Bilimoria, Talamonti, Wayne, Tomlinson, Stewart, Winchester, Ko, and Bentrem. Statistical analysis: Bilimoria, Stewart, Ko, and Bentrem. Obtained funding: Bilimoria. Administrative, technical, and material support: Bilimoria, Talamonti, Winchester, Ko, and Bentrem. Study supervision: Talamonti, Winchester, Ko, and Bentrem.

Financial Disclosure: None reported.

Funding/Support: This study was supported by the American College of Surgeons Clinical Scholars in Residence program (Dr Bilimoria) and by a grant from the Goldberg Family Charitable Trust (Dr Bilimoria). The NCDB is supported by the American College of Surgeons, the Commission on Cancer, and the American Cancer Society.

Previous Presentation: This paper was presented at the Annual Meeting of the Western Surgical Association; November 6, 2007; Colorado Springs, Colorado; and is published after peer review and revision. The discussions that follow this article are based on the originally submitted manuscript and not the revised manuscript.

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Anton J. Bilchik, MD, PhD, Santa Monica, California: There has been tremendous interest this year in establishing quality guidelines for cancer care. This culminated in the National Quality Forum in collaboration with the ACS [American College of Surgeons], ASCO [American Society for Clinical Oncology], NCCN, and the Commission on Cancer endorsing a 12-node minimum in colon cancer in April 2007. There have been mixed responses to this decision. On the one hand, it provides a proxy metric of quality and can be translated to other malignant neoplasms such as gastric and pancreatic cancer, as is suggested by Dr Bilimoria. It also provides important information for standardizing clinical trials. On the other hand, however, this information is in the hands of third-party payers and is already threatening reimbursement.

Without fully understanding the mechanisms behind the large variations in nodal sampling, some would argue that these benchmarks are premature for the following reasons: Who is responsible? Is it the surgeon? Most surgeons say they do the same operation every time. Is it the pathologist who is relying on an experienced pathology technician to find these nodes? Or is it related to the patient's immune systems, as was recently reported in Science?

So with this in mind, there are several possible interpretations of Dr Bilimoria's analysis. One, regardless of whether you are at an NCCN- or NCI-designated facility or a low- or high-volume center, 80% to 85% of patients in the United States have an inadequate operation. Two, volume is the most important factor whether you are at an academic center or not. Three, there is little difference in nodal sampling at high- or low-volume centers, 4 for gastric and only 2 for pancreas cancer. Four, lymph node sampling is actually improving over time. So which one is it?

Do any of these data translate to differences in survival, and should we perhaps revisit the role of more radical lymphadenectomies in gastric and pancreas cancer?

Finally, in light of recent randomized trials demonstrating a survival benefit with neoadjuvant therapy, how do you think this will affect the importance of lymphadenectomy or sampling?

Dr Bentrem: Dr Bilchik noted that up to 80% may undergo an inadequate operation. I would say up to 80% do not get optimal lymph node counts. I think it is important to take a step back and look at the view from 30 000 ft to see how care is delivered. You can make recommendations or create guidelines, but it is important to see how they are actually carried through. When the adjuvant therapy trial for gastric cancer came out, it was quite a noteworthy point that more than half of the patients only got a D0 lymphadenectomy, so studies to see how we are doing with established recommendations are important.

With regard to the importance of center type and volume, I think it is important to consider both of those factors. We were unable to include both simultaneously in the multivariate model due to the collinearity or the overlap, but I think both are important.

With regard to whether lymph node sampling is improving, we are getting a little better. Dr Hundahl's report in 2000 had a median lymph node count of 8 when looking at patients with N0 and N1 stages, so we are improving, but it is happening very slowly.

Multiple prior studies for gastric and pancreatic cancer have examined the effect of nodal evaluation on survival. I did not think we needed to extend those any further.

There are data from randomized trials regarding the role of extended lymphadenectomy, so we did not need to revisit that topic either.

Regarding neoadjuvant therapy, you brought up an important point regarding the lessons from rectal cancer. Neoadjuvant radiation can lower lymph node counts. However, I think it is the minority of patients with pancreatic or gastric cancer who will receive neoadjuvant radiation therapy. When we looked for pancreatic cancer, it was less than 5% who received preoperative radiotherapy in the United States.

With regard to the quality measures, I think these may be premature for accountability but may be appropriate for surveillance and internal hospital quality improvement. I do not think an adequate lymphadenectomy is the same thing as adequate care. Adequate staging is important; it has treatment and prognostic implications, but in terms of what is adequate care, we are a bit premature in using lymph node counts at the level of an accountability measure.

Financial Disclosure: None reported.

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